EFTA01358415.pdf

From: Xavier Avila . Sent: 4/4/2018 5:18:47 PM To: Mathew Negus Zack Bunimovich CC: Martin Zeman • Anthon Lentini Daniel-E Kaiser Ian Salters Subject: RE: Southern Financial RDC Alerts ill Nina told me it's me that I need to approve this instead of Martin, so I approve. Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew Negus Sent: Wednesday, April 04, 2018 1:57 PM To: Zack Bunimovich avier Avila Cc: Martin Zeman Anthony Lentini Subject: RE: Southern Financial RDC Alerts Ill Yes From: Martin Zeman Sent: Tuesday, April 03, 2018 1:01PM To: Zack Bunimovich Mathew Negus Xavier Avila Cc: Anthony Lentini Subject: RE: Southern Financial RDC Alerts (II Acknowledged. Please proceed with onboarding. Mat — please confirm the same to Zack. Martin From: Zack Bunimovich Sent: Tuesday, April 03, 2018 12:24 PM To: Mathew Negus avier Avila Cc: Martin Zeman Anthony Lentini Subject: Southern Financial RDC Alerts Ill Mat/Xavier, We received a few RDC alerts for Jeffery Epstein, sole shareholder of Southern Financial. Please see them attached. Can you acknowledge these hits and confirm that you would like to proceed with onboarding the client? Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046086 CONFIDENTIAL SDNY_GM_00192270 EFTA01358415