EFTA01199067.pdf

From: Tazia Smith To: [email protected] Ce: Nay Gu to , Paul Morris , Vahe Stepanian , Vinit Sahni Subject: Re: Biotech Update... note bounce in Foundation Medine on withdrawal of prior secondary offering [C] Date: Wed. 16 Apr 2014 15:45:54 +0000 !Milne-Images: unnamed; unnamed(1); unnamcd(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(S) Classification: Confidential Jeffrey - Uptick in Biotech today ahead of earnings for the big caps (Mogen. gilead. celgene) next week. Your positions below with P/L. Please note that your Foundation Mediothe has really bounced off it's recent lows of 5-424 (chart below): yesterday the company withdrew a prior filing for a 5150mm secondary offering. We break out Mad because it is more M8A driven at this porit than sector beta. As of 4/16/1411:23 pm PX_LAST Description Trade Date Quantity Current Price Unit Cost Market Value Current Total Cost Unrealized GP. SANGASIO BIOSCIENCES 5/28/2013 50,000.00 $ 14.12 S 8.44 $ 706,000.00 422,214.00 S 283,786.00 BIOGEN 2/14/2012 2,095.00 $ 290.72 $ 119.55 $ 609,058.40 250,454.95 $ 358,603.45 FOUNDATION MEDICINE 1/13/2014 25,000.00 $ 27.27 S 27.51 $ 681,625.00 687,663.50 S (6,038.50) GILEAD SCIENCES INC Multiple 8,100.00 $ 69.31 $ 79.41 $ 561,402.90 643,204.00 $ (81,801.10) Total seated, S 2,558,086.30 S 2,003,536.45 $ 554,549.85 ARIAD PHARMACEUTICALS Multiple I 16,535.00 I $ 6.83 I $ 17.60 I $ 112,934.05 290,997.401 $ (178,063.35) Fill US 11:4J .H5 2.16 maalA40 • Feet - M Table Use Cbert -L41292FIMEZIre save As • ' === CaT gin Track 45 - • Last Price 27.28 40 T High on 03/13/14 43.62 4- Average 29.7273 1 Low on 11/14/13 20.42 20 ■ Volume 0.255M 1i4 . 9 V49.9 0 Nif „IL .dt .... . Nov Dec Jan Feb Mar POE 2013 2014 Worn Toon SIMI'S, DA,. To /00Woolionagmaa cow Osol Morns. Who Wel SOME.. Dela 0402.2014 03 42 PkA &Alec! Botoch Opiate .ICI Classification: Confidential Jeffrey - Biotech forming a base to some extent (strong market backdrop. clearly) - you're gp $906k on your basket excluding the Mad (outlier due to IM prospects vs. group drivers) t-mo price history charts below. EFTA01199067 As of 4/2/14 3:27 pm Description Trade Date Quantity Current Price Unit Cost Market Value Current Total Cost Unrealized G/L SANGAMO BIOSCIENCES 5/28/2013 50,000.00 17.51 $ 8.44 875,500.00 422,214.00 453,286.00 BIOGEN 2/14/2012 2,095.00 $ 308.71 119.55 646,747.45 250,454.95 396,292.50 FOUNDATION MEDICINE 2113/2014 25,000.00 31.62 27.51 790,500.00 687,663.50 102,836.50 GILEAD SCIENCES INC Multiple 8,100.00 73.79 79.41 597,699.00 643,204.00 (45,505.00) Total Biotech S 3,043,139.83 2,294,533.85 906,910.00 ARIAD PHARMACEUTICALS mulbole 16,535.00 $ 8.03 $ 17.60 $ 132,693.38 290,997.401 $ (158,304.03)1 SOMO Imo Price Histo SG".0 US ......,... :7.50 17.53 3 7 • 15:33 . : 496 463 18.02 , 18.29 • 17.27 Sol 8.746^ SGMO US •ui 19—Save As 98—Actions - WE& - —90- Tikr tine Owl IC IC CM IECI Illr • :-;-- • • ===1355: ^ Track Annotate ' News . Zoom 25.00 24.00 r • Last Price 17.51 • Close on 03/05 ---- 19.61 23.00 T High on 03/19 09:30 24.455 22.00 Average 21.0466 21.00 1 Low on 03/28 14:30 16.64 20.00 r Att-•-• 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31 01 02 Mar 2014 Ayr 2014 BBB irno Pry: FILsto ..118 US :.83 -.96 Q308.48 /308.94Q 2 s2 ..t 15:32 Lla77 378 0 32.1.64Q H 317.00D L 306.50r VII 365.94211 anargl= - 9, J tdit - • Table Line Chart El MCI] OM _s comon — Mani LIE S.cyrovituat 4 twat 0 Track L annotate t . Hews l Zoom 360 i c• Last Price 308.8301 350 118 Close on 03/05 ---- 339.00 f‘c• T High on 03/19 12:00 357.345 ' 340 Average 327.3412 330 1 Law on 03/28 15:30 294.12 320 300 s...dthied..YL....1. 4. Volume 16854 i • SMAVG OS) 84245 ..,...1„,J6,..a........s.._ I I I I i i 290 1.14 06 u/ 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31 01 02 Mar 2014 Apr 2014 GILD lino Price History EFTA01199068  GILD US 73.85 •.21 Q73.84/73.852 15x2 .! 15:33 Vol 13,625,138 C 75.16P F 75.25 L 73.340 Val 1.0126 ATEMM am • EU an 80=" === . Track / Annotate - News - Zoom 84.00 82.00 80.00 78.00 76.00 s• Last Price 73.85 • Close on 03/05 ---- 82.87 72.00 I High on 03/06 09:30 82.93 4- Average 75.4902 70.00 / Low on 03/28 14:00 68.00 68.00 s• Volume 0.1621 r .......... 5M %AVG (151 1.093M lk i a wataidL.A.A.S.alh a4.411/ Lahaa‘Sia a lkwMost 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31 {01 02 Mar 2014 Apr 2014 FMI I me cc History IFM1 US $ 131.58 •.29 Q31.47/31.590 1)4 At 15:34 Vol 179.323 C 31.45r F 32.45D L 31.09D Val 5.691 • ex w ore 0 Track ./ Annotate News Zoom 44.00 r • Last Price 31.58 • Close on 03/05 ---- 35.53 42.00 I High on 03/14 10:00 44.37 40.00 Average 37.0131 1 Low on 04/01 12:30 30.71 38.00 36.00 34.00 30.00 c.• Volume 2300 0.2M • SHAVG (15) 14883 I I 06 07 10 11 12 13 14 17 18 19 20 21 24 25 26 27 28 31 01 02 Mar 2014 Apr 2014 a Tazia Smith CW0301 IKey Cliem Palms US CO SecvoiKa Inc lahrtin Avutt S 'Aral, thingnvrert Ratenctu&eform This communication may contain confidential and/or privileged information. 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