EFTA01453990.pdf

it'T • e •an r.. 11,7 17,47M17.7""- :-.1.1PRIMOIRIIIIIF 29&2014 SOUTHERN FINAN Pape 2 or 2 Request 182298 x . As of 09 Apr 14 Dsubchs NASA° SOUTHERN FINANCIAL, LW R(4t0lkes Settlement Not.Ccy Not.Ccy .., a Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN FxEuroCial 21-No/-2013 2040%42014 25-Nov-2014 (1.00D WO COI USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 :1a0341/( FINANCIAL. LLC SOUTHERN FXOneBatiOneT 21-Nov-2013 20-Nov-2014 2541ov-2014 (21.OOO.00) USD 0 JPY LONG EUROPEAN 0.0003 11118 43 FINANCIAL. LLC otchOpt SOUTHERN FXOneEarOneT 21-Nm-2013 20.11ov.2014 25-Nov-2014 (21,ClXl COI USD 0 JPY LONG EUROPEAN 0.0000 8,96927 FINANCIAL. LLC ouchOpt SOUTHERN FXOneearOneT 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 0 FY LONG ELRCPEAN 0.0000 7163 85 F It4ANCIAL. U.0 ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000,0(A 001 USD 1.025000.000 SY SHORT ELRCPEAN CALL 1025000 26.48374i FINANCIAL. LLC Subtotal: (31 235 59! Cossiodtles • Base NMI Defratfres Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 1 Quantity Unit Unit Stnke Price MTM(USD) SOUTHERN Commodly0pEu 03-Apr-2014 OS-Dec-2014 050ec-2014 SHORT EURCPEAN CALL XCU (8 7(v) IV III USD (EEO%OIMf25 0 7.0000003 1293.490 CI FINANCIAL. LLC ro BaseMetal Subtotal: vi: 49:.; ,1 : T4 li (324.726.08) Statement ID: 18229820140429_20140430_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111870 CONFIDENTIAL SDNY_GM_00258054 EFTA01453990