📄 Extracted Text (582 words)
J.P. Morgan
CERTIFICATE OF ELIGIBLE CONTRACT PARTICIPANT ("ECP")
Account Title: FINANCIA ST COMPANY INC
Account Number: Ending in -M
Applicable law and J.P. Morgan policy require clients to be "Eligible Contract Participants," as that term is
defined in the Commodity Exchange Act, in order to conduct foreign exchange (FX) forwards, FX swaps, FX
options and certain other OTC derivative transactions in a J.P. Morgan account. Accordingly, in connection
with the undersigned's FX forwards, FX swaps, FX options and certain other OTC derivative transactions
(collectively, "Transactions") in an account with JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC or
one of their affiliates (collectively, "J.P. Morgan"), the undersigned makes the representations and warranties
set forth below and agrees that J.P. Morgan may rely on the information contained in this Certificate in
entering into Transactions with the undersigned.
The undersigned represents and warrants to J.P. Morgan that:
A. The undersigned is an ECP of the following type(s) (check all that apply):
_1. An individual acting for his or her own account who has amounts invested on a discretionary basis,
the aggregate of which is in excess of (i) $10,000,000; or (ii) $5,000,000 and who enters into Transactions in
order to manage the risk associated with an asset owned or liability incurred, or reasonably likely to be
owned or incurred, by the individual.
If the undersigned is relying on Paragraph 1(ii) as the basis for claiming ECP status, by signing below, the
undersigned further represents and warrants that he or she is entering into Transactions in order to manage
the risk associated with an asset owned or liability incurred, or reasonably likely to be owned or incurred, by
him or her.
2. A corporation, partnership, proprietorship, organization, trust, or other entity acting for its own account:
i) that has total assets exceeding $10,000,000;
ii) that does not have total assets exceeding $10,000,000 but its obligations under Transactions
it enters into with J.P. Morgan are guaranteed or otherwise supported by a letter of credit,
support, or other agreement by an entity described in subparagraph (i) above or another
Eligible Contract Participant; or
iii) that (a) has a net worth exceeding $1,000,000; and (b) enters into Transactions in connection
with the conduct of the entity's business or to manage the risk associated with an asset or
liability owned or incurred, or reasonably likely to be owned or incurred, by the entity in the
conduct of the entity's business.
If the undersigned is relying on Paragraph 2(i) above as the basis for claiming ECP status, the provider of
the guaranty, letter of credit, or other support will be required to sign and deliver a Certificate of Eligible
Contract Participant to J.P. Morgan in order for the undersigned to enter into Transactions.
If the undersigned is relying on Paragraph 2(iii) above as the basis for claiming ECP status, by signing below,
the undersigned further represents and warrants that it is entering into Transactions in connection with the
conduct of the undersigned's business or to manage the risk associated with an asset or liability owned or
incurred, or reasonably likely to be owned or incurred, by the undersigned in the conduct of its business.
3. An employee benefit plan subject to the Employee Retirement Income Security Act of 1974
(29 U.S.C. 1001 et seq.), a government employee benefit plan, or a foreign person performing a
similar role or function subject to foreign regulation, each acting for its own account:
(Continued on reverse)
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00065272
EFTA01585313
ℹ️ Document Details
SHA-256
9ce6a59c7160935658e876eec3cff08c876ba7212c0fb1d2b593f94499ea1984
Bates Number
EFTA01585313
Dataset
DataSet-10
Document Type
document
Pages
1
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