EFTA00197171.pdf

Statements EFTA00197171  CLEARED THROUGH ITS Altar" DAY.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT 8/38r. Szea•rs SOCHA* Cal/ Bear. Stearns & Co. Inc. BUR 383 Madison Avenue New York. New York 10179 Cc* Mevolech Corder HMO &WO% New Tear 11201.1859 STEARNS FINANCIAL TRUST CO INC STATEMENT PERIOD November 29.2003 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSIIE www.beartheams.com THROUGH December 31.2003 ACCCUPT NUMBER Important Message 11.,.11...1,.1.11.i.,.1,1 TAXPAYER NURSER Not Available II any inlormation regarding 2003interest. dividends. LAST STATEMENT NOYCHTter 28.2003 miscellaneous income. gross proceeds or original issue discount is required to be reported to the IRS for this FINANCIAL TRUST CO INC account, a Consolidated Form 1099 will be mailed to you by CIO JEFFREY EPSTEIN February 2.2004or a 1042Sby March 15.2004. 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc.outstanding as of date of statement PURCHASE: REPURCHASE/ PURCHASE PRICE/ PRICN3 REPO/ ACCRUED START DATE ENO DATE PFIRCIPAL RATE NTEREST• HET MICUNI 12/19/03 OPEN 980.000 0.990 384 980384.65 TOTAL REPURCHASETRANSACTIONS $384 8980.384.65 As or slernopi dery Trio spore POSIDOns 00 1101 voter In trrir one mar. 01 I's IlaRn-,r/ Roza ropoa am diforonoo a motors of fl ats or Hocks. Harmed m Clatierod 10 'to. nos PHYPTAPY a Tor wan/withal papaws rely It is ra reartard scalar dcarnta lo Goa Somas al 800611.1428: a vat lc, ChM SONIC.. a BOW. Room &Humes Cap.. One lAnolan Copia Nonh. Broo18H, NY 112014859 Sit Tin statornorO should Waitangi:I for your records Soo wan* fa far modal nfainatim 027 01101f04:14:84 001 EFTA00197172  CLEARED THROUGH ITS witekLY (n1h.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szeiree Secvehti Dap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 0 -41km:tech Cella North Beccidon. New Tuft 11201.3559 STEARNS FINANCIAL TRUST CO INC 2 STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 ACCOUNT NUMBER TAXPAYER M./USER Not Available Your messages LAST STATEMENT November 28.2003 As part of the National Association of Securities Dealers (NASD) Investor la" Education Program, you may obtain information on the NASD's Public la" Excess SIPC Account Protection Update Bear, Steams Securities Corp, (BSSC'), a member of the Securities Investor Disclosure Program by contacting the NASD at telephone number (800) Protection Corporation CSIPC"), provides account protection for the net equity 289.9999 or via the intemet address which is www,nasdr,com, In addition, a of a customer's funds and securities positions. SIPC provides $500,000 of brochure explaining the Public Disclosure Program is available from the NASD primary net equity protection, including $100,000 for claims for cash ("SIPC upon request. Coverage,. Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC') through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company MAPCO", a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. End of Statement 027 01,01,04:14:54 001 1/1118 EFTA00197173  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY 848r. Saea•ns Secoalkl COO. CX-41.1evolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,01,04:14:54 001 Y818 EFTA00197174  CLEARED THRCOGH ITS WHOU.Y 01W.ED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bea. SIWAS SCIOWBIBI Cap. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue .o Mantech Confer NorUI øØ11n. Ne* Tea I1201.38S9 STD;RNS New York New York 10179 FINANCIAL TRUST CO INC STATEMENT PER« NOYernCoN I.Ø3 ACCOUNT EXECUTNE GNMA GOVT BOND VISIT OUR WEBSITE wrinv.bearstearns.com THROUGH Novemcer 28.2003 ACCOUNT NUMBER 11.,.11...1,.1.11.i.,.1,1 TAXPAYER NUMBER Nol Available LAST STATEMENT October 31.2003 FINANCIAL TRUST CO INC CO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co.Inc.outstanding as of date of statement ', UMW'S& REPURCHASE/ PURCmASE MUM praGNO REPP' ACCRUED START DATE Ema DATE IiRetiPaL PATE NTEREST• NET AMOUNT 11 1.07 7 7 TOTAL REPURCHASETRANSACTIONS $1,267 $3,990,267.62 As of Makatea dote Tno obore ambons no not apnea oi erg oller seamn ol Inn elokment End of Statement Roma NØ an/ "COMO or nonroetlet el tacks or Mocks. ~Colo! as dolherod la >nu. lo Lllsnl Sonic» Pl 800134-1428: N *no le ChM SoNleos at Bow. Stearn &canes Coy . Co. Mflolea, COMP Honh. Broabn, NY II201.3.5B ghe NS IleMilY Tor ireconeborial Reposes city rot Mended n Oocurewe lam seateeneni MØ be Mang for your records. See liven* rite for impala«~arm 027 11~03;10:64 001 Vela EFTA00197175  CLEARED 1HROUGH ITS vriseklY O"EO SUBSIDIARY 808r. Saee•ns S0N, t4,1 GOO. Ore lActsolech Cantot North Broeklln• New Tuft 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,29,03:10:54 001 V818 EFTA00197176  CLEARED THRCOGH ITS witexel OH1.80 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Stearns SODyititt COO Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. Neon York 10179 Ore Mettoiech Canto North Beccidon. New To* 11201.3859 STEARNS FINANCIAL TRUST CO INC STATEMENT PERO) October 1.2003 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE wmv.bearstearns.com THROUGH October 31.2003 ACCOUNT NUMBER 1111,111111111111 II TAXPAYER MAWR Not Available LAST STATEMENT September 30.2003 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstanding as of date of statement PURCHASE' REPURCHASE/ PURCAMS2 PRIM PRICN3 REPO' ACCRUED START DATE 032DATE PRNCIPAL PATE NTERES11 NET AMOUNT 10/20103 N 3.000.000 0.700 TOTAL REPURCHASE TRANSACTIONS $798 $3,000.798.33 At. el ottMeorl Os* The oboe* matins Oo won amen rnw ant olon, Winn or he oloRrIer. End of Statement Homo rood oaf Offoronoo a rcormett of tees or stocks. calcolod as doltrorod to p5u. Ate/. I INN PAY1/11TT a miOnwabOnal pawns orly It ratcandid as dconr1 10 Gonl Sonic*. of 800(04.1428: a veto to ChM SoNkos a Boat Steam Sccurilos T1n statteneN shoad be ritann1to your records So worm fa toe roodart aconatim Cap.. One Metokxl, Coolly North. Brootlyn, NY. 112014859 027 11101t03:15:58 001 YSIS EFTA00197177  CLEARED 1HROUGH RS YriseklY 0"E0 SUBSIDIARY Beer. SZeirns SON, t44 COO. Ceol.letioloch Cantot North BrodCon. New Volt 11201.3659 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,01,03:15:56 001 Y818 EFTA00197178  CLEARED THRCOGH nS WHOLLY 01MHED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Seel. Steams SOMAISCH COrD. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York Nee York 10179 Ono Movotech Confer Noah Brocklin. Now Va. I1201 3859 STEARNS FINANCIAL TRUST CO INC STATEMENT PER,00 August 30.2003 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WERSITE wvnv.bearstearns.com THROUGH September 30.2003 ACCCUNT NUMBER Important Message II.,.II...1,.I.II.i.,.1,1 TAXPAYER NUMBER Not Available Bear Steams is pleased to announce our conversion to a LAST STATEMENT August 29.2003 calendar month.end statement. Effective this month. your FINANCIAL TRUST CO INC account statement reflects all activity and account CIO JEFFREY EPSTEIN valuation up to and including the last business day of the month. 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc.outstanding as of date of statement PURCHASE RERIFICHASU PURCNASE PRIMP PROPS REM ACCRUED START DATE Es.0 DATE MAXIM RAM NTEREST• NET AMOUNT $4.396.169.73 As of ottoronert dye The Were rceeons do nal wpm it eery ranee snake of rb olakoment. Recto mon aror direranoo a contacted of nd's of MOCKS. fidlcaiod as doltrarea to you. 10 Clem Simon at 800614-1428: or yam to mom spvkM it Boot SONWM Sccumes Cap.. One LIceolocb Coolie North. 8roo1en, NY. 112014959 ghan seamen kit WOMeetoMMI Nooses otitis not "leaded as a tat downed TIn Usternere shooed be reamed for your records See revers* S. f r rrocrlart rdorman7n 027 ICP01033:13:62 001 EFTA00197179  CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szeiree Secvehti GOO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Mevolech Cella North BredCon. New Ye* 11201.3559 STEARNS FINANCIAL TRUST CO INC 2 STATEMENT outo00 August 30.2003 THROUGH Septernter 30.2003 ACCOUNT NUMBER TAXPAYER AVUSER Not AvambW Your messages LAST STATEMENT August 29.2003 Ba" INTRODUCING QUARTERLY STATEMENTS Bear. Steams Securities Corp. Net Capital and Net Capital Requirements: Effective October 2003, you will receive account statements on a quarterly At May 31, 2003 and July 31, 2003, the Company's net capital of basis only, Statements will generate at the end of March, June, September approximately $2.4 billion and $3,0 billion was approximately 6% and 7% of and December. The statements will reflect all activity throughout the quarter, aggregate debit items and exceeded the minimum regulatory net capital since the last statement date. requirement of approximately $799.5 million and $904,4 million by approximately $1.6 billion and $2,1 billion, all respectively. Your next statement will be December 2003 and will reflect all activity from October, November and December. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the web site wymbearsteams.com. Alternatively, to Please contact your account executive with any questions. request a free printed copy please call • toll free 1.866.299-9331, 027 1001,03:13:52 001 V813 EFTA00197180  CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, 14,1 Dap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Mevolech Cella North BredCon. New Ye* 11201.3559 STEARNS FINANCIAL TRUST CO INC 3 STATEMENT outo00 August 30.2003 THROUGH Septernter 30.2003 ACCOUNT NUMBER TAXPAYER AVUSER Not Available LAST STATEMENT August 29.2003 Securities and other assets in your account are the firm's collateral for any This statement is provided to explain Bear, Stearns & Co, Incas ('BSC') margin loan made to you. If the securities and other assets in your account payment for order flow practices. decline in value, so does the value of the collateral supporting your loan, and, BSC routes a majority of orders for customer securities transactions to the as a result, the firm can take action, such as issue a margin call and/or sell primary market for such securities, Orders may also be routed to other market securities or other assets in any of your accounts held with the member, in service vendors that assure executions pursuant to complex mathematical order to maintain the required equity in the account. It is important that you formulas at better than the national best bid or best offer (NBB0). BSC fully understand the risks involved in trading securities on margin, These risks receives no cash payment or other consideration for such order routing other include the following: than favorable executions or executions of limit orders at no additional charge. You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in you account(s). The firm can sell your securities or other assets without contacting you, You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call, The firm can increase its "house" maintenance margin requirements at any time and is not required to provide you advance written notice, You are not entitled to an extension of time on a margin call. 027 1001,03:13:52 001 Y813 EFTA00197181  CLEARED THROUGH ITS 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, 14,1 GOO. Bear. Stearns & CO. Inc. BEAR 383 Madison Avenue New York, New York 10179 Ore Mevolech Cella North BecciOon. New Ye* 11201.3859 STEARNS FINANCIAL TRUST CO INC 4 r, STATEMENT Puttee August 30.2003 THROUGH Septernter 30.2003 ACCCUNT NUMBER TAXPAYER WEBER Not RAISINS LAST STATEMENT August 29.2003 Pursuant to SEC Rule 11Acl -6, please note the following: Bear, Steams & Co. Inc. will post its quarterly routing statistics at the following web link: http://www.bearsteams,corni. Click on Individual Investor, Click on Equities, Click on Order Routing Practices. Customers of Bear, Steams & Co, Inc, may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. End of Statement 027 1001,03:13:52 001 Y813 EFTA00197182  CLEARED 1HROUGH ns vriseklY 0"E0 SUBSIDIARY Beer. Saee•ns SBN•Itkl GOO. Cc* lActsolech Cantot North Beocklln• New VC* 11201.3859 FINANCIAL TRUST CO INC 5 oi $ STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1001,03:13:52 001 V813 EFTA00197183  CLEARED 'MAGOON ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Stearns Seoaltks COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue Ore Mevolech Center HORN Becck/on. Hew York 11201.1559 STEARNS New York. New York 10179 FINANCIAL TRUST CO INC STATEMENT PERIOD Jug 26.2003 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSIIE wenv.bearstearns.com THROUGH August 29.2003 ACCOUNT NUMBER Important Message 11.,.11...1,.1.11.i.,.1,1 TAXPAYER AMBER NOt RAISINS Bear Stearns is pleased to announce our conversion to a LAST STATEMENT Jul/ 25.2003 calendar month-end statement. Effective September 2003. FINANCIAL TRUST CO INC your account statement will reflect all activity and account CIO JEFFREY EPSTEIN valuation up to and including the last business day of the month. 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Stearnsand Co.Inc.outstanding as of date of statement PURCHASE' REPURCHASE/ PURCNASE PRICE/ OWNS REPO, ACCRUED START DATE EAD DATE PRIACIPIL RATE MEREST NET AMOUNT $5,033,391.46 As of stottanol elite Tie abort matins Oe not woes, men, On, 0,00.7. 01 he Itatement End of Statement Roza room ant cliforonoo a morocco of nd's or MOCKS. oldicaiod as doltroros to Sou. TME many/ N br HTOroMbeall pants °Ay it nera fended as a tar &warners 10 Clem Swan PI 800614.1428: a 'Mt to Clam SONIC.. M Boar. SOXIM Sccumos TIn sateen should be craned to yen records See ran. WO to rowers reconaron Cup.. One lArInONI, Corte, North. BrooNyn, NY. 11201 9556 027 062603:16:25 001 M912 EFTA00197184  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. SZeirns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 083003:15:26 001 Y812 EFTA00197185  CLEARED IHRCOGH ITS »sekt? 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Best. SZetrnb Ø. Bear. Stearns & Co. Inc. BWR 383 Madison Avenue New York• New York 10179 Or.* Metsolech tet< North BØ/m. New Tuk I 1201.3859 STD;RNS FINANCIAL TRUST CO INC STATEMENT PERM June 28.2003 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE www.bearsteams.com TH000GH Jult 25. 2003 ACCOUNT NUMBER 11.,.11...1,.1.11.i.,.1,1 TAXPAYER NUMBER Not Available LAST STATUIENT June 27.2003 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstandin g as of date of statement PURE:RASE, REPLIACHASE] PURCHASE TRIM PRent REPOr ACCRUED START DATE END DATE PRA.CIPAL RATE FITEREST' HET ASIOUNT 07/18/03 OPEN 6.040.000 0.700 1.139 6.041.139.21 TOTAL REPURCHASETRANSACTIONS $1,139 $6,041,139.21 As of senens/ni ese Tre obo.. ozeons do na, 0000w In ony Ont soaka ol T6 siWwwool. End ot Statement Flozo ropar' an/ difikOM& or ~roe.« ol crock.s oT slocks. °Book.] as datioroa lo p3u. ~Nis be nfOrlwalw:wal psnroses only Nis rcl ronded as a la. ~raet lo ORM S i a ol 800(34.142B: or wwto lo Mani Savle« a Bow. Steam &emnes Tan staternore snadd be/stanse for sus morer Set resors. tffe Irr ~sft ~an Co,. One Melw1ocli Genia, Hodb. BrooM>w, NY II20141,5S. 027 07,2&,33:1201 001 vall EFTA00197186  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Beoeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 074103:12:01 001