EFTA01519160.pdf

GHISLAINE MAXWELL - TAP DVS ACCT. For the Period 11/1/13 to 11/311/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per UM Settle Date Selection Method Description Cost Amount Amount 11/1 Interest Income DEPOSIT SWEEP INTEREST FOR 10/01/13 .10/31113 0.33 .01% RATE ON AVG COLLECTED BALANCE OF $44,946.12 AS OF 11/01/13 11/1 Div Domest JPM STRAT INCOME OPPORT FD - SEL FUND 3844 3,015.900 0.02 80.32 0.02 PER SHARE (ID: 4812A4-35-1) 11/1 Div Domest JPM MULTI SECTOR INCOME FD - SEL FUND 2130 4,784.864 0.034 182.69 0.034 PER SHARE (ID: 48121A-29-0) 11/1 Div Domest BLACKROCK HIGH YIELD BOND 10/31/13 INCOME 8,504.327 0.04 338.36 DIVIDEND 0 0.040 PER SHARE AS OF 10/31/13 (ID: 091929-63-8) 11/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE I 10131/13 7,524.150 0.043 326.52 INCOME DIVIDEND fa 0.043 PER SHARE AS OF 10/31/13 (ID: 277923-63-7) 11/1 Dlv Domest HSBC FOS TOTAL RETURN I 11/01/13 INCOME 3,858.587 0.01 37.91 DIVIDEND 0 0.010 PER SHARE (ID: 40428X-154) 11/1 Div Domest METROPOLITAN WEST FDS TOTAL RETCL 110/31/13 7,192.344 0.005 33.22 INCOME DIVIDEND 0 0.001 PER SHARE AS OF 10/31/13 (ID: 592905404) 11/4 Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07 FUND INC 10/31/13 INCOME DIVIDEND 0 0.071 PER SHARE AS OF 10/31/13 (ID: 19248X-30-7) 11/4 Div Domest DOUBLELINE TOTAL RET BD-I 10/31/13 INCOME 12,498.155 0.051 631.91 DIVIDEND 0 0.051 PER SHARE AS OF 10/31/13 (ID: 258620-10-3) J.P.Morgan Account Page 13 of 15 Consolidated Statement Page 69 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046434 Chase CONFIDENTIAL SDNY_GM_00315632 EFTA01519160