EFTA01455725.pdf

I e an 07 Ott 2014 SOUTHERN FINAN Pape 2 Of 2 Request 182298 h. As of 07 Oct 14 AIMS Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Nor.2013 20.Nov.2014 25.11ov.2014 (1.000000 CO, USD 101000.000 RV SHORT EUROPEAN CALL 101 0000 ;6? ETX) 4!!) 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 2041eN.2014 2541or.2014 (21.000.00) USD 0 FY LONG EUICPEAN 0.0003 360.77 710423461 FINANCIAL. LC ou:h0pI 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 2541o4014 (21p00 DOI USD 0 FY LONG EUROPEAN 0.0000 237.53 710423463 FINANCIAL LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 254104014 121.000 061 USD 0 PY LONG EtPCPEAN 0.0000 157.07 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.000 00) CM-I SHORT EIPCPEAN PUT 6.1600 ('63.263923 8344623% FINANCIAL. LLC Subtotal: (227 818 0's; Baal: (227818.03) Statement ID : 18229829141007_201410081 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114666 CONFIDENTIAL SDNY_GM_00260850 EFTA01455725