EFTA00235841.pdf

Message From: Garcia, Camille Ol Sent: 2/14/2014 9:13:56 PM To: CC: Ramdeen, Vijai Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Attachments: Maxwell - Entities 2.14.14.xls Hi As discussed, attached is a summary of the entities. Highlighted are the open items that we need to answer/resolve in order to move forward. Please call us with any questions. Thanks, Camille Camille A. Garcia, CFP® Sr. Wealth Strategy Associate UBS Financial Services, Inc. Private Wealth Management 299 Park Avenue. 25th Floor New York, NY 10171 Tel I Fax From: [mailto Sent: Friday, February 14, 2014 4:05 PM To: Ramdeen, Vijai Cc: Garcia, Camille Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Definitely. From: " < Date: Friday, February 14, 2014 4:03 PM To: Cc: " C O> Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Are you available to speak? From: [mailto:[email protected]] Sent: Friday, February 14, 2014 10:57 AM To: Ramdeen, Vijai Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Yes, of course. I can even speak now if you'd like. CONFIDENTIAL UBSTERRAMAR00000082 EFTA00235841  From: " '< Date: Friday, February 14, 2014 10:55 AM To: Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Our pleasure, after we are done with the introduction would you be available to stay on the phone with us to continue working on the accounts? We reviewed the documents you sent us previously and have following up questions. From: Sent: Friday, Fernari IMMI M To: Ramdeen, Vijai Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Excellent — if you can call our office at 12pm that would be great. Many thanks for all of your help with setting up the accounts. Best, From: " '< Date: Friday, February 14, 2014 10:44 AM To: Cc: " C )' Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Yes we will be available at 12pm to speak with Ghislaine. We will also have an update for you as well on the transfer process. Would you like us to call you at 12pm or would you call us? Thanks, Vijai From: Sent: Friday, iMII MPRIMPRI en M To: Ramdeen, Vijai Cc: Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Vijai and Juliana, Just checking in to see if you need something from me today in order to expedite this transition from JPMorgan? Ghislaine is leaving for over a month next week so she really needs to get this moved over / paperwork signed before her departure. Also, she would like to speak to you to introduce herself, etc. Do you have time for a quick call today around 12pm? Kind regards, From: " Date: Tuesday, February 11, 2014 4:43 PM To: CONFIDENTIAL UBSTERRAMAR00000083 EFTA00235842  Cc: " Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell We will review and get back to you. Thanks, Vijai From: Sent: Tuesday, ..M Fe n mn 11, t : 0 PM To: Ramdeen, Vijai Cc: Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Vijai, Apologies for the delay — it's been quite hectic around here the past week. I've attached all of the documents I could find on Articles of Incorporation / Organization. I was unable to find Articles of Incorporation for 116 East 65th Street LLC. Is there any other paperwork I could provide? This entity is currently used for our Payroll so perhaps I can provide some type of Payroll paperwork? I'm here for another hour and then I need to leave to pick up her dog from Westminister. Our office lines are down so please call my cell phone Kind regards, From: " '< Date: Tuesday, February 11, 2014 10:23 AM To: Cc: '< Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Hope all is well. Just a friendly check in to see when you might be available to continue our call. Thanks, Vijai From: Ramdeen, Vijai Sent: Tuesday, February 04, 2014 9:29 AM To: '==. 1 Cc: Shkreli, Juliana Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Not a problem at all. Give us a call at your convenience. CONFIDENTIAL UBSTERRAMAR00000084 EFTA00235843  Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Pi!vale Wealth Management 299 Park Avenue. 25th Floor New York. NY 10171 Tel. Fax Intl Fax www.ubs.corarivatewealthmanagement The information set forth herein was obtained from sources which we believe to be reliable, but we do not guarantee its accuracy. Please refer to your trade confirmations, account statement and/or Form 1099 for actual trade and/or pricing information. Any profits or losses shown, or similar calculations, should be verified against the applicable source documents. Factors such as original issue discount and amortization of premiums may impact your tax considerations. Please consult your tax professional. Neither the information, nor any opinion expressed herein, constitutes a solicitation for the purchase or sale of any securities. Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail From: Sent: Monday, February 03, 2014 6:53 PM To: Shkreli, Juliana Cc: Ramdeen, Vijai Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Vijai and Juliana, I am sure you have left the office but in case you are still around, I am still in my office and can chat if you'd like. Apologies for today — its been very crazy due to the storm and trying to get her home in time for her speeches at the UN and a dinner she is hosting for them tomorrow. Tomorrow is going to be quite hectic but I will try to give you a call. If not, it will be on Wednesday. In the meantime, I will work on gathering the articles of incorporation this evening. Many thanks, From: " '< Date: Thursday, January 23, 2014 3:25 PM To: Cc: ' '< >, >, " Subject: RE: MAXWELL: Wealth Management for Ghislaine Maxwell Thank you. We will review and let you know if we have any questions. Best, Juliana CONFIDENTIAL UBSTERRAMAR00000085 EFTA00235844  From: Sent: Thursday, anuary To: Subject: Re: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Juliana, Please see attached the zip file with Ms. Maxwell's JPM Statements. I apologize but I couldn't hear the gentleman's name on the phone — was it Matthew or Lyle? Many thanks, From:" "< Date: Tuesday, January 21, 2014 6:36 PM To: Cc: Scott Stackman < '< >, "< Subject: MAXWELL: Wealth Management for Ghislaine Maxwell Hi Hope all is well. Are you available tomorrow for a call? Thanks! Juliana From: Sent: Friday,January , To: Subject: Re: Wealth Management for Ghislaine Maxwell Thank you, Juliana. Have a wonderful weekend. From: " < Date: Friday, January 17, 2014 1:59 PM To: Cc: Scott Stackman < "< >," < Subject: RE: Wealth Management for Ghislaine Maxwell Hi Attached are our v-cards for your reference. Please let us know if you have any questions. Thanks! Juliana CONFIDENTIAL UBSTERRAMAR00000086 EFTA00235845  From: Stackman, Scott Sent: Friday, January 17, 2014 9:40 AM To: '; Klein, Matthew; Garcia, Camille; Waldron, Chelsey Devon; Casriel, Lyle; Ramdeen, Vijai Subject: Re: Wealth Management for Ghislaine Maxwell Yes. Please call Juliana and Vijay. We will send you the v cards of all of our team members. Thank you. From: Sent: Friday, January , : To: Stackman, Scott Subject: Re: Wealth Management for Ghislaine Maxwell Hi Scott, Ghislaine was hoping to speak to you today. Shall I schedule a call with you or with an assistant? For our records, is your assistant Juliana? Many thanks, From: Scott Stackman < Date: Wednesday, January 15, 2014 11:04 AM To: Cc: " '< Subject: RE: Wealth Management for Ghislaine Maxwell Great. Thank you Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 C http://fInanclalservicesinc.ubs.com/teamistackmancasriel/ Please be advised that this a nail is not an official int MACII011 The official contimiat ion of this transaction will be sent to ,ou via nreular mail. From: Sent: Wednesday, January 15, 2014 10:40 AM To: Stackman, Scott Cc: Subject: Re: Wealth Management for Ghislaine Maxwell CONFIDENTIAL UBSTERRAMAR00000087 EFTA00235846  1pm tomorrow is perfect. Thank you. From: " Date: Wednesday, January 15, 2014 10:21 AM To: < Cc: <JE IMM > Subject: RE: Wealth Management for Ghislaine Maxwell Sure we can do 1 or 4. Whichever is easiest for Ghislaine. Scott L. Stackman Managing Director - Investments Private Wealth Advisor DEIS Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 T C http://financialservicesinc.ubs.comiteamistackmancasriel/ Please be advised ilea this e-mail b Dolan official transaction COOTIMIIIII00. Eh. official confirmation of this tntnsaction will be sent to 'Du via regular until. From: Sent: Wednesday, January 15, 2014 10:17 AM To: Stackman, Scott Subject: Re: Wealth Management for Ghislaine Maxwell Apologies, it has just came to my attention that she has another meeting at 2pm. She could be at your office at 1pm if that will work for you? From: " c > Date: Wednesday, January 15, 2014 10:13 AM To: Cc: " ' Subject: RE: Wealth Management for Ghislaine Maxwell How is 2 PM. We are flexible but it may benefit Ghislaine to see our offices. Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 T CONFIDENTIAL UBSTERFtAMAR00000088 EFTA00235847  F http://financialservicesinc.ubs.comiteam/stackmancasriel/ ileum be minted that this e-mall k not an official tramaction confirmation. The official confirmation of thk transaction MN be sent to 'on is regular mall. From: Sent: Wednesday, January 15, 2014 10:10 AM To: Stackman, Scott Cc: Subject: Re: Wealth Management for Ghislaine Maxwell Would you be available to meet tomorrow afternoon some time between 1pm and 4pm? Should Ghislaine come to your office or would you like to come to her (116 East 65th Street, between Park & Lexington)? Kind regards, From: " Date: Wednesday, January 15, 2014 9:32 AM To:u Cc: Subject: RE: Wealth Management for Ghislaine Maxwell Good morning. The 16th and the 20th work best. Please let me know what times are most convenient. Thank you Scott L. Stackman Managing Director - Investments Private Wealth Advisor UEt5 Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 httplifinanciaIservicesinc.ubs.comIteamistackmancasriel/ l'ItAW be *EMMA that thin c-mail k not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular From: Sent: Wednesilarmar”1.1.11.P To: Stackman, Scott Subject: Wealth Management for Ghislaine Maxwell Dear Scott, CONFIDENTIAL UBSTERRAMAR00000089 EFTA00235848  I am contacting you on behalf of Ms. Ghislaine Maxwell to arrange a meeting. Do you have time to meet with Ghislaine on Thursday afternoon (16th), Monday (20th), or Tuesday (21st)? Kind regards, Tel: From: G Maxwell Sent: Thursday, December 19, 2013 10:36 AM To: Stackman, Scott Cc: Subject: Re: David, thank you. Scott, good to e meet you. Scott, I am in the UK and at my office now for the next few hours if you have time. I can be reached at Looking forward to connecting Best Ghislaine FACEBOOK <https://www.facebook.com/TerraMarProject> TWITTER <http://twitter.com/terramarproject> G+ <https://plus.google.com/104195649525707945586/posts> PINTEREST <http://pinterest.com/terramarprojecth INSTAGRAM http://instaqram.com/theterramarproiect> PLEDGE <http://theterramarproiect.org/PcitizenshiP> THE DAILY CATCH <http://theterramarproject.org/thedailycatch/ From:" Date: Thursday, December 19, 2013 15:16 PM To: "David Wassong," gmax < Subject: RE: David - thank you for the intro. Ghislaine hope you are well. Please let me know when it is convenient for us to connect, Best regards, Scott Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management 299 Park Avenue 25th Floor New York NY. 10171 T C CONFIDENTIAL UBSTERFtAMAR00000090 EFTA00235849  F http://financialservicesinc.ubs.com/team/stackmancasriel/ Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail. Original Message From: Wassong, David Sent: Thursday, Decem , . To: Stackman, Scott; Ghislaine Maxwell Subject: Scott I have cced one of my best friends named Ghislaine maxwell. She is looking for a new wealth manager and I told her she had to meet you. Dw Sent from my iPhone ********************* IMPORTANT NOTICE: This e-mail message and any attachments are intended solely for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, proprietary or otherwise protected from disclosure. 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