EFTA00236210.pdf

Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdi ngs as of July 11 2014 Summary of Portfolio Holdings Value on Unrealized Unrealized Est. annual Current % of Cost basis (S) 07/11/2014 (S) gainAoss (S1 gainAoss (%) income (S) yield (%) portfolio A Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% B Fixed Income 1,783,523.93 1,847,122.19 63,598.26 3.57% 91,726.09 4.97% 27.45% US 1,694,280.36 1,757,53966 63,255.30 3.73% 89,724.69 5.11% 26.12% Global 49,538.92 50,113.38 574.46 1.16% 1,255.25 2.50% 0.74% International 39,704.65 39,473.15 -231.50 -0.58% 746.15 1.89% 0.59% C Equity 4,139,086.02 4,786,054.27 646,968.25 15.63% 134,311.88 2.81% 71.12% US 2,378,756.46 2,811,777.31 433,020.85 18.20% 70,216.62 2.50% 41.78% International 1,760,329.56 1,974,276.96 213,947.40 12.15% 64,095.26 3.25% 29.34% D Commodities 31,931.40 24,468.20 -7,463.20 -23.37% 0.00 0.00% 0.36% Commodities 31,931.40 24,468.20 -7,463.20 .23.37% 0.00 0.00% 0.36% E Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% F Other 45,068.38 39,086.36 -5,982.03 -13.27% 0.00 0.00% 0.59% Other 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 0.59% Total Portfolio $6,030,154.11 56,729,370.10 5699,215.99 11.60% $226,552.16 3.37% 100% Balanced mutual funds are allocated in the 'Other' category Report created on July 15. 2014 Page 1 " CONFIDENTIAL UBSTERRAMAR00000506 EFTA00236210  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Details of portfolio holdings Unrealized % of Unrealized gaiMoss Est. annual Current asset % of Cost basis KS Market value )5, gainAoss!SJ !%, income (5; yield ;94i class portfolio Total Portfolio 66,030,15411 66,729,370.10 6633215.93 11.60% $226,552.16 3.37% 100% 100% Purchase Price on Unrealized price TS)/ 07/11/2014 Unrealized gaiMoss Est. annual Current % of % of Cash Quantity Avg Price :9; Cost basis (S. Market value (9. gainAossl; i%) income:Si yield :%; Cash portfolio Cash UBS BANK USA DEPOSIT ACCOUNT 1,222.13 1.00 1.00 1,222.13 1,222.13 0.00 0.00% 0.00 0.00% 520.92% 0.02% USD CASH 189.41 3.00 3.00 -987.52 -987.52 0.00 0.00% 0.00 0.00% -420.92% -0.01% Total Cash $234.61 $234.61 $0.00 0.00% $0.00 0.00% 100.00% 0.00% Total Cash $234.61 6234.61 60.00 0.00% $0.00 0.00% 100.00% 0.00% Purchase Price on Unrealized % of price iS)/ 07/11/2014 Unrealized gaiMoss Est. annual Current Fixed % of Mad Income Quantity Avg Price !S; Cost basis (S) Market value i9; gainAoss!S; (oAX! income (9) yield !%; Income portfolio us AVENUE CREDIT STRATEGIES FUND 2,792.19 11.31 11.86 31.566.86 33,115.42 1548.56 4.91% 1,044.28 3.15% 1.79% 0.49% CLASS INSTL Client investment: $30,896.00 Reinvested dividends: $670.86 Investment return: 92,219.4217.18% BANK OF AMER INTERNOTES 150,000.00 100.00 104.22 150,000.00 157,176.00 7,176.00 4.78% 5,400.00 3.45% 8.51% 2.34% 03.600% 111516 DTD110410 FC051511 NTS FIFE BIRDVILIE TEX ISD U/T-07 BLD REF- 100,000.00 105.38 109.11 105,379.74 111,140.78 5,761.04 5.47% 5,000.00 4.58% 6.02% 1.65% 07 PSA B/E/RI 5.000 021529 DTD 011507 BLACKROCK HIGH YIELD BOND I 7,459.57 8.12 8.41 60,602.06 62,734.98 2,132.92 3.52% 3,580.03 5.71% 3.40% 0.93% Client investment: $59,201.48 Reinvested dividends: $1,400.58 Investment return: $3,533.50 (5.97%) CITIGROUP CAPITAL XIII FXD/FLT 10,000.00 26.13 27.72 261,300.00 277,200.00 15.900.00 6.08% 19587.50 7.10% 15.01% 4.12% TRUST PFD 7.875% DUE 10/30/2040 Report created on: July 15, 2014 Page 2 (V CONFIDENTIAL UBSTERRAMAR00000507 EFTA00236211  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized % of price (S)/ 07/11/2014 Unrealized gainrloss Est. annual Current Fixed % of Fixed Income Quantity Avg Price :5, Cost basis !$; Market value (5; gainAoss (Si (%; income/Si yielckWr Income portfolio US COHEN & STEERS PREFERRED SEC & 4,60733 13.44 13.78 61,946.93 63,494.52 1,547.59 2.50% 3,852.06 6.07% 3.44% 0.94% INC FUND I Client investment 560.40399 Reinvested dividends: $1,538.94 Investment return: 53,086.53 (5.11%) COUNTRYWIDE CAP V 7.000% DUE 4,200.00 23.52 25.95 98378.96 108,990.00 10211.04 10.34% 7,350.00 6.74% 5.90% 1.62% 11/01/36 CALLABLE DOUBLE LINE TOTAL RETURN FUND 12,754.22 11.37 11.00 145,034.86 140,296.45 -4,738.41 -3.27% 7.158.33 5.10% 7.60% 2.08% INSTL Client investment: 5142.229.00 Reinvested dividends: 52.805 86 Investment return: S-1.932.55 I-1.36%) EATON VANCE FLOATING RATE 7,665.50 11.18 11.15 85,696.21 85,470.29 -225.92 -0.26% 3,964.20 4.64% 4.63% 1.27% ADVANTAGE CL I Client investment: 584,120.00 Reinvested dividends: $1,576.21 Investment return: $1,350.29 f1.61%; GENL ELEC CPTL CORP 00.423% 50,000.00 90.79 99.98 45,394.50 49,991.50 4,597.00 10.13% 211.68 0.42% 2.71% 0.74% 051116 DTD051107 FC081107 MED TERM NTS HARBOR HIGH VIEW BD FD 2,727.73 11.24 11.07 30.646.27 30,196.00 -450.27 -1.47% 1,720.52 5.70% 1.63% 0.45% INSTITUTIONAL CL Client investment: 529,905.78 Reinvested dividends. $740.49 Investment return: $290.22 i 0.97%. HSBC FIN CORP NTS B/E 02.900% 100,000.00 100.00 101.75 100,000.00 102,437.78 2,437.78 2.44% 2,900.00 2.85% 5.55% 1.52% 101515 DTD101510 FC041511 1P MORGAN CHASE & CO 150,000.00 105.27 111.50 157,909.17 167,250.00 9140.83 5.92% 11,850.00 7.09% 9.05% 2.49% 07.900% 042949 DTD042308 FC 103008 NTS B/E )PMORGAN CHASE CAP )00X 2,500,00 25.00 25.80 62,500.00 64,500.00 2,000.00 3.20% 4,187.50 6.49% 3.49% 0.96% 6.700% DUE 04/02/40 MASSACHUSETTS ST HLTH & EDL 50,000.00 102.32 104.25 51,159.01 53,346.22 2,187.21 4.28% 2,500.00 4.80% 2.89% 0.79% FACS AU RV 8 EVE /R/ 5.000 071532 DTD 080305 METROPOUTAN WEST TOTAL 7,269.61 10.71 10.83 77,861.73 78,729.92 868.19 1.12% 2,09154 2.66% 4.26% 1.17% RETURN BOND FUND CLASS I Client investment: 577,030.00 Reinvested dividends: 5831.73 Investment return: $1,699.9212.21%; MICHIGAN MUN BD AUTH RV 50,000.00 105.13 109 30 52,564.61 55,341.94 2,777.33 5.28% 2,500.00 4.57% 3.00% 0.82% BE/R/ 5.000 100126 DTO 110206 Report created on: July 15, 2014 Page 3 of 11 CONFIDENTIAL UBSTERFtAMAR00000508 EFTA00236212  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Ftice on Unrealized % of price (5)/ 07/11/2014 Unrealized gainAoss Est annual Current Fixed % of Fixed Income Quantity Avg Price (5) Cost basis(S) Market value (5 gainAoss !S) !%) income yield (%) Income portfolio US RIDGEWORTH SEA FLOATING 6,614.81 9.04 9.06 59,800.08 59,930.15 130.07 0.22% 2,441.55 4.07% 3.24% 0.89% RATEHIGH INCOME FUND CLASS I Ckent investment $58,784.00 Reinvested dividends: $1,016.08 Investment return: 51,146.15 (1.95%) T ROWE PRICE INSTITUTIONAL 5,466 31 10.27 10 28 56,139 37 56,193 70 54.33 0 10% 2283.51 4 06% 3 04% 0 84% FLOATING RATE F CLASS Client investment: 555397.00 Reinvested dividends: 5742.37 Investment return: 5796.7011 44% Total US $1,694,280.36 $1,757,535.66 $63,255.30 3.73% $89,724.69 5.11% 95.15% 26.12% Global )P MORGAN MULTI-SECTOR 4,827.88 10.26 10.38 49,538.92 50,113.38 574.46 1 16% 1,255.25 2.50% 2.71% 0.74% INCOME FUND SELECT SHS Client investment: 549,092 71 Reinvested dividends: 5446.21 Investment return: 51,020.67 (2.08%) Total Global $49,538.92 $50,113.38 $574.46 1.16% $1,255.25 2.50% 2.71% 0.74% International HSBC TOTAL RETURN FUND CLASS I 3,858.57 10.29 10.23 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 2.14% 0.59% Client investment: $39,704.65 Reinvested dividends: $0.00 Investment return: 1-231.51 (-0.58%) Total International $39,704.65 $39,473.15 $431.50 -0.58% $746.15 1.89% 2.14% 0.59% Total Fixed Income $1,783,523.93 $1,847,122.19 $63,598.26 3.57% $91,726.09 4.97% 100.00% 27.45% Report created on July 15, 2014 Page 4 of 11 CONFIDENTIAL UBSTERFtAMAR00000509 EFTA00236213  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price (5)/ 07/11/2014 Unrealized gain/loss Est. annual Current % of 54 of Equity Quantity Avg Price :$) Cost basis!: Market value15; gainAoss (%, income 3) yield%) Equity portfolio US ANALOG DEVICES INC 1,751.00 41.99 54.29 73,523.89 95,061.79 21,537.90 29.29% 2,591.48 2.73% 1.99% 1.41% APACHE CORP 95.00 120.03 97.40 11,403.30 9,253.00 -2,150.30 •18.86% 95.00 1.03% 0.19% 0.14% AUTOMATIC DATA PROCESSNG 1,272.00 59.99 80.13 76,310.18 101,925.36 25,615.18 33.57% 2,442.24 2.40% 2.13% 1.51% INC BANK OF AMER CORP 944.00 10.75 15.38 10.148.85 14,518.72 4369.87 43.06% 37.76 0.26% 0.30% 0.22% BAXTER INTL INC 1,556.00 66.09 76.59 102,841.72 119,174.04 16,332.32 15.88% 3,236.48 2.72% 2.49% 1.77% BLACKROCK INC 372.00 235.22 317.81 87,501.00 118,225.32 30,724.32 35.11% 2,871.84 2.43% 2.47% 1.76% CATERPILLAR INC 1,110.00 82.82 109.96 91,931.25 122,055.60 30,124.35 32.77% 3,108.00 2.55% 2.55% 1.81% CITIGROUP INC 358.00 39.24 47.00 14,048.52 16,826.00 2,777.48 19.77% 14.32 0.09% 0.35% 0.25% CLEARBRIDGE EQUITY INCOME 2,366.16 17.65 19.79 41,756.64 46,826.21 5,069.57 12.14% 825.46 1.76% 0.98% 0.70% FUND CLASS I Client investment: 541,251.00 Reinvested dividends: 5505.64 Investment return: $5,575.21 113.52%) COLGATE PALMOUVE CO 1,508 00 54.30 69.52 81,883.80 104,836 16 22,952.36 28.03% 2,171.52 2.07% 2.19% 1.56% COLUMBIA CONVERTIBLE 2,026.03 18.37 19.54 37.211.36 39,588.63 2,377.27 6.39% 881.08 2.23% 0.83% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: 5746.36 Investment return: 53,123.63 f8.57%) CONOCOPHIU.IPS 1,480.00 58.45 84.73 86510.58 125,400.40 38.889.82 44.95% 4321.60 3.45% 2.62% 1.86% GENERAL MOTORS CO 1,373.00 36.42 37.95 50,000.00 52,105.35 2,105.35 4.21% 1,647.60 3.16% 1.09% 0.77% GENL MILLS INC 1,882.00 44.03 52.91 82567.16 99,576.62 16309.46 20.16% 3.086.48 3.10% 2.08% 1.48% GERON CORP 3,000.00 6.04 3.00 18,129.32 9,000.00 -9,129.32 •50.36% 0.00 0.00% 0.19% 0.13% HARBOR CONVERTIBLE SECURITIES 2,850.75 10.34 11.45 29,469.31 32,641.05 3,171.74 10.76% 600.00 1.84% 0.68% 0.49% FUND CLASS I Client investment: 529372.00 Reinvested dividends: $197.31 Investment return: 53,369.05 :11.51%. ILLINOIS TOOL WORKS INC 1,171.00 60.90 85.90 71,317.60 100,588.90 29,271.30 41.04% 1,967.28 1.96% 2.10% 1.49% JOHNSON & JOHNSON COM 1,066.00 74.87 105.10 79507.38 112,036.60 32,229.22 40.38% 2,984.80 2.66% 2.34% 1.66% MCDONALDS CORP 1,018.00 94.27 100.37 95,966.16 102,176.66 6,210.50 6.47% 3,298.32 3.23% 2.13% 1.52% NEXTERA ENERGY INC COM 1,162.00 71.69 98.97 83,302.61 115,003.14 31,700.53 38.05% 3,369.80 2.93% 2.40% 1.71% OCCIDENTAL PETROLEUM CRP 969.00 93.69 100.48 90,782.97 97,365.12 6,582.15 7.25% 2,790.72 2.87% 2.03% 1.45% PEPSICO INC 1,154.00 74.10 89.85 85,508.36 103,686 90 18,178.54 21.26% 3,023.48 2.92% 2.17% 1.54% PROCTER & GAMBLE CO 1,134.00 72.51 81.16 82,228.14 92,035.44 9,807.30 11.93% 2,919.37 3.17% 1.92% 1.37% SCHLUMBERGER LTD 113.00 84.28 114.70 9,524 04 12,961.10 3,437.06 36.09% 180.80 1 39% 0 27% 0.19% NETHERLANDS ANTILLES Report created on: July 15, 2014 Page 5 of 11 CONFIDENTIAL UBSTERFtAMAR00000510 EFTA00236214  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price (S)/ 07/11/2014 Unrealized gain4oss Est. annual Current % of % of Equity Quantity Avg Price S) Cost basis IS; Market value( ; gainAoss (Si (%; income (Si yield`%) Equity portfolio US SIT DIVIDEND GROWTH FUND 2,958.64 15.65 18.67 46,294.00 55,237.72 8,943.72 19.32% 752.91 1.36% 1.15% 0.82% CLASS I Client investment. 546194.00 Reinvested dividends: $0.00 Investment return: 58,943.72 (19.32%) SPUR S&P 500 ETF TR 1,495.00 167.50 196.61 250A07.85 293,931.95 43,524.10 17.38% 5,351.35 1.82% 6.14% 4.37% Client investment: 5250,407.85 Reinvested dividends. $0.00 Investment return: 543,524.10:17.38%) STAPLES INC 6,769.00 13.04 10.90 88,237.30 73,782.10 -14,455.20 -16.38% 3,249.12 4.40% 1.54% 1.10% TARGET CORP 1,600.00 63.70 60.00 101,912.07 96,000.00 -5,912.07 -580% 3,328.00 3.47% 2.01% 1.43% TORTOISE MLP & P1PEUNE FUND 2,296.77 13.33 18.93 30,616.00 43,477.93 12,861.93 42.01% 544.14 1.25% 0.91% 0.65% CLASS INSTI. Client investment: 530,616.00 Reinvested dividends: S0.00 Investment return: 512,861.93 (42.01%) TRAVELERS COS INC/THE 1,152.00 78.53 94.68 90.469 50 109,071.36 18,601.86 20.56% 2.534.40 2.32% 2.28% 1.62% TWITTER INC 2,000.00 45.16 38.33 90,320.00 76,660.00 -13,660.00 -15.12% 0.00 0.00% 1.60% 1.14% UNITED PARCEL SERVICE INC CL B 1,061.00 92.25 102.53 97,876.80 108,784 33 10.90753 11.14% 2.84348 2.61% 2.27% 1.62% VERIZON COMMUNICATIONS INC 501.00 46.86 50.32 23.477.65 25,210.32 1,732.67 7.38% 1.062.12 4.21% 0.53% 0.37% XILINX INC 1,798.00 36.25 48.25 65.171 15 86,753 50 21,582.35 3312% 2,085.68 240% 181% 1 29% Total US 52,378,756.46 82,811,777.31 $433,020.85 18.20% $70,216.62 2.50% 58.75% 41.78% International AB8 LTD SPON ADR 1,475.00 21.41 22.79 31,585.04 33,615.25 2,030.21 6.43% 1,133.76 3.37% 0.70% 0.50% ALSTOM AOR 4,875.00 3.65 3.56 17.770.91 17,355.00 -415.91 -2.34% 355.58 2.05% 0.36% 0.26% ASTRAZENECA PLC SPON ADR 365.00 50.28 74.51 18,351.75 27,196.15 8,844.40 48.19% 1,022.00 3.76% 0.57% 0.40% ME SYSTEMS PLC SPON AOR 1,000.00 22.16 28.86 22,160.00 28,860.00 6,700.00 30.23% 1,292.71 4.48% 0.60% 0.43% BAYER A G SPON ADR 245.00 99.96 137.70 24,491.20 33,736.50 9,245.30 37.75% 517.31 1.53% 0.70% 0.50% BHP BILUTON LTD SPON ADR 435.00 74.09 70.67 32,227.68 30,741.45 -1,486.23 -4.61% 1,026.60 3.34% 0.64% 0.46% SNP PAftIBAS SA ADR 1,195.00 39.89 32.98 47,674.46 39,411.10 -8,263.36 -17.33% 854.18 117% 0.82% ass% BOC HONG KONG HOLDINGS LTD 555.00 66.35 60.71 36,821.52 33,694.05 -3.127.47 -8.49% 1,423.74 4.23% 0.70% 0.50% SPON AOR BRITISH AMER TOBACCO PLC GB 590.00 105.16 121.55 62,046.30 71,714.50 9,668.20 15.58% 2,800.14 3.90% 1.50% 1.07% SPON APR DEUTSCHE POST AG SPON ADR 1,360.00 23.20 35.31 31.554 75 48,021.60 16.466.85 52.19% 1,451.61 3.02% 1.00% 0.71% DEUTSCHE TELEKOM AG OE SPON 4,270.00 13.80 16.53 58,928.15 70,583.10 11,654.95 19.78% 2,763.46 3.92% 1.47% 1.05% APR GDF SUEZ SPON ADR 1,980 00 21.26 26.79 42,100.10 53,044 20 10,944 10 26.00% 2,758.26 5.20% 1 11% 0.79% Report created on: July 15, 2014 Page 6 of 11 CONFIDENTIAL UBSTERFtAMAR00000511 EFTA00236215  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price iS. / 07/11/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price Cost baXs iS, Market value (5, gain/loss <5 % income is, yield <Ito) Equity portfolio International GLAXO SMITHKLINE PLC ADR 1,015.00 47.70 53.71 48,412.36 54,515.65 6,103.29 12.61% 2,597.34 4.76% 1.14% 0.81% HSBC HODINGS PLC NEW GB 1,145.00 54.86 50.60 62,810.83 57,937.00 -4,873.83 -7.76% 2,805.25 4.84% 1.21% 0.86% SPON ADR IMPERIAL TOBACCO GROUP PLC 515.00 70.43 94.20 36,270.85 48,513.00 12,242.15 33.75% 2,072.63 4.27% 1.01% 0.72% WON ADR P MORGAN INTREPID EUROPEAN 875.28 23.21 27.22 20,316.00 23,825.20 3,509.20 17.27% 74.91 0.31% 0.50% 0.35% INST Client investment: 520,316.00 Reinvested dividends: $0.00 Investment return: 53,509.20117.27% KIRIN HOLDINGS LTD SPON ADR 3,010.00 16.12 14.38 48,510.86 43,283.80 .5,227.06 •10.78% 832.31 1.92% 0.90% 0.64% LUKOIL OIL CO WON ADR i25 1,035.00 62.59 60.20 64,776.50 62,307.00 -2,469.50 -3.81% 2,870.89 4.61% 1.30% 0.93% RUBLES: MATTHEWS ASIA DIVIDEND FUND 2,661 93 14.90 16.54 39,658.96 44,028.24 4,369.28 11.02% 1,294.60 2.94% 0.92% 0.65% INSTL Client investment: 539,286.00 Reinvested dividends: 5372.96 Investment return: $4,742.24 (12.07%) MTN GROUP LTD SPON ADR 2,625.00 19.04 21.00 49,970.21 55,125.00 5,154.79 10.32% 2,117.05 3.84% 1.15% 0.82% MUNICH RE GROUP ADR 2,610.00 18.65 21.90 48,665.02 57,159.00 8,493.98 17.45% 1,795.00 3.14% 1.19% 0.85% NESTLE 5 A SPONSORED ADR 1,055.00 69.59 76.92 73,413.83 81,150.60 7,736.77 10.54% 2,138.76 2.64% 1.70% 1.21% REPSTG REG SHS SWTZ ADR MPPON TELEG & TEL CORP SPON 2,210.00 26.41 32.29 58,374.87 71,360.90 12,986.03 22.25% 1,653.36 2.32% 1.49% 1.06% ADR NOVARTIS AG WON ADR 975.00 69.85 89.52 68.101.01 87,282 00 19,180.99 28.17% 2.279.86 2.61% 1.82% 130% ORKLA ASA A 5115 WON ADR 4,115.00 7.91 8.84 32,560.21 36,376.60 3,816.39 11.72% 1,355.10 3.73% 0.76% 0.54% TELEKOMUNIKASI INDONESIA 690.00 39.44 44.50 27.215.25 30,705.00 3,489.75 12.82% 804.45 2.62% 0.64% 0.46% SPON ADR RECKITT BENCKISER PLC SPON ADR 3,540.00 13.77 17.24 48,749.99 61,029.60 12,279.61 25.19% 1,501.92 2.46% 1.28% 0.91% ROCHE HIDG LTD SPONS ADR 1,400.00 28.13 36.97 39,379.81 51,758.00 12,378.19 31.43% 1,281.19 2.48% 1.08% 0.77% SWITZ ADR ROYAL DUTCH SHELL PLC ADS 400.00 69.89 86.79 27,957.37 34,716.00 6,758.63 24.17% 1,504.00 4.33% 0.73% 0.52% REPSTG 2 CL B ORD 5115 SPON ADR SANOFI SPON ADR 1,195.00 50.27 51 63 60,068.51 61,697.85 1,629.34 2.71% 1,573.60 2.55% 1.29% 0.92% SIEMENS A G SPON ADR 500.00 105.83 125.68 52,917.17 62,840.00 9,922.83 18.75% 1,506.70 2.40% 1.31% 0.93% SINGAPORE TELECOM LTD NEW 1,765.00 28.99 31.36 51,172.92 55,350.40 4,177.48 8.16% 2,248.61 4.06% 1.16% 0.82% 2006 SPON ADR SMITHS GROUP PLC WON ADR 1,575.00 19.53 21.36 30,754.80 33,642.00 2,887.20 9.39% 962.59 2.86% 0.70% 0.50% STATOIL ASA SPON ADR 1,450 00 24.81 30.04 35,974.62 43,558 00 7,583.38 21.08% 1277.37 2.93% 0.91% 0.65% Report created on: July 15, 2014 Page 7 of 11 CONFIDENTIAL UBSTERRAMAR00000512 EFTA00236216  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Ftice on Unrealized price (S) / 07/11/2014 Unrealized gainAoss Est annual Current % of % of Equity Quantity Avg Price (5) Cost basis (S) Market value (S gainAoss (5) (%) income TS', yield !SS) Equity portfolio International TAIWAN SEMICONDUCTOR MFG 830.00 17.82 22.81 14,793 04 18,932 30 4,139.26 27.98% 333.21 1 76% 0.40% 0.28% CO LTD ADR TESCO PLC SPONS ADR UNITED 1.520 00 16.75 14 36 25.456 73 21,827 20 -3.629.53 -14 26% 1.079.20 4 94% 0 46% 0 32% KINGDOM TOTAL S.A. FRANCE SPON ADR 1,070.00 50.51 68.99 54,046 70 73,819.30 19,772.60 36.58% 2,922.93 3 96% 1 54% 1 10% UNILEVER NV N V 5115 NEW 1,630 00 40.78 42 82 66,467 39 69,796 60 3,329 21 501% 2,052.50 294% 1 46% 1 04% NETHERLANDS WON ADR UNTD OVERSEAS BK LTD SPONS 1,250.00 31.30 38.80 39,130.24 48,500 00 9,369.76 23.95% 1,388.48 2.86% 101% 0.72% ADR SINGAPORE ADR VODAFONE GROUP PLC SPON ADR 1,039.00 51.07 32 54 53.061.37 33,809 06 -19.252.31 -36.28% 2,372.07 702% 071% 050% ZURICH INS GROUP LTD SPON ADR 2,025.00 27.47 30.35 55,630.28 61,458.75 5,828.47 10.48% 0.00 0.00% 1.28% 0.91% Total International $1,760,329.56 $1,974,276.96 5213,947.40 12.15% $64,095.26 3.25% 41.25% 29.34% Total Equity $4,139,086.02 $4,786,054.27 5646,968.25 15.63% $134,311.88 2.81% 100.00% 71.12% Purchase Price on Unrealized % of price (S)/ 07/11/2014 Unrealized gain/loss Est. annual CurrentCoimioditi % of Commodities Quantity Avg Price (Si Cost basis (S) Market value (S) galnAoss(s) (%) income(S) yield (%) es portfolio Commodities SPOR GOLD TRUST 190.00 168.06 128.78 31,931.40 24,468.20 -7.463.20 -23.37% 0.00 0.00% 100.00% 0.36% Client investment: 531,931.40 Reinvested dividends: $0.00 Investment return! S-7463.20 (-23.37%) Total Commodities S31,931.40 $24,468.20 5-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Total Commodities $31,931.40 $24,468.20 S-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Report created on July 15. 2014 Page 8 CONFIDENTIAL UBSTERRAMAR00000513 EFTA00236217  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized % of price(s)/ 07/11/2014 Unrealized gaiMoss Est annual Current Non• % of Non-Traditional Quantity Avg Price (5) Cost basis (5) Market r%) income ' Id l%) Traditional portfolio Non-Traditional GATEWAY FUND CLASS Y 1,098.46 27.59 29.50 30,309.77 32,404.48 2,094.71 6.91% 514.19 1 59% 100.00% 0.48% Client investment: 530,040.36 Reinvested dividends: $269.41 investment return: 52,364.12 (7.87%) Total Non-Traditional $30,309.77 $32,404.48 52,094.71 6.91% $514.19 1.59% 100.00% 0.48% Total Non-Traditional $30,309.77 $32,404.48 $2,094.71 6.91% $514.19 1.59% 100.00% 0.48% Purchase Price on Unrealized price ($)/ 07/11/2014 Unrealized gaiMoss Est. annual Current % of % of Other Quantity Avg Price (5) Cost basis (5) Market value l$ gain4oss (%) income (S) yield (910, Other portfolio Other ETF METAL SECURITIES LTD ETFS 301.00 149.73 129.86 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 100.00% 0.58% PHY9CAL GOLD Client investment: 545,068.38 Reinvested dividends: 50.00 investment return: S-5,982.03 1.-13.27% Total Other $45,068.38 $39,086.36 $-5,982.03 -13.27% $0.00 0.00% 100.00% 0.59% Total Other $45,068.38 $39,086.36 $-5,982.03 -13.27% $0.00 0.00% 100.00% 0.59% Unrealized % of Unrealized gaiMoss Est annual Current asset % of Cost basis 5 Market value $ qamAoss $ income ',$' veld % class portfolio Total Portfolio $6,030,154.11 $6,729,370.10 $699,215.99 11.60% $226,552.16 3.37% 100% 100% Total accrued interest (included in market values): $5,477.22 Report created on July 15. 201.: Page 9 (V CONFIDENTIAL UBSTERRAMAR00000514 EFTA00236218  Disclosures applicable to accounts at UBS Financial Services Inc. 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