EFTA01480817.pdf

Confidential Due Diligence Regatta Executive Summary On 02/13/2013. GS&I was requested by Justin D Nelsen to conduct a background investigation. Full research was conducted on Southern Trust Company Inc in US Virgin Islands only. Media research was conducted on Jeffrey E Epstein and J Epstein & Co. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Wondcheck,Dow Jones Watch List, SPEADD/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRA,NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Southern Trust Corn • an Inc • Company records search revealed records found. • Other databases (RDC/MIS/Worldcheck) revealed no r ecords found./records found. • Internal database search revealed no records found . • Publications revealed nothing derogatory. Due to the amount of news stories found, search parameters had to be adjusted. • Regulatory sanctions search revealed no records fo und. • A search of OFAC did not reveal any matches. Confidential --This report is not to be disseminated or photocopleed to any third party without the express consent of Global Security St Investigations . 565445013B 2 Confidential Treatment Requested by JPM-SDNY-00003042 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272240 EFTA01480817