EFTA01414991.pdf

Subject: RE: Trade confirmation: Rates trade From: Liam Osullivan Date: Mon, 22 Jan 2018 12:30:17 -0500 To: "Paul Barrett ( Richard Kahn Cc: Stewart Oldfield Xavier Avila Davide-A Sferrazza Joshua Shoshan Martin Zeman Vahe Stepanian <a> Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment EFTA01414991 in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Martin Zeman Sent: Friday, January 12, 2018 3:50 PM To: Paul Barrett ) Cc: Stewart Oldfield ; Richard Kahn >; Xavier Avila Davide-A Sferrazza Jo <[email protected]>; Liam Osullivan Subject: Trade confirmation: Rates trade Paul, This is to confirm today's trade: Southern Financial Buys 5ylOy USD Rates Curve Cap Notional USD 100mio Trade Date 12 Jan 2018 Maturity Date 12 Apr 2018 Strike 0.14% EFTA01414992 Curve 5y-lOy US Swap Fixing 11am USD ISDA FIX Premium USD $41,000 AND Southern Fianncial Pays Fixed in USD 2y Swap Notional USD 12.8mio Trade Date 12 Jan 2018 Swap Start Date 16 Jan 2018 Swap End Date 16 Jan 2020 Client Pays 2.2150% (Semi, 30/360) Client Recs 3m Libor (0, Act/- 360) Thank you for the trade again, Martin {cid:[email protected]} Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobil Email KCP products and services are intended and available only for persons who EFTA01414993 are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01414994