EFTA01460290.pdf

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of March 31, 2016 ASSETS Current Assets Cash and cash equivalents 361,170 Due from brokers 2,561,579 Marketable securites , at cost 97,574,500 Total Current Assets $ 100,497,249 Fixed Assets 266,023 266,023 Other Assets Investment partnerships, at cost 57,852,037 Investment in Haze Trust 60,931,002 Other receivables 8,838,417 Total Other Assets 127,621,456 TOTAL ASSETS 228,384,728 LIABILITIES AND MEMBER'S EQUITY Current Liabilites Current liabilites 0 $ Total Current Liabilities Member's Equity Member contributions 225,545,413 Net income S 2,839,315 Total Member's Equity 228,384,728 TOTAL LIABILITIES AND MEMBER'S EQUITY S 228,384,728 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0121417 CONFIDENTIAL SDNY_GM_00267601 EFTA01460290