EFTA01455966.pdf

***** ********* * ***** * ***** * ***** * ***** * ***** ********************************************** **** The information contained in this communication is confidential, may be attorney-client privikgod. and S interuk4 only fog the use of the addiessee. It it the poverty of Darren K. Indyks l'nouthoOtodusc. disclostir or copying of the, communication or any part dicivof it strictly prohibited and may be unlawful. If you have reeves:al this communication in error, please notify us immediately by return e-mail, and destroy this oommunication and all copies thereof. including all stasinnists Copyright of Darren K. lndyke, PLLC - O 2014 Darren K. Indyke, PLLC — All rights reserved. On Oct 21, 2014, at 3:20 PM, Amanda Kirby < wrote: Classification: Confidential Darren/ Rich -- Part two. I am reaching out to you in regards to CFTC's ruling on Segregated Initial Margin. In November 2013, the CFTC published its final requirements that all swap dealers and major swap participants must notify their clients of their right to require segregation of margin (other than variation margin) for uncleared swap transactions. The new regulation became effective on January 6, 2014 and requires all "new counterparties" of a swap dealer or major swap participant as of this date to comply with the regulation as of May 5, 2014. For market participants that were existing counterparties on or prior to January 6, 2014, the compliance date is November 3, 2014. You have been identified as the Responsible Officer for your organization and are being asked to reply with your organization's election to require or not to require initial margin segregation in accordance with the CFTC Segregation Regime. To avoid potential trading disruptions, please complete the attached document entitled "IM Segregation Election Notice" and return it as soon as possible. For your reference, FAQs are also attached. If you have any questions do not hesitate to contact me. Thank you Best, Amanda Kirby <Mail Attachment.gif Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-0304 New York. NY. USA Tel. Fax Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115004 CONFIDENTIAL SDNY_GM_00261188 EFTA01455966