EFTA01448166.pdf

From: Paul Morris Sent: 112/2013 2:24.111 To: Amanda Kirby Subject: Fw: Initial prospects and conflicts [I] Attachments: Potential initial conflicts.xlsx; Morris Leads 12-20-12.xlsx Classification: For internal use only Hi, we should discuss when you have time. Thanks Paul Mortis Managing Director Deutsche Bank Private Wealth Management 345 Park Avenue, 27th Floor New York, NY 10154 -- Forwarded by P 01/02/2013 02:23 PM — From: To: Date: 12/21/2012 01:07 PM Subject: Initial prospects and conflicts Classification: For internal use only Chip, I just received the initial run of names from Julie (attached as PM leads and potential conflicts). I will segment the list and add - estimated NW, investable assets, potential revenues and opportunity set. We should discuss and agree on a 3 -5 year business plan for revenue build and new assets. Separately, we can study the top 250 or so hedge funds and top 100 private equity firms and cross reference which principals/entities are clients. Some I know/can get to and many are "touched" by our prime brokerage group, investment banking and various other products areas and senior management. We can do the run fairly quickly and we can discuss and set a plan. We had a good bit of success working with start up managers as well and on-boarded them to our 61O desk when too small for prime brokerage. Look forward to talking. Thanks (See attachedfile: Potential initial coillicts.xlsx) (See attachedfile: Morris Leads 12-20-12.xlsx) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0103097 CONFIDENTIAL SONY GM_00249281 EFTA01448166