EFTA01035021.pdf

From: J [email protected]> To: Richard Kahn Subject: Re: New Issue $25 Par: Duke Energy Corporation (DUK) Fixed for Life Perpetual Preferred Stock; 5.875-6.00% Date: Mon, 25 Mar 2019 16:06:37 +0000 2.5 million On Mon, Mar 25, 2019 at 4:27 PM Richard Kahn < wrote: Gratitude cash balance is $5,419,896.87 Please advise Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Begin forwarded message: From: "Atlas, Andrew S" < Subject: New Issue $25 Par: Duke Energy Corporation (DUK) Fixed for Life Perpetual Preferred Stock; 5.875-6.00% Date: March 25, 2019 at 10:23:15 AM EDT To: "Atlas, Andrew S" $25 Par New Issue Syndicate Offering: Duke Energy Corporation (DUK) Issuer: Duke Energy Corporation (DUK) Securities Offered: Depositary Shares each representing a 1/1000th Interest in a Share of Series A Cumulative Perpetual Preferred Stock EFTA01035021 Expected Ratings: Baa3 / BBB / BBB- Size: $250mm (10mm $25 Par Depositary Shares) Format: SEC Registered Maturity: Perpetual Price Talk: 5.875-6.00% (Fixed for Life) Offer Price: $25.00 per share Payment Dates: Quarterly on the 16th of March, June, September and December of each year, beginning on 6/16/2019 Redemption: Callable at the issuer's option on or after 6/15/2024 at $25.00 per Depositary Share Callable prior to 6/15/2024 within 120 days after the occurrence of a "Ratings Event" at $25.50 per Depositary Share Use of Proceeds: For general corporate purposes. QDI/DRD Eligible: Yes Subject to U.S. Tax Withholding for NRA Clients: Generally, Yes (See Prospectus for Tax and Withholding Details) Listing: NYSE Timing: Today's Business Andrew S. Atlas Senior Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas 12th Floor I New York, NY 10104 Tel/Direct: Fax: I NMLS ID # 1326736 If you would like to unsubscribe from marketing e-mails from Morgan Stanley Wealth Management, you may do so here . Please note, you will still receive service e-mails from Morgan Stanley Wealth Management. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent required and/or permitted under applicable law. to monitor electronic communications. including telephone calls with Morgan Stanley personnel. This message is subject to the Morgan Stanley General Disclaimers available at the following fink: http://www.morpanstanley.com/disclaimers. If you cannot access the links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you acknowledge that you have read. understand and consent. (where applicable). to the foregoing and the Morgan Stanley General Disclaimers. EFTA01035022  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01035023