EFTA01518429.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to ♦/31/13 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/22 Purchase UNITED OVERSEAS BANK LTD SPONS ADR O 33.4524 440.000 33.492 (14,736.66) 4/25 14,719.06 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 911271-30-2) 4/22 Purchase VODAFONE GROUP PLC SPONS ADR @ 29.7542 540.000 29.794 (16,088.87) 4/25 16,067.27 BROKERAGE 21.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) 4/22 Purchase ZURICH INSURANCE GROUP-ADR O 26.2114 17,954.81 685.000 26.251 (17,982.21) 4/25 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989825-10-4) 4/22 Purchase SANOFI § 52.5097 14,440.17 BROKERAGE 11.00 TAX 275.000 52.655 (14,480.06) 4/26 8./OR SEC 28.89 ESI SECURMES COMPANY (ID: 80105N-10-5) 4/25 Purchase IMPERIAL TOBACCO PLC ADR @ 70.8518 4,251.11 60.000 70.892 (4,253.51) 4/30 BROKERAGE 2.40 ESI SECURITIES COMPANY (ID: 453142-10-1) Total Settled Securities Purchased 0487,810.649 Trade Date Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Galn/Loss Pending Sales. Maturities. Redemptions 426 Sale DIAGEO PLC SPONS ADR NEW (ID: 252430-20-5) (40.000) 120.428 4,815.42 (4.728.39) 87.03 S 5.1 JP Morgan ACO3Unt Page 17 of 18 Consolidated Statement Page 57 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045656 Chase CONFIDENTIAL SDNY_GM_00314 8 54 EFTA01518429