EFTA01370309.pdf

Deutsche Bank • Total transactions monitored in Prime for December 2013 is 74,291, which is 1.9% less than December 2012 volume. • Total transactions monitored in Actimize for December 2013 is 52,235, which is 27.4% less than December 2012 volume. 1 • Prime cases to be researched for December 2013 is 221. • Prime alerts to be researched for December 2013 is 609. • Actimize alerts to be researched for December2013 is 379. • Total number of Prime cases and alerts reviewed in December 2013 is 451. • Total number of Actimize alerts reviewed in December 2013 is 282. • Toal number of Prime account profiles set up or modified in December 2013 is 225. • Total number of Prime customer and related parties information added in December 2013 is 226. • 6 OFAC requests were received. • 4 FinCEN 314(a) requests were received, which included 817 names. • 0 Dept. of Commerce Denied Persons List were received. • 5 International Inquiries/Static Data Embargo Inquiries were received. • 77 General/Legal requests were received. • Above data is for Nov and Dec 2013 • 7 CTRs were filed in December 2013. • 6 SAIFs were filed; 1 for PB and 5 for PCS. \\/ 4 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063004 CONFIDENTIAL SDNY_GM_00209188 EFTA01370309