EFTA01372634.pdf

Counterparties Out Of Scope for EinSiG Reporting: • Financial Institutions • Insurance and Reinsurance undertakings • Deposit and collective investment undertakings • Government or state funds • investment funds • Pension funds • Creditors without identified identities • Creditors involved in money laundering • Persons with more than or equal to 50% or more of share in the institution's capital and directors, personally-liable shareholders or members of the institution's supervisory bodies • (Third) persons acting on behalf of the persons identified: • a) With more than or equal to 50% or more of the share in the institutional capital b) Spouses and underage children • c) Directors, personally-liable shareholders or members of the institution's supervisory bodies • Affiliated group companies • Directors, personably liable shareholders These have been confirmed as the following DB Industry Codes: 6511001 6512602 6523302 6720200 7511009 7530200 6511002 6512701 6523303 6720301 7511010 7530300 6512101 6512702 6601100 6720302 7511011 7530400 6512102 6512703 6601200 6720303 7511012 7530501 6512103 6512801 6602000 7415203 7512100 7530502 6512104 6512802 6603100 7415204 7512200 7530503 6512105 6512900 6603200 7415300 7512300 7530600 6512106 6521000 6603300 7415400 7513000 7530700 6512107 6522000 6711001 7484701 7514000 7530800 6512108 6523101 6711002 7511001 7521000 7530900 6512200 6523102 6712000 7511002 7522000 7531000 6512300 6523103 6713001 7511003 7523000 9900100 6512400 6523104 6713002 7511004 7524000 9900200 6512500 6523200 6713003 7511005 7525000 9900301 6512601 6523301 6720100 7511006 7530100 9900302 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066411 CONFIDENTIAL SDNY_GM_00212595 EFTA01372634