EFTA01344111.pdf

From: Amanda Kirby Sent: 10/21/2013 3:04:55 PM To: Lisa D Hurd I Subject: Fw: Southern Financial [If Attachments pic08490.gif; pic30388.gif classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out to 3PM on Fri ay to et them know the shell account had been set up. Any update? Best, Amanda Kirby (Embedded image moved to file: pic08490.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic30388.gif) Forwarded by Amanda Kirby/db/dbcom on 10/21/2013 03:03 PM From: Harry Beller •= 1.corn> To: Amanda Date: 10/21/2013 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPm Value Advantage Fund (JvAIx) and 49,505 shares of JPM Latin America (JLTsx) for the account of Southern Financial LLC thanks Harry CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029268 CONFIDENTIAL SDNY_GM_00175452 EFTA01344111