EFTA01372040.pdf

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN TRUST COM PA NY INC Portfolio Holdings Account Activity Opening Clomp Accrued Income 30-Day Curtent Cawing Date Quantity Number Biding Ban Beloit* Income IbisYear Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 84.00% of Portfolio Money Market CAM AC TR DWSGOVT 8 AG114611 12101/18 4,392,828.670 NIA 12131118 4,384,623.50 4,392;828.67 0.00 45,868.41 — 2.19% 2.26% Total Money Market $4,384,623.50 $4,392,828.67 $0.00 $45,868.41 TOTAL CASH. MONEY FUNDS, AND BANK DEPOSITS $4,384,623.50 $4,392,828.67 $0.00 $45,868.41 Adjusted Unrealized Acaued Estimated Estimated Dale Acquired Quantity Untl Cost Cost Bass Market Price Market Value GainiLose Interest Annual Income Yield ...... FIXED INCOME 16.0 0% of Portfolio (In Maturity Date Sequence) Corporate Bonds BUCKEYE PARTNERS L P FIXED TO FLTG RATE Security Identifier: 113230ASO NT 6.375% 0122178 WE OTO 0/22J8CALLABLE0/22123Noody Rating BA1S8 P Rating 8B 01/25/18 1,000,000.000 101.8730 1,018,728.01 81.2470 812.47000 206.258.01 28.156.25 63,750.00 7.84% Original Cost Basis: $1613.755.00 Total Corporate Bonds $1,018,728.01 3812,470.00 -$206.258 01 $28.156.25 $63,750.00 1,000,000.000 TOTAL FIXED INCOME $1,018,728.01 $812,470.00 4206 258 01 $28,156.25 $63,750.00 1,000,000.000 Unrealized Acaued &limited Cod Basis Markel Value Gain toss Intend Annual Income TOTAL PORTFOLIO HOLDINGS 65.411,556.68 65,205.298 67 -3206,258 01 $28.156.25 $109,618.41 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form '099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal payd owns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event. one or more of these attributes is changed, there may Page 3 of 9 Account Numbe Rated Utellent Marts through Pentabos LILC.• wholly *ad 43C,:S.L.26 Go paperless Aix Atari t.iXtivtn 4 Every Year Since 2007 04BAR MITOCOMPAVNICA710.6 EXCELIDKE subskrun of The ease al Ni. York Make Comer/Mon (WY Mellea) PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065638 CONFIDENTIAL SDNY_GM_00211822 EFTA01372040