EFTA01493819.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 111113 to 1/31/13 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled In current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cat GsInilOn Settled SalesrMaturitiesiRedemptions 11/29 Sale TO REVERSE ENTRY OF 12/28/2012 WELLS FARGO MTGE 2,036,366.211 80.224 (1 .633,651.35) 1,481,457.88 (152,193.47) S. 1,2 FIFO SEC 2004-EE CL B1 VAR RT 12/25/2034 OTD 12/01/2004 tg 80.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,275,000.00 AS OF 12/28/12 (ID: 949779-AD-4) 11/29 Sale WELLS FARGO MTGE SEC 2004-EE CL BI VAR RT (2,036,368.210) 80.00 1,629,094.57 (1,481,457.88) 147,838.69 5* 1/2 FIFO 12/25/2034 OTD 12/01/2034 . 80.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3.275.000.00 AS OF 12/28/12 (ID: 949779-AD-4) 1/8 Sale CALUMET SPECIALTY PRODUCTS PARTNERS L.P. 0 (4,400.000) 31.239 137,452.87 (139,964.00) (2,511.13) S 1/11 FIFO 31.27999 137,631.96 BROKERAGE 176.00 TAX 8/OR SEC 3.09 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) 1/8 Sale SOLAR CAPITAL LTD 02 24.06045 105,865.98 (4,400.000) 24.02 105,687.60 (107,360.00) (1,672.40) S 1/11 FIFO BROKERAGE 176.00 TAX 8JOR SEC 2.38 J.P. MORGAN SECURITIES LLC (ID: 83413U-10-0) 1/9 Sale TESORO LOGISTICS LP (a 42.20 135,040.00 (3,200.000) 42.159 134,908.97 (133,440.00) 1,468.97 S 1/14 FIFO BROKERAGE 128.00 TAX 8.10R SEC 3.03 J.P. MORGAN SECURITIES LLC (ID: 881601-10-7) 1/11 Sale ENTRY REVERSED ON 02/01/2013 DUKE ENERGY CORP (15,200.000) 25.21 383,192.00 (380.000.00) 3,192.00 S 1/16 FIFO PFD 5.125% CD 25.25 383,800.00 BROKERAGE 608.00 J.P. MORGAN SECURITIES LLC (ID: 26441C-30-3) 1/15 Sale USA COMPRESSION PARTNERS LP 0 17.75 106,500.00 (6,000.000) 17.71 106,257.61 (108,000.00) (1,742.39) S 1/18 FIFO BROKERAGE 240.00 TAX &OR SEC 2.39 J.P. MORGAN SECURITIES LLC (ID: 90290N-10-9) J.P, Morgan Account W23560001 Page 23 of 38 Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16732 Chase CONFIDENTIAL SDNY_GM_00285930 EFTA01493819