EFTA01582771.pdf

Has this been identified as Red Dot RTC? No Negative Information Found Yes Banker Attestation Details As the client sponsor. I understand that 13m primarily responsible for protecting the firm's Yes reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from a legal/regulatory standpoint. Please state your rationale for conducting business with this client Existing cotationhsip Please respond to any issue(s) identified in the GUI grid that either needs further review, Reviewed or red dot which is not already covered in a Business Case within this KYC Comments Primary Information Client Type Non Individual Front Office Restricted? Nome! Client Status Client Active Indicator Yes Confidential Name? No Legal Business Name ELLMAX Insider Code (Reg. O) Country of Primary Domicile UNITED STATES Primary Domicile State Flonda Primary Country of Assets UNITED STATES WebSite Country of Organization UNITED STATES Organization State Florida Industry Code (NAIC) ADMIN di GENERAL MGT CONSULTING Secondary Industry Code (NAIC) SERVICES (541611( Client Legal Entity Type Limited Liabilily Company Client Category Profit Date of Incorporation/Situs (Date of Trust) 1116,2010 Documentary Evidence LLC - Stale Certificate What is the nature/purpose of this entity? The natureipurpose of the entity is consulting - Is the entity a Personal Holding Company No poronnel recruitment (PHC) or Personal Investment Company (PIC) located in an offshore jurisdiction? High Risk Jurisdiction No Address(es) Type Notes Address City. State. Country Tools Entered by Date of Update Preferred Postal Code Legal 16 ISLAND MIAMI. Flonda. UNITED STATES Map it BATCH 08,23:2011 Yet: AVENUE - 17D 33139 Phone(s)IFax(s) Tools Entered by Date of Update Preferred Verify "Do Not Calf List SYSTEM 08/22/2011 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062337 EFTA01582771