EFTA01343936.pdf

I.P. Morgan Online - Positions 9/12/13 11:35AM 11141 GUN 21:41111.Zi 25.5.1/322 ARIAD PPLARMACEUTCALS INC AMA 16,535.130 21.56 494 • 356225.30 -15,542.90 • 290,907.40 65227.90 ACCCR SA MIN FR0000120404 AC FP 8.750» 405294 USD 0.17 a 356,50732 1,467.81 a 337,812.87 17,894.65 SEDOL 5852842 331145 EUR 267288.75 253,56627 13,703.48 JC DECAUX INTERNATIONAL DEC FP 10,000.00 35.3953 WO -0.60 • 343,95291 -4,97224 A 327,988.80 25,966.11 FRC003077919 SEDOL 24.81 EUR »3,100» 246,317.45 1972255 7136083 CARREFOUR SUPERMARCHE CA FP 10,500.00 33.4732 USD 0.05 a 341,488.35 57846 • 329,19628 22371.87 ISIN FR0000120172 SEDOL 25.165 EUR 264»230 247262.15 16,970.34 6641667 LLOYDS BANKING GROUP PLC LLOY L/4 291,000» 12017 USD 4.02 • 349205.10 -7.18122 343930028 5.03422 ISIN GB0006706128 SEDOL 0.7589 OW 221,130.75 222,817.26 -1286.51 0870912 AUTOGRILL SA 151012000113734 AGL IA 21200.00 162012 USD 0.53 a 348,70824 11,41659 a 33322348 12282.78 SED01. 5254205 12.18 EUR 280.651» 250,714.59 9,937.40 COCA-COLA HBC AG ION COI LAI 11,300.00 30.2512 USD 0.61 a 341,638.83 5,71946 A 331.777.88 10.06096 0.0198251305 SEDOL 8660687 19.13 GBP 216,16829 214,034.78 2,13421 FRAPORT AG ION Ma OR 5,1390.20 68.3099 USD 0.54 a 341,54025 2,72286 A. 327,848.17 13903.09 C0300773303 SEDOL 7107551 51.356 BM 256,77500 246,524.86 10,250.14 VW PARIBAS ISIN SNP PP 5,000.00 675051 USD 0.19 a 337,525.56 954.46 a 32923238 8393.20 FR0000131104 SEDOL 7308681 50.76 nun 253,75000 247,190.01 uses» ADECCO SA-REG LAIN ADEN 4,900» 88.4748 USD OM a 335,526.31 2,394.46 • 339,22024 -3,693» CH0012138605 SEDOL 7110720 83.75 Of 312,37499 313,086.58 491» VOKSWAGEN AG PFD ISIN VOW3 GY 1,40000 237.4384 USD 1,49 a 332213.79 2.09121 s 340,0720 -7.873.81 DE0037934039 561:0- 5497168 179526 EUR 249,907» 255.812.59 4.975» COMPAGNIE DE SAINT-GOBAIN S00 FP 8,750.00 466232 USD 4.39 • 329,566.30 4.eams 319,98725 9,58896 ISIN FR0000125007 SEDOL 36.706 EUR 247,724.75 240,217.53 7,441.22 7380482 RENAULT SA ISM RENA 4,00020 79.1572 USD 047 a 316028» 3,488.44 a. 317.87023 -124133 FRO0001311103ISECOL 4712796 59.51 EUR 239040.00 238,727.90 40790 BARCLAYS BASIC PLC 7.760% 013739FHKO 300,0091» 102.717 0.000 308,15100 -3.00 • 300,000.00 9161» 04102023 DID 04/10/2013 REPUBLIC OF ARGENTINA -ARS 042993912.8 10,000,000.00 1.8405 USD 0.000 164,057.33 0.000 318200.00 -153,942.70 NOTES DEC 16 2035 DID 9.30 MS 1 929,999.82 1,258,100.00 -328.103.18 11/002005 HELD BY EURCCLEAR ION ARARGEO3E147 SEDCA BOS5SP7 SWISS FRANC OCHFPRAA4 0.01 1.0741 USD ODD 0 0.01 0.000 001 (LOD 1» OF 0.01 0.01 0.00 CANADIAN DOLLAR OCCIPRAA6 0.01 09678 USO 0» ca 0.01 09014 901 0.00 1» CAD 0.01 0.01 0.00 MONS 8ANCORPORATION VAR 9607010F3 OM Q6 100.063 0.12 a 0.00 0.00« 0.00 0.00 RT 09092049 MD 08/132013 PURCHASE- JPY PUT USD CALL XJAYFOFJ2 000 09041 0.00 0.00 FX EUROPEAN STYLE CIPRON SEP 10, 2013 0100. JPY CALL CAD PUT FX X.IPTCA122 000 0.00 496262» 338,95222 EUROPEAN STYLE OPTION OCT 08,20130 76,9ATEXP 10 0 69.65 BUY JPY SELL CAD FORWARD FXJAYBERE - - - -162237.87 4,39.82 -152237.87 CONTRACT FX RATE 93.73300301RADE 0823/13 VALUE 1010013 WTI PUT OPTION ()SD CALL 07030P103F -SO» 1.00 2 0.000 -591.10594 01,39131 a -682,500.00 -28,8136.94 OPTION STRIKE 93.60, KI 0 DOT 83.50 EXP1RING 02/14.2014 250,000 BARRELS JAPANESE YEN CUPYPRAA9 -520,000000» 3 0.01 USD 43.0040 -5,000,750.11 -21210.15 • 4039000» -750.11 1.00 WY -500,000,000.00 400,000,000.00 0.00 Teals $48,180,1315.43 9105.146.61 $63219,780.40 $2,634,384.68 Wan are IT, other «counts W . — — _— ‘A,hece eatable acouieiticm date. GOES ana (men values may reflect eaeciai cakuretes Res used Ice mete waxes. https:/npmorgan.chase.comiSecure/PosalOrM?41-396147042 Page 3 of 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0028919 CONFIDENTIAL SONY GM_00175103 EFTA01343936