EFTA01356798.pdf

From: Amanda Kirby To: Kimberly Hart Date: 12/03/2013 04:29 PM subject: Re: Past due wic temporary exception [I] Classification: For internal use only sorry this slipped my mind. I spoke with the client and they are almost positive they do not have the operating Agreement but is double checking and will confirm in the am. We have the Articles of organization and a letter stating that it is a single member LLC and that he is the sole owner. Is there someone I can speak to to ask for a permanent exception if in fact he cannot find the Operating Agreement? Best, Amanda Kirby (Embedded image moved to file: pic28248.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic10440.gif) From: Kimberly Hart To: Amanda Kirby Date: 12/02/2013 07:28 PM Subject: Past due KYC temporary exception [I] Classification: For internal use only Can you please provide an update regarding the past due temporary exception associated with KYC 01133377 in the name of Darren Indyke? This is past due and will appear on the monthly report if not addressed immediately. Thanks, Kim (Embedded image moved to file: pic27693.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042888 CONFIDENTIAL SDNY_GM_00189072 EFTA01356798