EFTA01380203.pdf

From: Corinna-A Reibc Sent: 9/18/2018 4:40:53 PM To: Stewart Oldfield CC: Emily Craig Dian Stoianov I I. Bradley Gillin Richard larossi Subject: RE: KYC remediation project I HR overdues Attachments: Oldfield_Stewart_HR KYC.xlsx Dear Stewart, I hope you're doing well. We just wanted to send you a short note to see if we could schedule a follow-up with you and your team regarding the outstanding HR cases. I've prepared an updated document for your review. We are happy to schedule at your convenience for this week or next week. I look forward to hearing back from you. Kind Regards, Corinna Corinna Reibchen KYC remediation project From: Stewart Oldfield Sent: Tuesday, August 28, 2018 11:15 PM To: Corinna-A Reibchen < Cc: Emily Craig < >; Dian Stoianov < >; Bradley Gillin < >; Richard larossi < Subject: Re: KYC remediation project I HR overdues Sounds good. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 1O154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2O18, at 4:56 PM, Corinna-A Reibchen < > wrote: Dear Stewart, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078457 CONFIDENTIAL SDNY_GM_00224641 EFTA01380203