📄 Extracted Text (135 words)
From: Jesse-J Cruz
Sent: Thursday, May 03, 2018 3:05 PM
To: AMLUK Reviews <amluk.reviews a7db.com>• amluk compliance <amluk.compliance€clb.com>
Cc: Zack Bunimovich >; Kareen Johnson
Subject: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (I]
Classification: For internal use only
Hi All,
We are performing a principal product extension for Southern Financial, LLC for GED, Convertible Bonds, and Global
Credit Derivatives in DBAG. D8car triggered a high risk rating. Attached is an EDD package comprised of the following:
• Searches
• Formation documents
• Tax document
• Correspondence with client emails
• Financial statements
Please let me know if you need any additional information.
Kind regards,
Jesse Jay Cruz
Analyst
Deutsche Bank Securities Inc.
Client Data Services I DBUSA Core Corp.
ksonville. USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043546
CONFIDENTIAL SDNY_GM_00189730
EFTA01357168
ℹ️ Document Details
SHA-256
a1176a24ff39c9fff83b2249b55157226f1e1985a69df59b6699ab5202e55b8a
Bates Number
EFTA01357168
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0