EFTA01345335.pdf

KYC Print Page 1 of 19 DB PWM GLOBAL KYC/NCA PART A KYC Case tt 01790739 S;a:JS 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIA_ RE_ATIONSHI P.00000483290 Booking Center New YON Relationship Manager: ❑ New PWM Relationship RI Existng FWM Relationship Relationship to PA/M: If existing, please indicate since when the relationship exists. provide reason for new profile and attach o'd profile: '• • This KYC is a periodic review for high risk remed ation• • • Original KYCI 348733 J Client Referral RM Prospect 0 Intermediary/FM • Other Source (CI B, etc.) How Was the Clients) Introduced? How long has the RM personally Reese provide details ( g. name of referral source, how many years RM personally has known client. known the dent? etc.): Jeffrey Epstein readied out to on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signora to this new net only Does Deutathe Bank pay 0 Yes I RI No a retrocession or similar compensation to a third party for the introduction pie Yee describe): of this relationship? Lit all existing and new accounts invoked in this relationship Legal Entity Account Name / Number Opening Date OntendecUactuat Aixount(s) I Gratitude America, Ltd 2/18/2015 2 j Neptune, LLC - Deposit 10/18/2013 3 5 NES, LLC - Deposit 11/8/2013 Who is the primary contact person for the Referred method of RM? (Note: This person contect(indicate phone needs to have signatory no., fax no., e-mail rights and/or information address, etc): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031621 CONFIDENTIAL SONY GM_00177805 EFTA01345335