EFTA01372800.pdf

7'15x2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A rA KYC Case = : 01977698 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SCUT-ERN FINANCIAL RELATIONSHIP:00001MP Booking Center: New York Relationship Manager: Stewart Oldfield I... - New PWM Relationship g Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship aids, provide reasai for new profile and attach old profile: " ' 2018 Periodic Review •••• 1: Client Referral L. RM Prospect : Intermediary/FIM o t Other Source (CI8, etc.) How Was the Client(s) Introduced' How long has the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RN personally known the reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. client) Last Approved KYC # - Butterfly Trust Neptune, LLC - M. Does Deutsche Bank pay a retrocession or similar 0 Yes k No compensation to a third party for the introduction of this Of Yes, descnbel relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 • Karyna Shuliak- DDA 12/13/2013 2 Butterfly Trust - - MMI3A 1/24/2014 3 Neptune LLC - - DDA 10/18/2013 Who is he pnmary contact person or the RN> (Note: This Preferred method of person needs to have signatory contact(indicate phone no., fax rights and/or information right no., e-mail address, etc.): for the accounts): https://cfblorcepb.my.salesforce.comiservlet,serylet Integration7lid=0 I N30000000D9Di&eid=5000e00001N0Bx m& lc= I & iinkToke n t- vmpF P SxNakF 4T . 1/42 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066679 CONFIDENTIAL SDNY GM_00212863 EFTA01372800