EFTA01454116.pdf

06 May 2014 Page 2 Of 2 aka Osulschs Bank AO SOUTHERN FINANCIAL, LLC ---,30,-- FX -Ossons Settlement Not. Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Arnt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20.11ov.2014 25.11oy.2014 (i3ODO COD O7-: USD 101.000.000 an SHORT EUROPEAN CALL 1010000 i FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov.2013 20-11o0014 25-Nov-2014 (21.OOO00) USD 0 JPY LONG EUROPEAN 0.0003 13,15201 FINANCIAL. LLC owhOpt SOUTHERN EXOneBarOneT 21-N0/.2013 20.1loy.2014 25-Nov-2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 0.000D 10.560.98 FINANCIAL. LLC ouchOpt SOUTHERN EXOneBanDneT 21-Noy-2013 20-Noy-2014 25.Neb2014 121.000 MI USD 0 FY LONG ELPCPEAN 0.0000 6,360 40 FINANCIAL. LLC ouchOpt Subtotal: 7.119.08 Commodides • Mese Metal Derivadves Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTEERPI CommodhOpEu 03-Apr-2014 OF>Dec-20I 4 0 -Dec -2014 SHORT ELRCPEAN CALL XCU 18.750.1T-0331 1150 ;SO 00!MT25 0 7,000 0000 (233 552 47! FINANCIAL. LLC ro BaseMetal Subtotal: (214552 47, TM: (226,433.39) Statement ID : The valuation information set forth in this statement Is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112056 CONFIDENTIAL SDNY_GM_00258240 EFTA01454116