EFTA01375733.pdf

From: Vijay-A Sawantill Sent: 7/31/2018 2:13:00 AM To: Bradley Gillin ; Stewart Oldfield CC: Mayur Rathod Subject: FW: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS ), Epstein, Jeffrey E. (GCISM3) and Zorro Management, LLC (GCISIMI) under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: RE_ Clarification Required on CDD Form - Section C (24.7 KB).msg Importance: High Hello again, As per attached confirmation from Morgan, we would no longer require the revised CDD forms as indicated in previous email. Following is the summary of the revised items required — Southern Trust Company, Inc 1) Material Change confirmation required and whether RP's identified are correct or not? 2) SoS for acct holder from BVI website Epstein, Jeffrey E. 1) Material change confirmation require and whether RP's identified are correct? 2) Any additional SOW companies to include besides Financial Trust Company Zorro Management LLC 1) Material Change confirmation required and whether RP's identified are correct or not? 2) SoS for acct holder from BVI website I will launch case upon your confirmation of the above so your quick response will be highly appreciated, thanks. Kind Regards, L... Vijay Sawant KYC Case Representative Deutsche CUB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063, India From: Vijay-A Sawant Sent: Monday, July 30, 2018 2:39 PM To: Bradley Gillin < >; Stewart Oldfield < Cc: Mayur Rathod < Subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCISa), Epstein, Jeffrey E. (GCIS1a) and Zorro Management, LLC (GCIS i under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071307 CONFIDENTIAL SDNY_GM_00217491 EFTA01375733