EFTA01451092.pdf

345 Park Avenue, 24th Floor New York, NY 10154-0004 Tel. Mobil Email securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic03301.gif)cid:[email protected] From: Andrea Tapia Sent: Monday, December 23, 2013 4:55 PM To: Paul Morris cc: Amanda Kirby Subject: Action Needed: WIC Brokerage Analysis [I] classification: For internal use only we have expanded capabilities across all wealth segments and need to focus them on the right clients. As we continue to provide cross-asset capital markets coverage, it is important to leverage WIC for investment idea generation and implementation solutions that are tailored to each client's needs. In order to ensure that WIC (former MCG) is providing services ranging from holistic portfolio management, hedging and opportunistic trading, chip would like for you to review your Brokerage accounts in the attached file. Please note the action items below and let me know if you have any questions. Action Items: 1. using the drop-down menu, identify the purpose for the open account (column G) 2. If the account is an accommodation account or part of a larger relationship, please identify the relevant relationship (column H) and whether the affiliated relationship has CBVs greater than Sl0mm (column I) 3. Please send the completed file back to me by Friday, January 10, 2014 Thank you in advance for dedicating the necessary time to this matter. Kind regards, Andrea Tapia (Embedded image moved to file: pic07838.gif)cid:image001.gif001cE271E.01610240 Andrea Tapia Assistant vice President Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 24th Floor New York NY 10154-0004 Tel. + Mobile Email Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic20984.gif)cid:image002.gif0010E271E.01610240 [attachment "Morris.xlsx" deleted by Amanda Kirby/db/dbcom] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 107276 CONFIDENTIAL SDNY_GM_00253460 EFTA01451092