EFTA02683577.pdf

From: Richard Kahn Sent: Thursday, October 2, 2014 8:11 PM To: jeffrey E. Subject: Fwd: SharesPost - Spotify opportunity / Jawbone Attachments: Jawbone08162014.pdf; Untitled attachment 00146.htm; Spotify USA Inc.pdf; Untitled attachment 00149.htm Richard Kahn HBRK Associates =nc Begin forwarded message: From: Geno Zawrotny Subject: =/b>Re: Shares ost - =poti y opportunity Date: =/b>0ctober 2, 2014 at =:08:43 PM EDT To: =/b>Richard Kahn Hi Rich, See attached report on =ounds of financing for Jawbone. We are selling common at $5.80 =er share. I have a preferred series 5 transaction in process at $7.19. =stimated fully diluted shares is 290M. Therefore, preferred series 5 =raded at $2b valuation. We locked down Spotify, =ow much would you like to invest into our fund at $1,625 per unit. EFDS =s 3.3M, therefore $5.4B val estimated including all fees upfront. I =ttached a report but VC Experts doesn't have much on them. I heard last =ound was around $1,215 per share end of 2013. We are working on =he subscription docs and should have them in a few =ays. Best, G=no Zawrotny&=bsp; I Vice President, Private Securities =roup EFTA_R1_02001389 EFTA02683577  SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobileadiv> =/font> of=ice .h=ne and fax Let's =onnect! Past performance is not necessarily =ndicative of future results. This message is intended only for the =ersonal and confidential use of the designated recipient(s). If you are =ot the intended recipient of this message you are hereby notified =hat any review, dissemination, distribution or copying of this =essage is strictly =rohibited. On Thu, Oct 2, 2014 at 6:22 AM, Richard =ahn > =rote: thanks for update can you =lso send me what is available on jawbone Richard Kahn HBRK Associates =nc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel =a href="tel:212-971-1306" value="+12129711306" =arget="_blank">212-971-1306 fax 646-350-0954 <tel:646-350-0954> cell 917-414-7584 On Oct 1 2014 at 7:41 PM, =eno Zawrotny =rote: Hi Rich, 2 EFTA_R1_02001390 EFTA02683578  We are very close =o having access to Spotify. We may only have up to $20M. The terms will =e around $1,625 per unit. Approximate estimated fully diluted shares is =.3 million. Valuation therefore is approximately $5.4b. You would hold =nits in our stock specific fund, LLC as we discussed earlier. We are =till finalizing the terms. Let me know if you still have an indication =f interest. Best, Cr> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobileadiv> =/font> &nbs=;of=ice ph=ne and fax Let's =onnect! Past performance is not =ecessarily indicative of future results. This message is =ntended only for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. On Tue, Se 30, 2014 at 10:00 PM, Geno =awrotny rote: Hi =ich, I left you a voice message yesterday. =nbsp;Please =lick here My Calendar <http://www.meetme.so/genozawrotny> to schedule a =ew conference call times that are convenient and I will contact you =irectly at the scheduled time. Alternatively, feel free to reach out =nd try to catch me anytime using my contact information below. =/span> 3 EFTA_R1_02001391 EFTA02683579  Best, c=r> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobile.c=div> =/font> &nbs=;of=ice h=ne and fax Let's =onnect! Past performance is not =ecessarily indicative of future results. This message is =ntended only for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. On Mon, Sep 29, 2014 at 12:02 =M, Richard Kahn =rote: 2pm PST would be great please call my =ffice number below thanks Richard Kahn HBRK Associates =nc. 4 EFTA_R1_02001392 EFTA02683580  tel =a href On Sep 29, 2014, at 11:24 AM, Geno Zawrotny =It > =rote: Sure no problem. I'm free at =:00 PST if that works for you. On Saturday, =eptember 27, 2014, Richard Kahn wrote: Can we talk Monday about =rocess as I have never invested via share post before. =hanks. Richard Kahn HBRK Associates Inc. On Sep 26, 2014, =t 9:11 PM, Geno Zawrotny =rote: Okay great, we have =ccess to approximately $50mm. I will reach out when we are ready to =ove forward with the docs. Best, <=r> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund 5 EFTA_R1_02001393 EFTA02683581  mobileadiv> =/font> &nbs=;of=ice ph=ne and fax <http://sharespost.comh Let's =onnect! Past performance is not =ecessarily indicative of future results. This message is =ntended only for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. On Wed, Sep 24, 2014 at 3:58 PM, Richard =ahn =rote: Thinking somewhere between 1mm — =0mm From: Geno Zawrotny Date: Wed, 24 Sep 201 : : = To: Richard Kahn =Itr Subject: Re: SharesPornillailli” I left you a voice =essage. I just need to know what your typical investment size is at =his point. Best, Cr> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund 6 EFTA_R1_02001394 EFTA02683582  mobile<=div> =/font> &nbs=;of=ice ph=ne and fax <http://sharespost.comh Let's =onnect! Past performance is not =ecessarily indicative of future results. This message is =ntended only for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. On Wed, =ep 24, 2014 at 10:49 AM, Richard Kahn =rote: please call =e thanks Richard Kahn HBRK Associates =nc. fax cell On Sep 23, 2014, at 5:09 PM, Geno Zawrotny =It wrote: Hi Rich, I left you a =essage. We have access to a very large block. What is your indication =f interest at this valuation level? 7 EFTA_R1_02001395 EFTA02683583  Best, <=r> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobile<=div> =flont> &nbs=;of=ice ph=ne and fax <http://sharespost.com/> Let's =onnect! Past performance is not =ecessarily indicative of future results. This message is =ntended only for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. On Tue, =ep 23, 2014 at 6:05 AM, Richard Kahn =rote: can you please call me today to =iscuss thanks Richard Kahn HBRK Associates =nc. 8 EFTA_R1_02001396 EFTA02683584  <=iv>On Sep 19, 2014, at 4:02 PM, =rote: Hello, You have expressed interest in investing in Spotify in =he past. We have an opportunity available at approximately $5b =aluation. Minimum is $100k. Please let me know if you are interested. Regards, =span style="font-size:inherit"> <=r> G=no Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobile<=div> =/font> <http://sharespost.com/> Let's =onnect! Past =erformance is not necessarily indicative of future =esults. This message is intended =nly for the personal and confidential use of the designated =ecipient(s). If you are not the intended recipient of this message =ou are hereby notified that any review, dissemination, distribution or =opying of this message is strictly =rohibited. 9 EFTA_R1_02001397 EFTA02683585  </=iv> =/div> =/div> Best, Geno Zawrotny I =ice President, Private Securities Group SharesPost Financial =orporation, Member FINRA / SIPC Past performance is not necessarily indicative of future results. =his message is intended only for the personal and confidential use of =he designated recipient(s). If you are not the intended recipient of =his message you are hereby notified that any review, dissemination, =istribution or copying of this message is strictly =rohibited. =/blockquote> =/blockquote> 10 EFTA_R1_02001398 EFTA02683586