EFTA01371835.pdf

From: Donna Kerrigan Sent: 5/27/2019 4:09:02 PM To: Stewart 0ldfield Subject: RE: Southern financial Hi - I'm in lax for a few days with Andrew and the Exco, I'll be back in the office on Friday. Happy to chat but Andrew is not expecting any revenue from this client as we adjusted his 2019 target to reflect this. Kind regards, Donna Sent with BlackBerry Work (www.blackberry.com) From: Stewart Oldfield Date: Sunday, May 26, 2019, 11:32 AM To: Donna Kerrigan Subject: Re: Southern financial [C] Are you in next week? Let's have a quick chat with Andrew since there is quite a bit of 2019 revenue on the account that he may not want elsewhere. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. On May 26, 2019, at 10:34 AM, Donna Kerrigan rote: Hi All - As agreed with Patrick and Andrew, all revenues, NNA, etc. for Souther Financial dating back to Jan 1st 2018 should be moved to House so Stewart is not impacted by the asset outflows in 2019. Lets please correct 2018 as soon as possible as these should have been moved in an earlier restatement. Thanks, Donna Sent with BlackBerry Work (www blackberry corn) From: Robert Frohlich CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065398 CONFIDENTIAL SDNY_GM_00211582 EFTA01371835