EFTA01381035.pdf

From: Richard Kahn Sent: 11/7/2016 3:10:24 PM To: Darlene Zong CC: Daniel Sabba ; Stewart Oldfield Subject: Re: Lloyds bond call [C) thank you for update Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Nov 7, 2016, at 3:03 PM, Darlene Zong < > wrote: Classification: Confidential Hi Rich, FYI $1.5mm face holding of Lloyds 9.875% 12/16/2021 in Southern Financial LLC account is being called on its next call date 12/16/2016 at par. ISIN X50717735822 <image00 I .gi f> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc I +1 345 Park Avenue, 26th Floor, New York, NY, 10154 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0079756 CONFIDENTIAL SDNY_GM_00225940 EFTA01381035