📄 Extracted Text (318 words)
Each entity, including a parent or subsidiary, must separately meet the requirements to be a qualified insthutional buyer under Rule
144A. Securities owned by any subsidiary are included as owned or invested by its parent entity for purposes of Rule 144A only
if: (1) the subsidiary is consolidated In the parent entity's financial statements; and (2) the subsidiary's investments are managed
under the parent entity's direction (except that a subsidiary's securities are not included if the parent entity is itself a majority-owned
consolidated subsidiary of another enterprise and is not a reporting company under the Securities Exchange Act of 1934).
We further certify that we will purchase securities under Rule 144A from or through you only for our own account or for the account
of another entity which is a qualified institutional buyer including, if we are an insurance company, our separate accounts. We will not
purchase securities for another entity under Rule 144A unless it satisfies one or more of paragraphs (i) through (v) above including as
applicable the $100 million test.
We agree to notify you of any change in the certifications herein, and each purchase by us of securities under Rule 144A from or
through you will constitute a reaffirmation of the certifications herein (as modified by any such notice) as of the time of such purchase.
SouthernFinancial LLC
Name of entity:
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Assets under management
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Calculated per Rule 144A: $ 0O At-CM- By:
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Most recent fiscal year-end: Name:
(MontnAlsyNear) tPri
As per date
owned/invested: 1O LS 1 I. 'fi
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Title:_tylam_044-tv-
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Daniel Sabba
Salesperson: Address entity: ,s./b.,. . SiS1 4/.) t _OPI0 80,.
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13.AWM-0065
013787.041714
CONFIDENTIAL
-PURSUANT
CONFIDENTIAL TOFED.R.CRIM.P.6(e) DB-SDNY-00410
SDNY_GM_00187
EFTA01355774
ℹ️ Document Details
SHA-256
a23573f432ddb7f57296a28dbf950accbddc67662523d6a20b0679e9555ab9dd
Bates Number
EFTA01355774
Dataset
DataSet-10
Document Type
document
Pages
1
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