EFTA01279842.pdf

Morgan Stanley CLIENT STATEMENT I For the Period August 1-31, 2014 I 2 INTERESTED PARTY COPY >- STATEMENT FOR: TOTAL VALUE OF YOUR ACCOUNT (as o18/31/14) $1,756,946.3Y MSB FBO BLUE CHIP CAPITAL LLC Includes Accrued Interest 27 HIGH TECH BLVD. Includes Assets Externally Held: $801,551.55 THOMASVILLE NC 27360.5560 Your Financial Advisor Adam Landau Morgan Stanley Smith Barney LLC. Member SIPC. Executive Director Your Branch 6805 MORRISON BLVD STE 400 CHARLOTTE. NC 28211 Telephone: Alt. Phone: 0 u 075648 MSGDD19A 035377 0 0 767 -061333-110.2.3 EFTA01279842  EFTA_00 I 4094 I • CLIENT STATEMENT I For the Penod August 1.31, 2O14 Morgan Stanley SONY_ GM_00030323 Page 2 of 10 Attire Assets Account MSB FB0 BLUE CHIP CAPITAL LIC Account Summary 27 HIGH TECH BLVD. INTERESTED PARTY COPY CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest) CHANGE IN VALUE OVER TIME This Foots Tars Year The displayrat 'verse', twine (total account value) and net invested capita' (total amount (6/1114.8/31:14) vane! minus :11:r:4.6/31/14; total withdrawn). aemonstrates the impact of deposits and withdrawals TOTAL BEGINNING VALUE $1,741,918.59 $1,636,663.21 2.CC 1.62 Credits 251,706.66 Debuts 1.24 (254,756.11) I Security Transfers 0.86 Net Credits/Debits/Transfers $(3,049.45) OAS • Change in Value 0.10 I . • 15,027.72 123.332.55 NOV2010 DEC MO DEC 2011 EEC 2: :2 DEC2013 AUG 20H TOTAL ENDING VALUE $1,756,946.31 $1,756.946.31 Includes Assets Externally Held: 1801,551.55 Tonal Market Vatue - Net invested Capdai Since 11130., 10 Values may include assets externally held, which are provided to you as a courtesy, and may not be covered by SIPC. For additional information, refer to the corresponding section of this statement This graph does not reflect corrections to Net Invested Capital or Market Value made subsequent to OW dates depicted. It may exclude transactnms in Annuities or positions where we are not the custodian, O which could delay the reporting of Market Value or affect the Net Invested Capital. ALLOCATION OF HOLDINGS Includes Assets Externally Held: $802,552.55 Market Value Percentage Cash. BOP, MMFs• $19.125.73 1.1 Z Municipal Bonds - 685.882.47 39.0 O Mutual Funds 250.386.56 14.3 Alternative investments+ 801.551.55 45.6 is 11 TOTAL VALUE^ 51.756.946.31 1OO.08Isei Mutual Funds This allocation represents holdings on a trade date basis, and projected settled Cash( 80P and MMF balances. These classifications are roe intended to serve as a suitability analysis. • FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash and securities (including West are eligible for SIPC coverage. See Expanded Disclosures. "Includes Estimated Accrued Interest. +Values may include assets externally held. which are provided to you as a courtesy. and may not be towered by SIPC. For additional information, reter to the corresponding section of this statement. Swabia* niller EFTA01279843  nr S Morgan Stanley CLIENT STATEMENT I For the Period August 1-31, 2014 Page 3 of 1t Ltt to Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC § Account Summary 27 HIGH TECH BLVD. i N- rRES- E7, oARTY COPY 0 BALANCE SHEET includes accrued interne CASH FLOW Last Perm° This Period This Pen00 This Ye (as of 7/31114) las or 8131114) 8/1/14 8/31/14) (1004-8/31/1 Cash, BDP, MMFs $119,124.88 519.125.73 OPENING CASH, BDP, MMFs $119,124.88 $46,997.4: Municipal Bonds 669,627.17 685,882.47 Purchases (100,000.00) (1,346,573.2: Mutual Funds 149,329.72 250,386.56 Sales and Redemptions 1,297,228 Alternative Investments+ 803,836.82 801,551.55 Income 0.85 24,5tre Total Assets $1,741,918.59 $1,756,946.31 Total Investment Related Activity $(99,999.15) $(24.84 Total Assets Held At Morgan Stanley $938,081.77 $955,394.76 Electronic Transfers-Credits 251,tiarri Total Assets Externally Held+ $803,836.82 8801,551.55 Electronic Transfers-Debits (251= Total Liabilities (outstanding balance) Other Debits (3,04 TOTAL VALUE $1,741,918.59 S1,756,946.31 Total Cash Related Activity 5(3 Portfolio Loan Account (754XXXX742) Total Card/Chedc Activity ANEW. Total Other Liabilities CLOSING CASH, BDP, MMFs $19,125.73 519, (not included in Total Value) 075648 MSGDD I9A 035376 The Portfolio Loan Account is a securities-based loan that may not be used to purchase, trade or carry marketable securities, or to repay margin debt. The Portfolio Loan Account is offered by Morgan Stanley Bank, N.A., an affiliate of Morgan Stanley Smith Barney !LC +Values may include assets externally held, which are provided to you as a courtesy, and may not be covered by SIPC. For additional information. refer to the corresponding section of this statement. 0 II RSONAI REURF MI. NI I-DUCATKW I liUSI BUSINESS AOCOUNIS ACCOUNTS ACCOUNTS ACIMINIS ACCOUNTS EFTA01279844 CLIENT STATEMENT I t or the Period August 1-31, 2014 Morgan Stanley Page 4 of 10 Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC Account Summary 27 HIGH TECH BLVD. 1 INTERESTED PARTY COPY 5 INCOME SUMMARY GAIN/(LOSS) SUMMARY a 1.0 This Period This Year Unrealized (811/14-8131/14) (1/1/14-8131/14) Realized This Relied Realized This Year inceotion to Date Qualified Dividerfels $6,642.15 (8'1114.8/31/14) (1/1/14.8/31!14) (as of Ill31/14) Total Taxable Income $6,642.15 Short-Term Gain $19.470.21 $34,190.34 Dividends Short -Tenn (Loss) (10.62) (1.992.41) 0.85 3.68 Interest Total Short-Term 510.459.59 $32,197.93 17.875.00 Total Tax-Exempt Income S0.85 $17,878.68 Long-Term Gain -J TOTAL INCOME 16,980.38 71.031 $0.85 524,520.83 TOTAL GAIW(LOSS) $36.439.97 5103,228 \ .E, Taxable and tax exempt income classifications are based on the chalactertstics of the underlying The Gaingtoss) Summary, which may change due to basis adjustments, is provided for informations; H securities and nor the taxable status of the account. purposes and should not be used for tax preparation. Refer to Gain/(loss) in the Expanded Discio,.- ADDITIONAL ACCOUNT INFORMATION Thts Permd illtS Year Category ThIS Period This (8/1114.8.91/14) (1/1/14.891)14) Category . . (8/1/14.8/31/14) (1/1/14.8/31 Municipal Accrued Interest Paid $3.809.73 Municipal Accrued Interest Received 12.668E 0 EFTA01279845  CLIENT STATEMENT I For the Period August 1-31, 2014 Morgan Stanley (.0 8i Page 5 of Acti e MS8 F80 BLUE CHIP CAPI'AL. LLC Account Detail 27 HIGH TECH BLVD. 0 INTERESTED PARTY COPY - z 0 Investment Objectives t: Capital Appreciation, Aggressive Income, Income, Speculation Brokerage Account Pledged to: Portfolio Loan Account Inform us if your investment objectives, as defined in the Expanded Disclosures, change. HOLDINGS This section reflects positions purchased/sold on a trade date basis, and includes positions purchased and omits positions sold in the current month. "Market Value" and 'Unrealized Gain/Russ)" are representative values as of the last business day of the statement period and may not reflect the value that could be obtained in the market. Fixed Income securities are sorted by maturity or pre-refunding Wel and alphabetically within date. Estimated Annual Income (EM) is calculated on a pre-fax basis and does not include any reduction for applicable non-US withholding taxes, if any. Mt for certain securitie include return of principal or capital gains which could overstate such estimates. For securities that have a defined maturity date within the next 12 months, LAI is reflected only through maturity date. Actua income or yield may be lower or higher than the estimates. Estimated yield reflects only the income generated by an investment, and does not reflect changes in its price. Structured products, identified in tg Security Description column, appear in various statement product categories. Accrued interest, annual income and yield for structured products with a contingent income feature (such as Range Accrual N Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent interest. For Floating Rate Securities, the accrued i annual income and yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period. Treasury regulations require that we report on Form 1099-B, aft close of the fax year, your adjusted cost basis on the sale of covered securities acquired on or after January 1, 2011, and classify the gain or loss as either long-term or short-term. These regulations also r ir that we make basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance, which will be reflected on your Form 1099-B. Cost basis is reflected on statements for informational purposes and should not be used in the preparation of your income tax returns. Refer to the Expanded Disclosures for additional information. CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis You have the right to instruct us to liquidate your bank deposit balance(s) or shares ol any money balance(s)at any time and have Me proceeds ot such liquidation remitted to you. Estimated Annual Income. Accrued Interest, and APT% will only be displayed for fully settled positions. "nraZ 2 MS ACTIVE ASSETS TAX FR TRUST nn 2 Percentage Estimated of Assets % anouauacatue Market Vales Accrued Interest CASH. BDP, AND MMFs $19.125.73 $1.91 Money market funds seek to maintain a share price of 21.00. therefore the dollar amounts listed equal the $0.00 number of shares. Additional information concerning these transactions is available upon request. more information about the pricing of Money Market Funds, please see the Expanded Disclosures. For The money market funds reflected above include the balances in your automatic sweep feature, if any, and may include other money market funds that have been purchased in your account. EFTA01279846 CLIENT STATEMENT I For the Period August 1-31, 2O14 Morgan Stanley Page 6 of 10 Active Assets Acco n MSB FB0 BLUE CHIP CAPITAL LLC Account Detail 27 HIGH TECH BLVD. INTERESTED PARTY COPY z 0 MUNICIPAL BONDS ul fins Inut rag Estimated Security Description Trade Date Face Value AM. Unit Cost Unrealised AnnuaLluctan ral Cost Market Value Gain/Goss) Accrued interest Yield % CHARLOTTE N C CTFS PARTN REV REF 4/9114 50000.000 5111.235 $55,617.50 52.500.00 4.51 CUSIP 161O37YR I sno.aso $55.224.66 555,319.00 $94.14 ST $625.00 Unit Price: 6110.638: Coupon Rafe 5.000%; Matures 06/01/2034; Mt. Semi-Annually Jun/Dec 01; Callable 5100.00 on 06/01;19; Yield to Call 2.604%; Federal Tax Exempt, Moody AA2 S&P AA-f.; Issued 09/30/09 NORTH CAROLINA ST MED CARE COM M 11/26/13 75.000.000 103.020 77,265.00 3,750.00 HOSP REV REF NC BAPTIST HOSP 102.714 77.035.87 82,026.00 4.990.13 ST 937.50 CUSIP 6582OHO67 Unit Price: 3109.368; Coupon Rate 5.000%; Matures 0610112034; Mt. Semi-Annually Jun/Dec 01; Callable $100.00 on 06101120; Yield to Call 3.203%; Federal Tax Exempt; Moody A2 S&P /4+; Issued 03/01/10 UNIV S C HIGHER ED REV MOORE SCH OF 1/23114 140.000.000 108.736 152.230.40 7.000.00 4 BUS PROD 108.194 151471.00 158.106.20 6.635.20 ST 2.333.33 CVSIP 913367028 Unit Price: 3112.933; Coupon Rate 5.000%; Matures 0510112035i Mt. Semi-Annually May/Nov 01; Callable $100.00 on 05/01122; Yield to Call 3.092%; Federal Tax Exempt: Moody AA2; Issued 06101/12 0 HARRIS CNTY TEX CULTURAL ED FA CS FIN 12/10113 2OO.OOO.OOO 100.000 200.000.00 10,000.00 44.y` CORP MED FACS REV REF-A 100.000 200,000.00 . 215,588.00 ..," 15,588.00 ST 2344.44 CUSIP 414OO881O Unit Price: $107.794; Coupon Rate 5.000%; Matures 11/1512037; Mt. Semi-Annually May/Nov 15; Callable IL SOUTH CAROLINA PUBLIC SERVICE AUTHORITY REV OBLIG SER-B CUSIP 837151HZ5 1/23/14 1/24/14 100.000.000 5O.OOO.OOO 106.756 1O6.421 1O6.767 $100.00 on 11/15122; Yield to Call 3.881%; Federal Tax Exempt; S&P A-; Issued 09.'06112 106,756.00 106,421.16 53,383.50 11O,752.OO 4.330.84 ST z 106.433 53,216.53 55.376,00 2.159.47 ST 0 Total 150,000.000 160,139.50 7,500.00 4.O 159,637.69 166.128.00 6,490.31 ST 1.875.00 Unit Price: $110.752; Coupon Rafe 5.OOO%; Matures 12/01/2038; Mt. Semi-Annually Jun/Dec 01; Callable S100.00 on 12101123, Yield to Coll 3.621%; Federal Tax Exempt; Moody Al S&P AA-, Issued 08121113 Fare 3/410 Percentage Tali Oat Estimated MUNICIPAL BONDS of Assets % 615.000.000 11/. Total Cost S645,252.4O MasiscValue Unrealized GaiiMLoss) ilanuaLlocome Accrued interest 530,750.00 *KY% 4.54% $643,369.42 5677.167.20 $33,797.78 ST $8,715.27 TOTAL MUNICIPAL BONDS (incl.accr.int.) 39.0% $685,882.47 I EFTA01279847  k" CLIENT STATEMENT I For the Period August 1.31, 2014 Morgan Stanley Page 7 of 10 2c:34 1 Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC Account Detail 27 HIGH TECH BLVD. INTERESTED PARTY COPY >- z 0 MUTUAL FUNDS 4.o OTHER MUTUAL FUNDS Security Description Trade Date tkvealtral Estimated DiMend Quantity Unit Cost Total Cost Market Value Gain/floes) Annual Income PIMCO UNCONSTRAINED BD C (PUBCX) Yield % 7/9/14 13.285.562 $11.290 $150,000.00 $150,392.56 se, $392.56 ST 8/20/14 8,833.392 11.321 100.000.00 99,994.00 (6.00) ST Total 22,118.954 250,000.00 250.386,6 386.56 ST Share Price: 511.320; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest Penedos* of Assets1 Total Cost Minket Value Unrealized GaInnosei Estimated linauallnoma Accrued m utest ect MUTUAL FUNDS 14.3% 5250,000.00 $250.386.56 $386.56 ST 50.00 $0.00 7 ALTERNATIVE INVESTMENTS Your interests in Alternative Investments, which may have been purchased through us. may not be held here, and are not covered by SIPC. The information provided to you 1) is included solely as a service to you, certain transactions may not be reported. 2) is derived from you or another external source for which we are not responsible, and may have been modified to take into consideration capital oaks or distributions to extent applicable: 3) may not reflect actual shares, share prices or valueS: 4) may include invested or distributed amounts in addition to a fair value estimate; and 5) should not be relied upon for tax repotting argot Alternative Investments are 'Mud and may not be valued daily. The estimated valuation provided will be as of the most recent date available and will be included in summaries of your assets. Such valuation may M . the most recent provided by the fund in which you are invested No representation is made that the valuation is a market value or that the interest could be liquidated at this value We are not requited uited to take any with respect to your investment unless valid instructions are received from you in a timely manner. Some positions reflected on your statement may not represent interests in the fund, but rather redemption proceeetz withheld by the issuer pending final valuations which are not subject to the investment performance of the fund and may or may not accrue interest for the length of the withholdng For Managed Futures and Alternative Investments. there are likely to be restrictions on redemptions: see applicable offering document The 'Commitment/Aggregate investment reflected in the "Hedge Funds" category is equal to the total investment to date "Redemptions" as reflected in the "Hedge Funds" category are equal to any past redemptions/sales that were reported to us 'Estimated Value" is the value reported to us as of the most recent date available. 'Commitment" in the 'Private Equity" and "Real Estate" categories is equal to the obligation of an investor to provide funding to the Partnership from time to time in accordance with the Limited Partnership Agreement The "Contributions" field reflected in the Private Equity" and 'Real Estate O categories is equal to the total investor funding to date in accordance with Use Limited Partnership Agreement. 'Distributions" in the 'Hedge Funds." Private Equity" and 'Real Estate' categories consist of distributed pro (Moine or return of capital from the fund. This is presented For informational purposes only and should not be used for tax reporting purposes and would not be included in any tax report