EFTA01454263.pdf

r e an roup 19 May 2014 SOUTHERN FINANCIAL, LL Page 2 Of 2 Request 182298 As of 19 May 14 Deutsch* Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Ccy Not. Ccy Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style PuV Call Strike Price MTM(USO) SOUTHERN ExEurcepl 21-Nov-2013 20•tlov•2014 25-Nov-2014 (1.060.000 00) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;21 C5,9 a.? FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nan2013 20-Noi.42014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0003 13,57634 FINANCIAL, LLC otiohOpl SOUTHERN EXOneBerOneT 21-Nov-2013 20.tlan2014 25-Nov-2014 (21,M0.00) USD 0 JPY LONG EUROPEAN 0.0000 10.72753 FINANCIAL, LLC ouchOpl SOUTHERN EXOneganDneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121MIMI USD 0 JPY LONG EURCPEAN 0.0000 8,345 45 FINANCIAL, LLC ottMOpt Subtotal: 11.589 71 Long/ Not.Ccy Price Per Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTF£RFI CommocahOpEu 034%pr-2014 OF>Dec•20I4 CI5Dec•2014 SHORT EURCPEAN CALL XCU 037W.COD Y)) USD (.4,0 00iMT25 0 7.000 0000 '354 (C,6 X FINANCIAL. LLC ro BaseMetal Subtotal: (354.38o 30: Rig (342,496.59) Statement ID : 182298_20140519_20140520_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112265 CONFIDENTIAL SDNY_GM_00258449 EFTA01454263