EFTA01372075.pdf

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC Corporate Action Events N.,t Yet Processed EVent Type Eli-Dividend Dietilbution Sealy Event ID Date Date OuantNy Held Rate Event Guiltily Omen( Price Markel Value Securities Not Yet Received CBITENE CORP DEL COM STOCK SPUT 02107119 02111119 15,550.000 1.0000000 15.550.0000 0 0000 0.00 DANDWOOOLZA Total Securities Not Yet Received $0.00 The above information has been obtained from sources we believe to be reliable. All items are subject to receipt. Ke • Bond Quality Bond Maturity Schedule % of Bond %or Bond Bone Quality Market Value Markel Value Percent of Fixed income Bond Maturity Market Value Markel Value A 1,676.451.00 7% Ill1to 6 months 985,000.00 4% BA A 6,441,600.00 25% El 7 to V months 2,857,06313 11% BA! Lower 16,690,696.33 65% MI1to 5 years 3,000,000.00 12% Not Rated 843.000.00 3% j6 to 10 years 2,956,080.00 12% 20 40 60 80 100 •Dver 10.years 15,853,603.50 61% Total 25,651,747.33 100% 0 Total 25,651,747.33 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included Please refer to your Portfolio Holdings section. Yew Investment Spedalist ZEN Conrad intormallon MARTIN ZEMAN Telephone Number. (212) 250-0432 345 PARK AVENUE NEW YORK NY 10 154 Page 13 of 15 Account Number: NIG-023804 Rated Ewefiere MISR through Penabos UM. • wholly ~id 6:Esmax:2: Go pa less AIX Abut t.tetivrwf 4 Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDKE subsifurey of The as Comeration (INY Melon) Ni. Yore Maw PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065675 CONFIDENTIAL SDNY_GM_00211859 EFTA01372075