EFTA01406257.pdf

Subject: RE: KCP Collateral Flow [I] From: Davide-A Sferrazza •c > Date: Fri, 16 Mar 2018 10:51:32 -0400 To: Paolo De-Leon ‹ > Classification: For internal use only That's great — thanks for your help on that. Let me talk with the banking teams on the other two...will hopefully be able to get you those docs next week Thanks, Davide From: Paolo De-Leon Sent: Friday, March 16, 2018 10:51 AM To: -A Sferrazza ‹ > Subject: RE: KCP Collateral Flow [I] Hey Davide, Good news on Southern Financial- they're on the DDR and the collateral will be visible imminently. Just wanted to see if the banking team was able to provide you with the other info / docs for PW and Lamia? Thx. From: -A Sferrazza Sent: Wednesday, Februar 21, 2018 6:54 PM To: Xavier Avila ; Keith Buckholz Cc: Paolo De-Leon Subject: RE: KCP Collateral Flow [I] EFTA01406257 Classification: For internal use only Yes, happy to take point here. Like Xavi mentions, I'm also not sure what PCR and RDC refer to — can you please clarify and I'll provide for the accts below? Thank you, Davide From: Xavier Avila Sent: Wednesday, February 21, 2018 11:44 AM To: Keith Buckholz -A Sferrazza c Cc: Paolo De-Leon ‹ > Subject: RE: KCP Collateral Flow [I] Sounds good, DAvide can you pls take the lead and let me know if any issues? I don't know what PCR and RDC stands for. Thanks Xavi From: Keith Buckholz Sent: Wednesday, February 21, 2018 11:19 AM To: Xavier Avila -A Sferrazza HIIIIII- Cc: Paolo De-Leon <a Subject: RE: KCP Collateral Flow [I] EFTA01406258 Hi Xavi, These are the three docs I referred to in our conversation at my desk last week. The Collateral Admin group requires a dummy LS2 facility to be set up to enable the WM collateral value to show up in CMV. That group will not set up an LS2 facility for a new client unless they have certain documentation / information (KYC, PCR, RDC, SIC code, NACE code); BRM will provide the SIC and NACE codes. We'll also ask the documentation team (i.e. Ellenoi) to build this into their required doc list so we don't have to ask you moving forward. Regards, Keith From: Paolo De-Leon Sent: Wednesday, Februar 21, 2018 10:43 AM To: Xavier Avila -A Sferrazza HIIIIII- Cc: Keith Buckholz ‹ > Subject: KCP Collateral Flow Hello Xavi and Davide, Can you kindly provide the following documents for the below three KCP clients. These docs are required so that we can on board these clients into our daily derivative report, which will allow collateral values to flow correctly. Client name Docs needed The Lamia Ventures Corp KYC, PCR, RDC EFTA01406259 PW Focus Fund LLC KYC, PCR, RDC Southern Financial LLC KYC, PCR, RDC Thanks and regards, Paolo EFTA01406260