EFTA01431029.pdf

Sub'ect: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC [I] From: Rishabh Sharma Date: Fri, 10 May 2019 13:48:40 -0400 To: Stewart Oldfield Bradley Gillin Monica Gilkinso , Rachel Wachs Brigid Macias Cc: Natalie Barak Oversight Control Vikas Dave Armen Brash Daphne Cale Classification: For internal use only Hello, Please provide update on below before our cutoff of 2:30 PM EST. We cannot hold both these Debit and Credit breaks in our Non post GL, hence would need your decision today. Regards, Rishabh Sharma Icid:[email protected] DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile EFTA01431029 Email Please send all the Banking related Queries to our new Group E-mail ID From: Naveen Bagaria [mailto Sent: Friday, May 10 2019 11:42 AM To: Brigid Macias Cc: Stewart Oldfield Natalie Barak Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Absolutely not, Brigid. This account # doesn't even have a penny at this moment. Both the credit and debit transaction for 100K got stuck in Non Post as the account is closed. In order to pass both these transactions using this account — it needs to be open & active. And most importantly if you wish to close the account again, you need to make sure that happens the next day. Please let me know if this makes sense? Regards Naveen Bagaria EFTA01431030 COO - Wealth Management Operations DBOI Global Services Private Limited Tel: Fex: Please send all Bankini related suedes to our new Group E-mail ID - From: Brigid Macias Sent: Friday, May 10, 2019 11:33 AM To: Ankit-Kumar Sharma Bhavesh Chandani Cc: Stewart Oldfield ; Natalie Barak Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] This account Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 EFTA01431031 Tel. Fax + Email Securities offered through Deutsche Bank Securities Inc. From: Ankit-Kumar Sharma Sent: Friday, May 10, 2019 11:32 AM To: Bri id Macias ; Bhavesh Chandani Cc: Stewart Oldfield ; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Hi Brigid, Which account? Kind regards ? {cid:[email protected]} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India EFTA01431032 Tel: + Mobile Email Please send all Banking related queries to our new Group E-mail ID - From: Brigid Macias [mailto Sent: Friday, May 10, 2019 111.1~ To: Bhavesh Chandani Cc: Stewart Oldfield >; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Importance: High Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax + Email EFTA01431033 Securities offered through Deutsche Bank Securities Inc. From: Bhavesh Chandani Sent: Friday, May 10, 2019 11:24 AM To: Brigid Macias <bri [email protected]> Cc: Stewart Oldfield ; Natalie Barak <[email protected]>; '[email protected] com' <[email protected]>; Oversight Control <[email protected]>; Rishabh Shah <[email protected]>; Rishabh Sharma <[email protected]> Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non - post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani Icid:[email protected] EFTA01431034 Bhavesh Chandani Process Supervisor I PWM US Operations DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Mobile VOIP telephone: Email {cid:[email protected]} Integrity I Sustainable Performance I Client Centricity Innovation Discipline I Partnership Please send all the Banking related Queries to our new Group E-mail ID From: Rishabh Shah Sent: Friday, May 10, 2019 10:57 AM To: Rishabh Sharma < Cc: Stewart Oldfield >; Brigid Macias ; Natalie Barak Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Please advise Brigid on below. EFTA01431035 Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10, 2019 9:49 AM To: Rishabh Shah Cc: Oversight Contro ; Natalie Barak ; Stewart Oldfield Subject: FW: Non Post Transactions 05-09-2019 For AC [I] Importance: High Good Morning, Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, EFTA01431036 Brigid Macias fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax + Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield < >; Bradley Gillin ; Monica Gilkinson ; Rachel Wachs Cc: e ra Jasper • Halina Laczny ; Oversight Control > Subject: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Hi Team, Please advise, if the below transaction(s) are okay to post or not:- Please note A/C is closed : 05/09/2019 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 997000509092719 524 N EFTA01431037 REF 1290927L FUNDS TRANSFER FRM DEP 35269691 FROM ITI L HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 998000509110307 TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C NTERNATIONAL JET I NTERIORS, INC. If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma fcid:[email protected] DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobil Email Please send all the Banking related Queries to our new Group E-mail ID [email protected] EFTA01431038 This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01431039 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01431040