EFTA01380938.pdf

From: Stewart Oldfield Sent: 9/18/2018 5:12:36 PM To: Corinna-A Reibchen CC: Emily Craig ; Bradley Gillin Richard larossi BCC: Subject: RE: KYC remediation project I HR overdues Thanks. We're actually making good progress here. Other than Neptune and Jeepers (for which we are still waiting for an updated COGS), accounts 2-20 have been submitted. We need to clarify something for Gratitude America, and may end up closing that account. I just heard we were reviewing Jockey Club PAC today for the first time. Can't see how that is overdue already if today is the first I'm hearing about it. No need for a call at this point. Thanks From: Corinna-A Reibchen Sent: Tuesday, September 18, 2018 4:41PM To: Stewart Oldfield Cc: Emily Craig < Dian Stoianov < >; Bradley Gillin < Richard larossi Subject: RE: KYC remediation project j HR overdues Dear Stewart, I hope you're doing well. We just wanted to send you a short note to see if we could schedule a follow-up with you and your team regarding the outstanding HR cases. I've prepared an updated document for your review. We are happy to schedule at your convenience for this week or next week. I look forward to hearing back from you. Kind Regards, Corinna Corinna Reibchen KYC remediation project From: Stewart Oldfield Sent: Tuesday, August 28, 2018 11:15 PM To: Corinna-A Reibchen Cc: Emily Craig < >; Dian Stoianov < >; Bradley Gillin <I I>; Richard larossi < Subject: Re: KYC remediation project I HR overdues Sounds good. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079518 CONFIDENTIAL SDNY_GM_00225702 EFTA01380938