EFTA01377464.pdf

Andrew no material Stewart 82919 JEGE, Inc Gallivan 3/16/2017 no material change change Yes No Oldfield Andrew No material Stewart 82917 JEGE, LLC Gallivan 3/16/2017 No material change change Yes No Oldfield Andrew no material Stewart Gallivan 3/16/2017 no material change change Yes No Oldfield Andrew no material Stewart 82920 Neptune, LLC Gallivan 3/16/2017 no material change change Yes No Oldfield Andrew No material Stewart 82922 NES, LLC Gallivan 3/16/2017 No material change change Yes No Oldfield Andrew No material Stewart 82923 Plan D, LLC Gallivan 3/16/2017 No material change change Yes No Oldfield Southern Andrew No changes in Stewart 82912 Financial LLC Gallivan 3/16/2017 activities. No changes Yes No Oldfield Southern Trust Company has not changed its nature Southern of business within Trust is still a the past year. it is private still a private investment investment company and Southern Trust Andrew company and has has not had Stewart 82913 Company, Inc. Gallivan 3/16/2017 no changed. any changes No No Oldfield The 2007 Jeffrey E. Epstein Insurance Andrew No material Stewart 82921 Trust #3 Gallivan 3/16/2017 No material change change Yes No Oldfield There are no changes to They are part of the clients small accounts exit employment Pinpoint project.. we are status, health Capital Andrew planning to close or primary Brian 82799 Partners, LLC Gallivan 3/10/2017 their accounts residence. No No Convey John Marion spoke There are no Jarero, Andrew with client re: material Brian 82798 Cristina Gallivan 3/10/2017 accounts changes No No Convey Scott Prokop and Brian Convey speaks with client There are no Kestenbaum, Andrew to review his material Brian 82871 Jacob Gallivan 3/13/2017 account. changes Yes No Convey There are no changes to client's Brian Convey employment Paul A Volcker speaks with client status, health Irrevocable Andrew quarterly to review or primary Brian 82836 Life Ins Trust Gallivan 3/13/2017 account. residence No No Convey Paul Volcker Brian speaks with There are no Tr For James Andrew client quarterly to material Brian 82833 P. Volcker Gallivan 3/13/2017 review account changes No No Convey Brian Convey Paul Volcker speaks with client There are no Tr For Janice Andrew quarterly to review material Brian 82834 Volcker Zima Gallivan 3/13/2017 accounts. changes No No Convey CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074320 CONFIDENTIAL SDNY_GM_00220504 EFTA01377464