EFTA02648809.pdf

From: Richard Kahn < Sent: Tuesday, May 23, 2017 4:09 PM To: jeffrey E. Subject: Fwd: Rothschild [CI Richard =ahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>Tazia Smith < Subject: =/b>RE: Rothschild =Cj Date: =/b>May 23, 2017 at 12:06:03 PM =DT To: =/b>'Richard Kahn' < Cc: Delores Rubin < >, Stewart Oldfield < >, Vahe Stepanian >, "Matt Glassman" < >, Davide-A Sferrazza < Classification: Confidential Rich — Closing the loop on today's =rading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,O00 =hares, split between High Touch and Low Touch which is usually the case =or this name. The big International houses generally see Low Touch business, where the boutique houses dominate the EFTA_R1_01888006 EFTA02648809 High =ouch. DB has good relationship with many of these boutique shops =hat work High Touch orders (as yours would be), so let us know if =ou'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cell: From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild ICJ Rich - Just tried =ailing you. Please call Delores directly if you have follow through on =his at As team relayed, DB isn't (nor are we in touch with as agent) a marker =aker on a full 100k shares. But, Delores has market color and guidance =n a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. <mailto Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern =tandard Time 2 EFTA_R1_01888007 EFTA02648810  To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt =lassman Subject: RE: Rothschild ICI Hello Richard, Sorry for the delayed response. I am one of the =B traders here in the US. I have been communicating with our team =verseas on your inquiry. As Tazia mentioned, Rothschild is a light trading =ame. Our DB Institutional desk has not had any natural flow in =his stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to =scertain if we might be able to put together something. The stock is currently 27.85 EUR x 27.95 EUR with only =,000 shares that have traded. Average volume for this stock is =7,000 shares. We will be back to shortly with more =nsight. Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital =arkets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email <mailto 3 EFTA_R1_01888008 EFTA02648811  From: Richard Kahn imailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < <mailto Subject: Re: Rothschild [C] Any =pdate on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th =loor New York, NY 10022 Phone Fax Cell On May 22, 2017, at 6:47 PM, Tazia Smith <-> =rote: Working with our counterparts in =urope. Size / liquidity could be prohibitive for a market on that size =ut we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. <mailto Original Message From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern =tandard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt =lassman Subject: Re: Rothschild [CI 4 EFTA_R1_01888009 EFTA02648812  thank you please forward quote once =eceived tomorrow am thanks Richard=Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 22, 2017, at 2:16 PM, =azia Smith < <mailto > wrote: Classification: Confidential You saw it closed in France at 27.585 =uros, on —1.6k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is =oing to be wide. From: Richard Kahn [mailto Sent: Monday, May 22, 2017 11:09 AM To: Tazia Smith Subject: Re: Rothschild [C] thank =ou 5 EFTA_R1_01888010 EFTA02648813  Richard =ahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 22, =017, at 2:07 PM, Tazia Smith < <mailto > wrote: Classification: Confidential Hi Rich — Received. =eviewing. Be back From: Richard Kahn imailto Sent: Monday, May 22, 2017 1039 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you =lease provide bid ask as per email below thank =ou Richard =ahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 11. fax cell 6 EFTA_R1_01888011 EFTA02648814 Begin =orwarded message: From: Richard Kahn < <mailto >> Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian < <mailto >> Cc: Stewart Oldfield < <mailto: >> can you =lease provide a bid ask on 100,000 shares of: Rothschild =amp; Co SCA EPA: ROTH = May 22, 5:35 PM =MT+2 27.58EUR0.12 (0.42%) thank =ou Richard =ahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell 7 EFTA_R1_01888012 EFTA02648815  This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Please refer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Please refer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. <Rothschild interday 5.22.17.pdf> This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. 8 EFTA_R1_01888013 EFTA02648816  Please refer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Please refer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as such. = 9 EFTA_R1_01888014 EFTA02648817