EFTA00284666.pdf

tourmalippne e, Blotter for 7.'27.2012 Client Teede Date Selile Dale Side Secority Description Amount Avl Pike CommRale Net Monty Broker Custedian Fem ~mission Tour Pool Street Currency Comm Type ANT 7/27/2012 0501,2012 Buy SIGN SIGMA DESIGNS INC 3.500 8.5484 0.0125 22.958.15 NITA GSCO CLOC. 43.75 43.75 0.00 0.00 USO PerUnil ANT 7/27/2012 05012012 Buy AKT ASHFORD1111,11, 'IN LinnnyrA. 37.300 7.4432 0.0125 278.097.94 NITA GSCO UD 488.25 488.25 0.02 0.00 USO PerPerUnil ANT 7/27/2012 0801/2012 SNI EXTR EXTREME NETWORKS 99,795 3.2881 0.0125 328.882.90 NITA GSCO 7.38 1,247.44 1.247.44 0.00 0.00 USO PerUnil ....-. ANT 7/27/2012 05012012 SNI EXTR EXTREME NETWORKS 10.205 3.2958 0.0125 33.503.08 REDI GSCO 0.78 127.58 127.58 0.00 0.00 USO PerUnil ....-. ANT 7/27/2012 0501,2012 Buy 04AD DEMAND MEDIA INC 1.200 10.6858 0.0125 12.837.98 NITA BARC CLOC. 15.00 15.00 0.00 0.00 USO PetUnil ANT 7/27/2012 0501,2012 Buy 04AD IDEMAND MEDIA INC 15.000 11.0000 0.0425 165.637.50 WEED BARC CLOC. 637.50 187.50 0.00 450.00 USO PerUnil ANT 7/27/2012 0501,2012 Buy DAMS EMMIS COMMUN CP 91.500 2.D725 0.0125 190,775.41 NITA IASCO CLOC. 1.143.75 1.143.75 0.00 0.00 USO PerUnil .-.. . ANT 7/27/2012 0501,2012 Buy DALLS EMMIS COMMUN CP 4.800 2.0280 0.0125 9.349.50 REDI MSCO CLOC. 57.50 57.50 0.00 0.00 USO PerUnil .-.. . ANT 7/27/2012 05012012 Buy VC VIS1EONCORP 10.100 32.1945 0.0125 325.290.70 NITA GSCO CLOC. 128.25 128.25 0.00 0.00 USO PerUnil ANT 7/27/2012 05012012 Buy VC VIS1EONCORP 8.250 32.1979 0.0125 265.735.81 REDI GSCO CLOC. 103.13 103.13 0.00 0.00 USO PerUnil ANT 7/27/2012 05012012 Stien SAM BOSTON BEER NC 7.500 112.0171 0.0125 840,015.68 NITA GSCO 18,82 93.75 93.75 0.00 0.00 USO PerUnil ANT 7/27/2012 0801/2012 Stien SAM BOSTON BEER INC 7.500 112.2503 0.0125 841,764.64 REDI GSCO 18,88 93.75 93.75 0.00 0.00 USO PerUnil ANT 7/27/2012 08012012 Buy CENTA CENTRALGARDENS 10.000 11.4000 0.0425 114.425.00 MSCO GSCO UD 425.00 125.00 0.00 300.00 USO PerUnil rkeT r.r• INI A \INA ANT 7,272012 0501,2012 Buy CENTA CENTRAL GARDENS 47.500 11.4180 0.0125 542.950.67 NITA GSCO CLOC. 593.75 593.75 0.00 0.00 USO PerUnil ....-......-.... ....... ANT 7,27,2012 0501,2012 Buy CENTA CENTRAL GARDEN d 138.000 11.5000 0.0425 992.855.00 NITE GSCO UD 3.855.03 1.075.00 0.00 2,580.00 USO PerUnil ....-......-..-.. ....... ANT 7,27,2012 05012012 Short BRLI BID REFERENCE LABS 1.400 25.4718 00125 35,641.94 INCE FIRS 0.80 17.50 17.50 0.00 0.00 USO PetUnil ....-....-... ANT 7,27,2012 05012012 Short BRLI BIO REFERENCE LABS 9289 25.4087 00125 235.881.44 NITA FIRS 5.29 116.11 116.11 0.00 0.00 USO PerUnil Ylr. Mette ANT 7,27,2012 05012012 Short BRLI BIO REFERENCE LABS 2.212 25.4943 0.0125 58.364.47 REDI FIBS 1.27 27.85 27.85 0.00 0.00 USO PerUnil ....-....-... ANT 7,27,2012 05012012 Short WPRT WESTPORT 12.500 37.5850 0.0125 489.845.72 NITA FIBS 10.53 158.25 158.25 0.00 0.00 USO PerUnil ......-..............-...... ANT 7,27,2012 05012012 Short WPRT WESTPORT 12.500 37.8490 0.0125 470445.70 REDI FIBS 10.55 158.25 158.25 0.00 0.00 USO PerUnil Winilrflallrale m ANT 7,27,2012 05012012 Buy 5%40 EHERGY - XXI LTD 25.000 33.2920 0.0125 832.812.50 NITA GSCO UD 312.50 312.50 0.00 0.00 USO PerUnil ....,.....-.. ANT 7,27,2012 05012012 Buy OM ENERGYLOCI LTD 50.000 332553 0.0125 1.683.390.00 REDI GSCO UD 625.00 625.00 0.00 0.00 USO PerUnil .....-......... ANT 7,27,2012 05012012 Buy 5%70 ENERGY XXI LTD 25.000 32.9538 0.0425 824.907.50 SUSO GSCO UD 1.082.50 312.50 0.00 750.00 USO PerUnil ....-........... ANT 7,27,2012 05012012 Buy Llill K12 INC 19.900 17.5299 0.0425 349.890.78 JONE MSCO UD 845.75 248.75 0.00 597.00 USO PerUnil ANT 7,27,2012 05012012 Buy Llill K12 INC 100 17.6200 00125 136325 REDI LISCO CLOC. 1.25 1.25 0.00 0.00 USO PerUnil ANT 7,27,2012 05012012 Buy GTY GETTY RLTY CORP 19.100 18.8489 00125 380215.08 NITA GSCO UD 238.75 238.75 0.00 0.00 USO PerUnil ...-... MIT 7,27,2012 08012012 Buy GTY GETTY RLTY CORP 10.000 18.8800 0.0125 188325.00 REDI GSCO UD 125.00 125.00 0.00 0.00 USO PerUnil MCIM MIT 7,27,2012 0501,2012 Stien RATE BANKRATE INC 30.000 17.42D1 0.0425 521.31829 STFL GSCO 11.71 1275.80 375.00 0.00 900.00 USO PerUnil MIT 7,27,2012 0501,2012 Short BGG BRIGGS ft STRATTON 30.000 17.1884 00125 514.805.443 REDI GSCO 11.54 375.00 375.00 0.00 0.00 USO PerUnil ...-. .... MIT 7,27,2012 05012012 Buy ALSN ALLISON ....... ...... 17.100 18.0933 0.0125 309.809.18 NITA GSCO CLOC. 213.75 213.75 0.00 0.00 USO PerUnil MIT 7,27,2012 05012012 Buy ALSN AVilLLISON IM 7.900 18.1000 0.0125 143,088.41 REDI GSCO CLOC. 98.75 98.75 0.02 0.03 USO PerUnil Akill.110.1•1 1. L ne MIT 7,27,2012 05012012 Short SYNA SYNAPTICS INC 25.000 28.6144 0.0125 665,031.34 NITA MSCO 14.91 312.50 312.50 0.00 0.00 USO PerUnil NIT 7272012 05012012 Short SYNA SYNAPTICS INC 25.000 28.6392 0.0125 665,851.33 REDI MSCO 14.92 312.50 312.50 0.00 0.00 USO PerUnil ANT TOTALS: 781.951 13.271.483,29 USD 127.32 15.101.39 9.524.39 0.00 5.577.00 1 of 7 EFTA00284666  tourmaline Blotter for 7/27/2012 Clem Trade Dale Settle Dale Side Secutity Dese4Moa Amount Avg Peke CommRale Net Money Broker Custodian Fees Commission Tour Pool Steel Curnmey Comm Type A)), 7t27.2012 09012012 Sal TSCO TRACTOR SUPPLY CO 2000 92./803 0.0400 184.87585 REDI UMB 4.15 80.00 30.00 50.00 0.00 USD PerUnil API 7t27.2012 0001/2012 Sell IBI INTERLINE BRANDS 7.500 25.4080 0.0400 190.195.73 REDI UMB 427 300.00 112.50 187.50 0.00 USD PerUnil flan API 7/27/2012 0001/2012 Sail nC TORO CO 5.300 37.6448 0.0400 199.299.91 REDI UlB 4.47 212.00 79.50 132.50 0.00 USC PerUnd API 7/27/2012 000/2012 Sell UFPT UFP TECHNOLOGIES 2.375 18.1558 0.0400 38273.69 NITA 13.1B 188 95.80 35.63 59.38 0.00 USD Perunil API 7/27/2012 OLVOI.2012 Sell UFPT UFP TECHNOLOGIES 9.825 16.3388 0.0400 158.872.42 REDI 18.1B 3.53 3115.00 144.38 240.63 0.00 USD Perunil API TOTALS: 28.800 789.517.60 USD 1728 1.072.00 402.00 670.00 0.00 ARC 7272012 09012012 Shod NRP NATURAL_RESOURCE 9.500 20.6137 0.0300 195.540.78 ISM* LABS 4.39 216.00 47.50 0.00 237.50 USC PeiLlnil norm-ac • ARC 7272012 09012012 Shod NRP NATURAL RESOURCE 13.100 20.5801 0.0300 289.19994 REDI UBS 8.05 393.00 393.00 0.00 0.00 USC PeUnil ARC TOTALS: 22.600 484.740.70 USD 10.44 678.00 440.50 0.00 237.50 CAL 7/27/2012 071392012 Sea AUDI 01/19'130245 400 16.1250 2.0000 644.185.55 INCO IALPRO 14.45 800.00 780.00 0.00 20.00 USC PerUnil CAL 7/27/2012 071392012 Buy SPXO SO 500 INDEX 500 11.0000 2.0000 551.000.00 LAKE AALPRO 0.00 1.000.00 825.03 0.00 175.00 USC PmUnil CAL 7t27,2012 07/392012 Sell SPX SW 500 INDEX 500 37.3000 1.0000 1.864.458.22 LAKE AILPRO 41.78 500.00 325.03 0.00 175.00 USC PerUnil CAL TOTALS: 1.400 3.059.843.77 USD 5823 2.300.00 1.930.00 0.00 370.00 COG 7t27/2012 09012012 Cover BOOR BLUCORA INC 10.000 18.2779 0.0400 183.179.00 WA /SSW 0.00 400.00 200.00 200.00 0.00 USC PeiLlnil COG 7t27/2012 09012012 Cover BOOR BLUCORA INC 20.000 16.2971 0.0400 326.542.00 REDI AtSCCI 0.00 800.00 400.00 400.00 0.00 USC PeUnil COG TOTALS: 30.000 489.721.00 USD 0.00 1200.00 600.00 600.00 0.00 Ca 727/2012 0713012012 Buy AMIN AWN 0727/120235 130 2.8523 0.5000 34.544.90 INCO GSCO 000 85.00 58.50 0.00 6.50 USD PerUnil "'" Ca 727/2012 07/30/2012 Sal MEN AMIN 080312 0.240 130 2.9406 0.5000 38.161.94 INCO GSCO 086 85.00 58.50 0.00 6.50 USD Perunil Ca 7127/2012 07/30/2012 Sal FSLR 084281112 P14 1.602 0.5538 20000 53.378.75 INCO GSCO 125 2.000.00 1.900.00 0.00 100.00 USD Perunil Ca 7127/2012 09012012 Shod CTRX CATAMARAN CORP 23.498 63.9303 0.0100 1.971.907.98 CASY GSCO 64.18 234.98 234.98 0.00 0.00 USC PerUnil Ca 7127/2012 07/30/2012 Buy GOOG GOOG 07ß7/12C815 58 6.6459 0.5000 38.575.22 INCO GSCO 000 29.00 26.10 0.00 2.90 USC PeiUnil Ca 7127/2012 07/30/2012 Sell GOOG GOOG 0803/120820 58 7.0459 0.5000 00.83130 INCO GSCO 0.92 29.00 26.10 0.00 2.90 USC PmUnil Ca 7127/2012 07/30'2012 Sell CATAMARAN CORP 233 1.7250 3.0000 39.492.59 CASY GSCO 0.91 699.00 675.70 0.00 2333 USC PerUnil COL TOTALS: 26.107 2.216.897.68 USD 48.12 3.121.98 2979.88 0.00 142.10 CVS 7127/2012 09012012 Buy Eta ENERGIZER HUGS 104.421 79.7371 0.0300 8.329.358.68 NITA GSCO 0.00 3.132.63 3.132.63 0.03 0.03 USC PeiUnil CVS 7127/2012 09012012 Buy Eta ENERGIZER HUGS 6.079 80.2629 0.0300 407.807.64 REDI GSCO 0.00 152.37 152.37 0.03 0.03 USC PerUnil CVS 7127/2012 08812012 Buy SXC SUNCOKE ENERGY 26.000 15.9574 0.0300 399.885.00 REDI GSCO 0.00 750.03 750.03 0.03 0.03 USD Perunil CVS TOTALS: 134.500 9,136,851.30 USD 0.00 1.035.03 0.015.03 0.03 0.03 ERC 7t27/2012 0901/2012 Sell BKU BANKUNITED INC 24.409 24.0288 0.0200 588.017.68 REDI GSCO 13.14 488.18 488.18 0.80 0.03 USD PerUnil ERC 7t27/2012 0901/2012 Sell WCBO WEST COAST 20.000 19.9162 0.0200 398,515.08 REDI GSCO 8.94 400.00 400.00 0.80 0.03 USD PerUnil earner.. ERC TOTALS: 44.409 984.532.72 USD 22.08 888.18 888.18 0.00 0.03 FAM 7t27.2012 09012012 Buy PKY PARKWAY PPIYS INC 20.300 10.9613 0.0400 223.327.37 NITA GSCO 0.00 812.03 304.50 507.50 0.03 USD PerUnil FAM 7t27.2012 09012012 Buy IOSP 1NNOSPEC INC 1.400 31.1023 0.0400 43.807.62 NITA GSCO 0.00 56.80 21.03 35.03 0.03 USC PmUnil FAM 7t27.2012 09012012 Buy IDSP INNOSPEC INC 4.100 31.2328 0.0400 128217.68 REDI GSCO 0.00 184.00 81.50 102.50 0.03 USC Perunil FAM TOTALS: 25.800 395.152.65 USD 0.00 1.032.00 387.03 645.03 0.03 2of7 EFTA00284667  tourmaline Blotter for 7/27/2012 Client Trade Date Settle Dale Side Security DeiceIptIon Amourd Avg Peke CommRale Net Money Broker Custodhn Feed Commission Tour Pod &met Currency Comm Type FIN 7/27/2012 071302012 Buy NEON NEONODE INC 50 0.5503 0.0000 2.750.00 LOPTD MLPRO 0.00 0.00 0.00 0.00 0.00 USD PerUnit FIN TOTALS: 50 2750.00 USD 0.00 0.00 0.00 0.00 0.00 FRE 7/27/2012 08212012 Buy KOPN KOPN CP 1.800 3.0901 0.0200 5.822.58 NITA GSCO 0.00 32.00 32.0) 0.00 0.00 USD PetUnil FRE 7/27/2012 08/012012 Buy KOPN KOPN CP 8.900 3.5792 0.0200 32432.813 REDI GSCO 0.00 178.00 178.00 0.00 0.00 USD PerUnii FRE TOTALS: 10.500 37.855.44 USD 0.00 210.80 210.00 0.00 0.00 NAB 7272012 07/31/2012 Sell 958 HK NUANENG 358.000 0.9705 15.8000 344,608.11 CLSA JPMS 373.84 me) 44.53 0.00 22.27 HKD BasisPord NAB TOTALS: 356.000 44.419.73 USD 373.80 me) 44.53 0.00 22.27 NAP 7272012 07/30/2012 Buy ALA. AOL INC 512 0.9250 0.5000 47.81&00 CASY MLPRO 0.00 256.00 204.80 0.00 512) USD PerUnii NAP 7272012 08212012 Buy AOL AOL INC 8.704 31.8500 0.0000 275.481.60 CASY MLPRO 0.00 0.00 0.00 0.00 0.00 USD PerUnii NAP TOTALS: 9.218 323,097.60 USD 0.00 256.00 204.80 0.00 512) HTP 7272012 0&0I2012 Buy MU MICRON TECH INC 180.000 8.1815 0.0500 621.150.00 MCAT GSCO 0.00 5.000.80 2.000.80 0.00 3.000.80 USD PerUnii HTP 7272012 08212012 Buy OVTI OMNIVISION TECH INC 20.000 13.4202 0.0500 289.484.00 BI T GSCO 000 1.000.80 400.00 0.00 600.00 USD PerUnii HTP 7272012 08212012 Buy EMC EMCCOFtP MASS 14.000 28.2100 0.0500 387.840.00 IAWCC GSCO 000 700.00 280.03 0.00 420.00 USD PerUnii HTP 7272012 08212012 Buy OVTI OMNIVISION TECH INC 20.000 13.4202 0.0500 289.484.00 MCAT GSCO 000 1.000.80 400.00 0.00 600.00 USD PerUnii HTP 7,27,2012 08212012 Buy TSO TESORO CORP 15.000 27.4355 0.0500 412.282.50 MWCC GSCO 000 750.00 300.00 0.00 450.00 USD PerUnii HTP 7,27,2012 08212012 Buy SICK SANDISK CP 10.030 41.8237 0.0500 418.737.00 IAWCC GSCO 000 500.00 200.00 0.00 300.00 USD PerUnii HTP 7272012 08/012012 Buy TS0 TESORO CORP 15.000 27.4355 0.0500 412.28230 IAWCC GSCO 000 750.00 300.00 0.00 450.00 USD PetUnil NTP TOTALS: 194.000 2.789.060.00 USD 000 9.700.00 3.880.00 0.00 5.820.03 NV 7272012 08/012012 Buy STLD STEEL DYNAMICS MC 5.797 12.1573 0.0400 70.707.75 BNKS BONY 000 231.88 57.97 0.00 173.91 USD PerUnii NV 7272012 08212012 Buy STLD STEEL DYNAMICS MC 3.802 12.1573 0.0400 48.374.13 BNKS CHAS 000 152.08 38.02 0.00 114.08 USD PerUnii NV 7272012 08212012 Buy STLD STEEL DYNAMICS MC 16.484 12.1573 0.0400 201.060.29 BNKS PELL 000 659.38 184.84 0.00 494.52 USD PerUnii NV 7272012 08212012 Buy STLD STEEL DYNAMICS MC 4.818 12.1573 0.0400 58.742.20 BNKS NIBS 000 192.84 48.16 0.00 144.48 USD PerUnii NV 7272012 08/012012 Buy STLD STEEL DYNAMICS INC 16.101 12.1573 0.0400 198.388.73 BNKS 5585 000 644.04 181.01 0.00 483.03 USD PerUnii NV 7272012 08212012 Buy STLD STEEL DYNAMICS NC 5.723 12.5458 0.0400 72.027.39 CATS BONY 000 228.92 57.23 0.00 171.89 USD PerUnii NV 7272012 08212012 Buy STLD STEEL DYNAMICS NC 3.758 12.5456 0.0400 47298,68 CRIS CHAS 000 150.32 37.58 0.00 112.74 USD PetUnil NV 7/27/2012 0821/2012 Buy STLD STEEL DYNAMICS INC 16.278 12.5458 0.0400 200.843.23 CRIS kELL 000 651.04 162.78 0.00 488.28 USD PetUnil NV 7272012 08212012 Buy STLD STEEL DYNAMICS IIC 4.754 12.5458 0.0400 59.831.94 CRIS NIBS 000 190.16 47.54 0.00 142.82 USD PetUnil NV 7272012 08212012 Buy STLD STEEL DYNAMICS INC 15.899 12.5458 0.0400 200.098.45 CRIS 5585 000 635.96 158.99 0.00 476.97 USD PetUnil NV 7272012 08212012 Sell MIG MEA ew D3VEROOK MS 6.079 8.8428 0.0400 42.777.28 IASCO BONY 0 97 259.16 84.79 0.00 194.37 USD PetUnil nn pn min NV 7272012 08012012 Sell MIG MEA .-.D3VEROOK INS .-.... ...-........ 4.285 8.8428 0.0400 28291.48 KISCO CHAS 066 171.40 42.65 0.00 128.55 USD PetUnil NV 7272012 08/012012 Sell MIG MEA .-.D:N/24%00K INS 18.571 8.8428 0.0400 122.814.11 KISCO KELL 277 742.84 185.71 0.00 557.13 USD PetUnil .-.... ...-........ NV 7272012 08/012012 Sell MIG MEA nD u3MEROOK MS 5.382 8.8428 0.0400 35.402.34 IASCO NITS 080 214.48 53.82 0.00 180.88 USD PetUnil nn pn nn, NV 7272012 08/012012 Sell MIG MEADOVIBROOK INS 18.083 8.8428 0.0400 119260.05 IASCO SSBS 271 722.52 180.83 0.00 541.89 USD PetUnil ......-....-........ NV 7272012 08/01•2012 Buy ARCC ARES CAPITAL CL 340 18.6300 0.0400 5.867.80 REDI NIBS 000 13.60 3.40 102) 0.00 USD PetUnil 3 of 7 EFTA00284668  tourmalipn artne ers Blotter for 7.'27.2012 Clieni Tinde Oste SetIle Dale Side Setunity DestdptIon Amount Ave Price CommRele Nal Morwy Broker Custodian Fees ~mission Tour Pool Street Cunency Comm Type ,4t/ TOTALS: 148.510 1.511.383.88 USD 7.91 5,880.40 1.485.10 1022 4.385.10 JER 7/27/2012 0901,2012 Short BCOV BFUGHTCOVE INC 84.915 15.3931 0.0300 997273.54 NITA 1.1SCO 22.41 1.947.45 1298.30 649.15 0.00 USD Perlind JER 7/27/2012 0601/2212 Short BCOV BRIGHTCOVE INC 85 15.3900 0.0300 1,305.57 REDI 1.1SCO 0.03 2.55 1.70 0.85 0.00 USD Ped-Inil JER 7/27/2012 0601/2212 Sen OH% DICE HOLDING NC 76.865 7.2740 0.0300 556,798.31 NITA GSCO 12.53 2.306.95 1,537.30 768.55 0.00 USD Ped-Inil JER 7/27/2012 0601/2012 Sen OH% DICE HOLDING INC 2.800 7.2748 00300 20.284.42 REDI GSCO 0.46 84.00 58.00 28.00 0.00 USD Ped-Inil JER 7/27/2012 0601/2012 Bery SFLY SHUTTERFLY INC 77.747 32.8964 0.0300 2.559.92682 ILCA GSCO 0.00 2,332.41 1.554.94 777.47 0.00 USD Ped-Inil JER 7/27/2012 0901/2012 Bery SFLY SHUTTERFLY INC 79.253 32.1948 0.0300 2.553.909.07 NITA GSCO 0.00 2,377.59 1.545.66 792.53 0.00 USD PerUnil JER TOTALS: 301.685 8.889.499.73 USD 35.43 9,049.95 6,033.30 3.016.55 0.00 KNM 7/27/2012 0901/2012 Sen AEPI AEP INDUSTRIES NC 1.000 48.4020 0.0400 46.360.98 NITA MSCO 1.00 40.00 20.00 20.00 0.00 USD PerUnil KNM 7/27/2012 0901,2012 Sen AEPI AEP INDUSTRIES NC 3.302 48.7214 0.0400 154.138.52 REDI 1.1SCO 146 132.08 68.04 88.04 0.00 USD Ped-Inil KNIA 7/27/2012 0901,2012 Sod LIKA LIBERTY MEDIA CORP 20.600 95.12237 0.0400 1.911.631.65 NITA ‚COD 42.85 800.00 400.00 400.00 0.00 USD Ped-Inil ......-.......-....... KNIA 7/27/2012 0901,2012 Sod LIACA LIBERTY MEDIA CORP 17.500 95.9369 0.0400 1.675283.19 REDI ‚COD 3756 700.00 350.00 350.00 0.00 USD Ped-Inil ......-........-...... KNM 7/27/2012 0901,2012 Short CBM CAMBR/DC CORP 1.000 9.6020 0.0400 9.581.78 NITA ‚COD 0.22 40.00 20.00 20.00 0.00 USD Ped-Inil KNM 7/27,2012 0901,2012 Short CBM GAMBII/DC CORP 5.272 osno 0.0000 50.580.01 REDI LtSCO 1.10 210.88 105.44 105.44 0.00 USD PerUnil /Nhl TOTALS: 48.074 3.848.15611 USD 86.27 1.922.98 981.48 981.48 0.00 MAN 7/27/2012 0901,2012 Sen CSWC CAPITAL SOUTHWEST 800 105.0419 00200 84.015.63 NITA 1/300 1.89 16.00 16.00 0.60 0.02 USD PetUnil MAN 7/272012 0901,2012 Sen CSWC CAPITAL SOUTHWEST 496 105.5092 00200 52.321.46 REDI 1/300 1.18 9.92 9.92 0.02 0.02 USD PerUnil MAN TOTALS: 1.296 136.33709 USD 3.07 25.92 25.92 0.02 0.02 MPK 7/272012 0901,2012 Bery KOPN KOPN CP 1.600 3.4941 0.0100 5,606.56 NITA GIAS 0.00 16.00 1620 0.02 0.02 USD Ped-Inil MPK 7/27/2012 0901,2012 Biry KOPN KOPN CP 8.900 3.5792 0.0100 31.943.88 REDI DIAS 0.00 69.00 8920 0.02 0.02 USD Ped-Inil MPK 7/27/2012 0901,2012 Buy AGS AXCELIS 100.000 0.8998 0.0100 90.980.00 REDI DIAS 0.00 1.000.00 1.000.03 0.02 0.02 USD Ped-Inil TC,I.ILNI Mir. Mr. MPK 7/27/2012 0901,2012 SOI A1OVE MOVE INC 10.700 9.2402 0.0150 98.707.42 NITA DIAS 222 160.50 180.50 0.02 0.60 USD Ped-Inil MPK 7/27/2012 0901,2012 SOI MOVE MOVE INC 4.837 9.2357 0.0150 44.599.61 RED! CHAS 1.01 72.58 72.58 0.00 0.00 USD PerUnil MPK TOTALS: 128.037 271.837.37 USD 123 1.338.66 1.338.66 0.00 0.00 NAN 7/27/2012 04481/2012 Biry PRTS US AUTO PARTS 2.000 3.8735 0.0100 7.387.00 NITA GSCO 000 20.00 20.00 0.00 0.00 USD Ped-Inil NAN 7/27/2012 0901,2012 Biry PRTS US AUTO PARTS 1.022 3.7332 0.0100 3,825.55 REDT GSCO 000 10.22 10.22 0.00 0.00 USD PerUnil NAN 7/272012 0901,2012 Biry FMD FIRST MARBLEHEAD 4.535 1.0898 0.0075 0,976.25 NITA GSCO 000 34.01 34.01 0.00 0.00 USD PerUnil NAN 7/272012 0901,2012 Biry FMD FIRST MARBLEHEAD 4.988 1.0898 0.0075 5.472.33 REDI GSCO 000 37.41 37.41 0.00 0.00 USD PerUnil NAN 7/27/2012 0901,2012 Sen X0X0 X0 GROUP INC 1.000 8.7055 0.0150 8,690.30 NITA GSCO 0.20 15.00 15.00 0.00 0.00 USD Ped-Inil NAN 7/27/2012 0901,2012 Sell X0X0 X0 GROUP INC 5.836 8.7824 0.0150 51,04668 REDT GSCO 1.15 87.54 87.51 0.00 0.00 USD Ped-Inil NAN TOTALS: 19.381 81,380.11 USD 1.35 9248 oo.s.fa 0.00 0.00 NAT 7/27/2012 0901/2012 Biry TCW CN TRICAN WELL 70.000 12.4232 0.0400 872.424.00 ITCN 20 000 2.755.78 551.15 2.204.81 0.00 CAD Ped-Inil ...-.........- . y.. NAT 7/27/2012 0901/2012 Biry TO CN TORO DOMINION 10.000 78.7439 0.0400 787.439.00 ITCN 20 000 393.68 78.74 314.84 0.00 CAD PerUnil OSM., NAT 7/27/2012 08012012 Biry LEG CN LEGACY OL • GAS INC 50.000 6.7214 0.0300 337.570.00 ITCN 20 000 1.476.30 295.26 1.181.04 0.00 CAD PerUnil NAT 7/27/2012 0901/2012 Biry MG CN MAGNA INTL INC. 10.000 39.6918 0.0400 397,318.00 ITCN 20 000 393.59 78.74 314.94 0.00 CAD PerUnil NAT 7/27/2012 0901,2012 Biry SUCH SUNCOR ENERGY INC 20.000 31.8913 0.0400 638,626.00 ITCN 20 000 787.36 157.47 629.89 0.00 CAD Ped-Inil 4of7 EFTA00284669  tourmalinepant rs Blotter for 7/27/2012 NAT TOTALS: 160.000 2.985.843.32 USD 0.00 5806.78 1.161.38 4.845.42 0.00 NWT 7,17,2012 07/31/2012 Buy 051905 KS LG HOUSEHOLD 8 759 162.271.4097 20.0000 123.410.327.9 HYUN GSCO 0.00 197.08 98.53 0.00 98.53 KRW BasisPeril NWT 7,27,2012 07/31,2012 Buy 005389 KS HYUNDAI MOTOR CO 530 49.889.6226 20.0000 28.094.382.98 HYLPN GSCO 0.00 42.31 21.15 0.00 21.15 KRW BasisPonl NWT 7,27,2012 07/31,2012 Buy 096775 KS SK INNOVATION CO en nen 600 40A28.6667 20.0000 28.709.312.02 WIN GSCO 0.00 42.68 21.32 0.00 21.32 KRW BasisPonl NWT 7,27,2012 07/31,2012 Buy 000155 KS 00CGAN CORP.PREF 40 37,703.0003 20.0000 1.511,016.00 HYLIN GSCO 0.00 2.41 1.21 0.00 1.21 KRW BasisPonl NWT 7,27,2012 07/31,2012 Buy 051915 KS LG CHEM LID.PREF 2.000 94360.0000 20.0000 189.097.440.9 HYUN GSCO 0.00 301.95 150.98 0.00 150.98 KRW BasisPonl NWT TOTALS: 3.929 293.777.98 USD 0.00 586.38 293.19 0.00 293.19 PINT 7,27,2012 0101,2012 Buy FBC FLAGSTAR BANCORP 10.000 0.9500 0.0200 9.700.00 REDI GSCO 0.00 200.00 200.00 0.00 0.00 USD Pe,Unil PNT 7/27,2012 0101,2012 Cover SPG SIMON PPTV GROUP 400 161.3695 0.0200 60.555.00 REDI GSCO 0.00 8.00 8.00 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Short PNRA PANERA BREAD CO CL 300 159.9533 0.0200 47.978.91 REDI GSCO 1.08 6.00 6.00 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Sell EBAV EBAV INC 100 44.9900 0.0200 0.496.89 REDI GSCO 0.11 2.00 2.00 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Buy GO GANNETT INC 1.200 14.2600 0.0200 17.13600 REDI GSCO 0.00 20.00 24.00 0.00 0.03 USD Pallnil PNT 7/27,2012 0101,2012 Buy TLT !SHARES TR LEN 20. 200 127.6900 0.0200 25.542.0D REDI GSCO 0.00 0.03 4.00 0.00 0.00 uso Pallnil PNT 7/27,2012 0101,2012 Short RL POLO RALPH LAUREN 100 148.1000 0.0200 14.807.66 REDI GSCO 0.30 2.00 2.00 0.00 0.00 USD Pallnil PNT 7/27/2012 0101,2012 Sell OAN DANA HOLDING CORP 500 13.6080 0.0200 6.793.84 REDI GSCO 0.16 10.00 10.00 0.00 0.00 USD Pallnil PNT 7/27/2012 0101,2012 Buy NSM NATIONSTAR 14M1r$1, ••nr nmne. 600 21.0403 0.0200 16.808.00 REDI GSCO 0.00 16.00 16.00 0.00 0.00 USD Pallnil PNT 7/27/2012 0801,2012 Short VSI VITAMIN SHOPPE INC loo 58.2503 0.0200 5.822.86 REDI GSCO 0.14 2.00 2.00 0.00 0.00 USD Pallnil PNT 7,27,2012 0101,2012 Cover PCLN PRICEUNE.00/A INC 20 878.7300 0.0200 13.57500 REDI GSCO 0.00 0.40 0.40 0.00 0.00 USD Pallnil PNT 7/27/2012 0101,2012 Cover UTX UNITED 400 74.0100 0.0200 29.772.0D REDI GSCO 0.00 8.00 8.00 0.00 0.00 USD Pallnil ler•JUNII PNT 7/27/2012 0101,2012 Cover IBM INTERNATIONAL 200 196.6900 0.0200 39.302.0D REDI GSCO 0.00 0.00 0.03 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Short EV EATON VANCE CORP 1.000 27.2100 0.0200 27,189.39 REDI GSCO 0.81 20.00 20.00 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Cover BIG BIG LOTS INC 1.000 41.2170 0.0200 41237.00 REDI GSCO 0.00 20.00 20.00 0.00 0.00 USD Pallnil PNT 7/27,2012 0101,2012 Buy GW SPDR GOLD TRUST 200 157.5075 0.0200 31.50550 REDI GSCO 0.00 0.03 0.03 0.00 0.00 USD Pallnil PNT 7,27,2012 0801,2012 Short EL ESTEE LAUDER 700 54.7600 0.0200 38.317.13 REDI GSCO 0.87 14.00 14.00 0.00 0.00 USD Pallnil PNT 7.272012 08.01.2012 Buy FNP FIFTH & PACIFIC 3.000 11.7000 0 0200 35.160.00 REDI GSCO 000 60.00 60.00 0.00 0.00 USO Pallnil PNT TOTALS: 20.220 469.779.98 USD 331 404.40 404.4-0 0.00 0.00 PTC 7/27/2012 0801/2012 Sell ACIW ACI WORLDVADE INC 150.000 41.7000 0.0500 /3.247.359.88 LAKE GSCO 140.12 7500.00 3.000.03 4500.03 0.00 USD Unil PTC 7,27,2012 07/30,2012 Sell 1ACIW FLEX 1ACIW 11612 7.000 1.5750 2 0000 1.098.475.30 LAKE GSCO 24.70 14.000.00 13.300.00 0.00 700.00 USD Unil PTC 7.272012 07/30,2012 Buy ACIW ACI WORLDWIDE INC 7.000 0.6000 1.0000 427.000.00 LAKE GSCO 0.00 7.000.00 6.300.00 0.00 700.00 USD Unil PTC TOTALS: 164.000 7.762.835.18 USD 184.82 28.500.00 22600.00 4.500.0) 1.400.0) 5of7 EFTA00284670  tourmaline Blotter for 7127i2012 Client Trade Dale Stille Dale Side Security Description Amount Avg Prke CommRale Net Money Brekt« Custodian Fete CommIsslon Tour Pool Street Currency Comm Type RIV 7,27'2012 08.012012 Bu/ CCK CROWN HOLDINGS 2.500 35.3850 0 0400 88.562.50 NITA CSFI3 0.00 100.00 50.00 50.00 0.00 USD Peelln4 ....-. RIV 7,27,2012 0101,2012 Buy CCK CROWN HOLDINGS 2.500 35.3650 0.0400 88.562.50 NITA GSCO 0.00 100.00 50.00 50.00 0.00 USD PerUnil .....r. RIV 7/27/2012 01'01/2012 Buy CCK CROWN IIOLDINGS 5.000 35.4059 0.0400 177.229.50 REDI CSFI3 0.00 200.00 100.00 100.00 0.00 USD PerUnil -..-. RIV 727/2012 01'01/2012 Buy CCK CROWN IIOLDINGS 5.000 35.4059 0.0400 177229.50 REDI GSCO 0.00 200.00 100.00 100.00 0.00 USD PerUnil -..-. RIV 7,27,2012 01'01/2012 Short NTRI NUTRISYSTEMS 10.000 10.3628 0.0400 163225.67 INCE CSFI3 233 400.00 150.00 250.00 0.00 USD PerUnil RIV 7,27,2012 01'01/2012 Short NTRI NUTRISYSTEMS 10.000 10.3628 0.0400 163.225.67 INCE GSCO 233 400.00 150.00 250.00 0.00 USD PerUnil ..nnn RIV 7,27,2012 07/362012 Sed CALL ............... GALL 12/22/12 C20 VI 2.6199 2.0000 70.45569 LOPTD GSCO 1.60 542.03 514.90 0.00 27.10 USD PerUnil RIV 7,27,2012 07/362012 Buy Ci"Ii,....... GALL 12/2242 P20 VI 5.7891 2.0000 156484.61 LOPM GSCO 0.00 542.03 514.90 0.00 27.10 USD PerUnil RIV 7,27,2012 01'01/2012 Buy GALL VOCALTEC -........ 9.900 20.1507 0.0100 199590.93 LOPS CSFI3 0.00 99.00 99.00 0.00 0.00 USD PerUnil ...-............. RIV 7,27,2012 01'01/2012 Buy GALL VOCALTEC 17.200 20.1507 0.0100 346,764.04 LOPS GSCO 0.00 172.00 172.1:0 0.00 0.00 USD PerUnil ...- -........ RIV 7,27,2012 01'01/2012 Sull TEL TE COMNECTIVITY LTD 22.500 33.1869 0.0400 745788.52 NITA GSCO 16.73 900.00 450.00 450.00 0.00 USD PerUnil RIV 7/27/2012 01'01/2012 Sull TEL TE COMNECTIVITY LTD 52.084 33.2675 0.0400 1.730.582.29 REDI GSCO 38.82 2.083.38 1.041.68 1.041.68 0.00 USD PerUnil RIV 7/27/2012 01'01,2012 Buy XII% XEROX CORP 10.600 6.7560 0.0400 72037.60 INCE CSFI3 0.00 424.00 159.00 285.00 0.00 USD PerUnil RIV 7,27,2012 01'01,2012 Buy XII% XEROX CORP 10