📄 Extracted Text (5,361 words)
KYC Print Page 1 of 16
DB PWM GLOBAL KYC/NCA: PART A
KYC Case * : 01946825 Status : 6. Approved
One sheet must be established per relationship - list all accounts Included In the relationshi
I. Relationship Details
RelatkinsNp Name: SOUTHERN FINANCIAL RELATIONSHIP Booldng Center. New Yak
Reratkinsnp Manager. Stewart COMM
O New PWal Relationstsp 2 Existing PWM Relationship
Relationship to PWM:
If edging, please Indicate since when the relationship exists, ptride reason for new profile and attach ad profile: 2018 Perkelic
Review
2 Dent Referral 0 RM Prospect 0 Interrnedialy/mm 0 other Source (GB, etc.)
Hon Was the Chent(s)
introduced? How long has the
RM personally known the client? Please provide details (eg. ame of referral source, ham many years RM personally has known dent, etc.): Jeffrey Epstein met win
Slew °weld on 3/7117 to open new acct for other entity. PM has known tits client for 4 years. Previously approved KYCNO1704382
Does Deutsche Bank pay a 0 Yes I 2 No
retrocession or NrNlar
compensation to a third party
for the introduction of this (If Yes, desenbel.
relationship?
List al existing and new accounts involved In the relationship
Legal Entity Account Name! Number Opening Date ontendecvactum)
Accounts)
1 2 Rytanee, LW - Deposit 1/20/2017
Who Is the primary contact
person or the RM? (Note: Ibis Preferred method of contact
Darren Indylce
person needs to have signatory (Indicate phone no, fax no.,
rights and/or information right e-mail address, etc.):
for the accounts.):
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000310
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... UM92814273
EFIA_00019183
EFTA00168930
KY(' Print Page 2 of 16
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: Prytanee, LLC - Deposit Acct. Number (Nava/40W
Account Manager: stewed °Meld
What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? the purpose of
this account is to managing the montNy expenses of the company. Deposit account related to art purchases.
Indicate from where the assets are expected to arrive?
2 DB Group: Sane Booking Center (indicate account number):
O DB Group: Other Booting Center (Indicate DB location and account details):
O Other Institution — (Indicate name & location):
O Physical Deposes (spedfy cash, securities, cheques, ...):
What Is the expected size and frequency of regular infbws and outflows for the account (Indicate estimated number and volume per month)?: 0-5 infloins/outflows
between 100k to 50Cic on a monthly basis
What Is the expected volute of assets and currency for the account approx. 90 days alter 15197,882.14 I °ataxy
opening? I usd
What Is the expected voluteof assets and currency for the accosts approx. one year after 15197,882.14 I °malty I usd
opening?
Does/will the dent have Assets Under Management (AuM) within DB under Eur. 3M? O Yes 10 No
Please list all parties related to the account.
For each patty:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to desolte the relations,* of the party to this amount (> 1 can be selected).
• f none of the check boxes apply, describe the partys elation to the accout in the 'Other" co urn.
• /Ways describe the relation hip between the parties In the last column.
• Please dud down to the Libmatejundedying Beneficial Owner(s).
Legal Description AccounlplC Staid of UMmate 9gnatory._imiteci Financial Significant -ego! Grantor/Settot Founding
Enbtyof Source Nelda DivnerTrust / Bernefidalkor Full ?OA IntermediayStrareholderRepreservative Donor
of Wealth Founder of Owner POA (FIN) (>=25%) Other (please
required Foundator Non-PIC Jesaibe other
Parties entity des and/or
seated to (Indicate Indicate
the ownership relationship
account %) between parties)
1 O P1 uPrytanee, a O O O • O O O D O
Southern
Trust i—i
2P10 Company, I—,
m ill O O O O 50 • D •
Inc.
The
3 O O Pierre O O O O O O D 50 O O O
Trust
sole shareholder
of Southern Trust
Company,
j 0 ynee,
Jeffrey r
4 g Epsten ""
2 E 0 O O O Inc.;9
LI.C;Sde
Pr UB
taO at
O
Southern Trust
[mealy, Inc.
which owns 50%
of account hotly;
Darren O E. O
5 O O Inclyke ❑ • • O O O El O fisrytanee, LW;
Grantor/Trustee
of The Pierre
Trust;Sde
3rantor/UBO of
Caroline The Pierre Trust
scow . • 5 O whith 50%
6 D 0 cams . , El E O O O of the aount
owns
Lang VIeler;SPPrytanee,
_LC;Settior to The
'terre TRIM;
Trustee:For The
'terre TRIM;
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000311
UM92814274
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...
EFIA_00019184
EFTA00168931
KYC Print Page 3 of 16
r enne
Nene
an
einant
❑
°° ° ° r f L ytanee,
LC;Managing
enter of
nee:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000312
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814275
EFIA_00019185
EFTA00168932
KYC Print Page 4 of 16
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2 Account Ownershin Summ
3A. Individual Details (fx all pates)
IndWduall Name: Jeffrey EI)57.tr r • Date of Birth: 1/20/1953
Country of Residence Virgin Wands, U.S. Country of Citizenship: United States
Has client resided outside of
Address of primary residence.
Little Saint Janes Sant Thomas VI 00802 United States his/her country of nabonality for O yes 2 No
5 years or more?
Profession/Occupation: Sew Empolyed Tax ID / 55th:
Current Empbyer. Southern Financial LLC Positionfittle/Rank: President
Address of employer: 6100 Red Hook Quarter 83 St Thomas VI United Slam 00802
Does the person work as senior executive of a DB-recognized regulated entty In the Mandel
rdustry? or an entity listed on a 08-recognised exchange? (Not applicable for operating entitles O Yes O No
is the indNidual a Politically Exposed Person (PEP)?(A Ves. describe) Mr Epstein rreintains a close 2 yes O No
relationship vath EA Clinton and Prince Andrew, Duke of York (United Kingdom).
To the best of your knowledge, is the indiNdual related wan employee of the DB group?"Fomrlv O Family El Friendship 2 None
or Frendsh4e, descnte)
To the best of your knov.lectge, is the indiNdual party to a non-bariking rdabonship with Deutsche r-i
Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(IT r__, Yes 0No
Yes,descrite 1
Indicate where and when the dlent meeting(s) took place:
If applicable, imitate whith bank officers have met the person:
Client Private Dent Place of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Dernicle: Business:
O O O
o o o
O • O
O Wealth Details for this Inca/dual we not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parties reqdring smote of wealth desaiption as indicated In Section 2)
Nature of the Increlduars Business: Private investments
Primary Country of source of %earth/source of Funds? United States
Primary Industry of source of WeartlySoLoce of Funds? High Risk Financial Institutions
Summarize Source of Wealth: @Business Omer O Salary/Earnings g Investment O Inheritance/Gifts O cthec
Fluthef Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For Inheritance, how did
tinily accanulate wealth?For business owners, how long In butane's., how many employees, level of profitability? Indicate type of business, countries of inapt
activities, important business partners.) Epstein began his financial career In 1976 as an options trader at Bear Stearns and became a partner In 1980. In 1982,
Epstein founded his own financial management Arm, J. Epstein & Co., managing the assets of clients with mote than a bi n in net worth. In 1996, Epstein changed
the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his dents were anonymous except for the
very wealthy businessman Lesfe Verner. His math has come from hs days at Bear Stearns and his financial management Arms. Personal account balance -
$4rnillon. Fnandal Trust Company later merged Into Southern Financial U.C. Refer last approved KYC cases 01898372 for full SOW verification of Jeffrey Epstein.
Estimated Annual hicome(p): 10)330,003.00 Estimated amount of investable assels(S): $50 MM - 100 MM
Estimated Net WortIKS): $500 MM + Amount of assets planned to Invest with MHO):
Other Known Financial histItubons:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000313
UM92814276
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...
EFIA_00019186
EFTA00168933
KYC Print Page 5 of 16
I I I i
I Please indicate the family situation of the Individual (mantel stabs, other family members, etc.): I
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000310
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814277
EFIA_00019187
EFTA00168934
KYC Print Page 6 of 16
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2 Account Ownershb Summ
3A. Individual Details (Fs all pates)
IneWduall Name: Darren Ircti, i, - Date of Birth:
Country of Residence: United Stated Comity of Citizenship: United States
Has client resided outside of
Address of primary residence:
his/her country of nationality for O yes 2 No
5 yearS or more?
Profession/Occupation: Lawyer Tax ID / AN:
Current Empterfer. Southern Financial LLC Positionflltfe/Rank: Lawyer
Address of employer: 575 Lexington Ave, 4th Fl Livingston NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entty in the finanal
nclustry? or an entity listed on a DB-recognised exchange? (Not applicable (or operating entitles OYrdONo
IS the individual a Politically Exposed Person (PEP)?(d Fes describe) Oyes 0 No
To the best of your knowledge, Is the IndiNdual related wan employee of the DB group?0f &meg, O Family O Friendship @None
or Friendst(o, darner)
To the best of your knowledge, Is the IndiNdual party to a non-bariking rdabonship with Deutsche i--i
Bank (e.g., external legal counsel, client referral son, supplier of goods or services)?(r i__, Yes 0 No
Yes/ describe)
Indicate where and when the client meeting(s) took place:
If applicable, indicate which bank officers have met the person:
Cade Private Dent Place of
Bank Officer Name(s) Bank Office: Other Laston (specify): Date:
Domicle: Business:
sterrart ordfleld 2 O O 12123/2016
O O O
O • D
O Wealth Details for this Inca/dual we not filled in, because they are the same as for the folovdng person:
38. Wealth Details (Only for parties rem:ring son of wealth description as indicated In Section 2)
Nature of the InclivIduall Business:
Primary Country of soiree of wealth/source of Funds?
Primary Industry of source of Wealth/caste of Funds?
Summarize Source of Wealth: O Business Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For Mists, how did settle( accumulate wealth? For Inheritance, how did
fanny accumulate weelthtFOr business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of inapt
activities, important business partners.)
Btlmated Annual Income($): Estimated amount of Investable assets(s):
Btlmated Net Worth($): Amount of assets plains to invest wilh PW14($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Ngt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Ngt:
Please Indicate the family situation of the hdividual (marital status, other family members, etc.):
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000315
UM92814278
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...
EFIA_00019188
EFTA00168935
KYC Print Page 7 of 16
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000316
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814279
EFIA_00019189
EFTA00168936
KYC Print Page 8 of 16
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2 Account OwnershlD Summ
3A. Individual Details (Fs all parts)
Irdilduars Name: Gamine Sophie Comae Lang ' Date of Birth:
Country of Residence France Country of Citaenship: France
Has client resided outside of
Address of primary residence:
hislher country of nationality for O yes 2 No
5 years or more?
Profession/Occupation: Contemporary Art Tax ID / SSN:
Current Employer: Sothebys Position/Title/Rank: Chairman
Address of employer: 2, Rue Francois-Diday Geneva SMUCIIMA 1204
Does the person work as senior executive cf a DB-recognized regulated entty in the Mandel
naustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities OYal2l No
Hthe individual a Politically Exposed Person (PEP)?(d Ve4. describe) Oyes 0 No
To the best of your kroaledge, Is the IndiNdual related wan employee of the DB group?(f famriv O Family O Friendship 2 None
or Friendstko, darner)
To the best of your knovitedge, Is the indiNdual party to a non-baring rdabonship with Deutsche r -r
Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(1 u Yes 0 No
Yes/ describe)
Indicate where and when the client meeting(s) took place:
if applicable, Indicate which bank officers have met the person:
Client Private Dent Place of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicle: Business:
O O O
O O O
O • D
O Wealth Details for this Inca/dual we not tilled in, because they are the same as for the (plowing person:
3B. Wealth Details (Only for parties regLiring son of wealth description as indicated in Section 2)
Carob* Lang recognised for her indeed, knowledge of art market& expertise in Impresionist,
Nature of the Individuals Business:
Nlodem & Contemporary art
P6(63ly Country of once of wealth/source of Funds? Switzerland
Primary Industry of source of Wealth/Sowce of Funds? Payment Processors / multilevel marketing companies
Summarize Source of Wealth: O Business Owner 2 Salary/Earnings g Investment O Inheritance/Gifts O Cher:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did
fanny accumulate wealth?For business owners, how long In business, how many employees, level of profitability? Indicate type of business, countries of map
actwites, important business partners.) The source of wealth for Caroline Lang clerks from her employment as Olarman of Sothebys 5w:island. Caroline Lang is
internationally recognized for her in-depth knowledge of the art market and her longstanding expertise in Impozssiorist, Modem and Contemporary art. Appointed
Chairman of the Swiss Depstrnent of Impicssiorist Modem & Contemporary M in 2012, cis consummate polyglot has advised some of the most important collectors
in Switzerland and worldwide. In November 2011, she played a dedslve role in the New York sale of AbstracUon-figurarion, an exceptional private collection of abstract
works by Gerhard Richter and Max Ernst which realized a world auction record for a work by Richter at the time. Caroline Lang has also conducts major marathon
auctions in Switzerland, the UK and Germany, Including the historic week-long sales of works of art from Monrepos Castle in Luckvigsbrag in 2000 and the Royal House
of Hanover in 2005. Ms Lang also saves as an sceattlue for Warner Brothers Inc,.Her annual Income 6 approx. 450k.
Bamated Annual Income(p): 450,000.03 Estimated amount of kwesrable assets($): $1 MM - 2 MM
EMmated Net WortI(S): $1 Mal - 2 MM Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Instilition: Country: Est. Assets Under Mgt:
Instilition: Country: Est. Assets Under Mgt:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000317
UM92814280
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...
EFIA_00019190
EFTA00168937
KYC Print Page 9 of 16
Institution: Country: Est. Assets Under Mgt:
Please indicate the family stuabon of the Individual (marital status, other family members, etc.):
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Da-soNr-ocomia
281
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U7/t92014
EFIA_00019191
EFTA00168938
KYC Print Page 10 of 16
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2 Account Ownershb Summ
3A. Individual Details (Fs all pates)
Irdilduars Name: Etienne Pierre Jean Binant - Date of Birth:
Country of Residence France Gouty of Cibzenship: France
Has client resided outside of
Address of primary residence:
hislher country of nationality for O yes 2 No
5 years or more?
Profession/Occupation: Finance Tax ID / SSN:
Current Employer. Prytanee LLC Positionaltle/Rank: Manager
Address of employer: 6100 Red Hook quarter B3 St Thomas VI United States 00802
Does the person wale as senior executive of a DB-recognized regulated entty in the Nianoal
nclustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles OYmONo
Ls the individual a PoliticaiN Exposed Person (PEP)?(d Ve4. describe) Oyes 0 No
To the best of your krofeledge, Is the IndiNdual related wan employee of the DB group?0f famdv O Family O Friendship @None
or Friendslt(o, darner)
To the best of your knovitedge, Is the indiNdual party to a non-banking rdationship wth Deutsche i--i
Bank (e.g., external legal counsel, client referral son, supplier of goods or services)?(1 i_i Yes 0No
Yes/ describe)
Indicate where and when the client meeting(s) took place:
If applicable, imitate which bank officers have met the person:
Client Private Dent Place of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
DornIcle: Business:
O O O
O O O
O • ID
O Wealth Details for this Inca/dual we not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties rem:ring smote of wealth description as indicated In Section 2)
Nature of the Individuals Business:
Primary Country of smote of wealth/source of Funds?
Primary Industry of source of Wealth/Smote of Funds?
Summarize Source or Wealth: O Business Omer O Salary/Earnings O Investment O Inheritance/Gifts O Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sputa:5: (e.g. For trusts, how did settle( accumulate wealth? For Inheritance, how did
fanny accunulate weath?For business owners, how long In business, how many employees, level of prontablitty? Indicate type of business, countries of inapt
activities, important business partners.)
Estimated Annual Income($): Estimated amount of investable assets(s):
Btlmated Net Worth($): PIVOUrbt of assets planned to invest with PWI4($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please Indicate the family situation of the mdMdual (marital status, other family members, etc.):
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000319
UM92814282
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e...
EFFA_00019192
EFTA00168939
KYC Print Page 11 of 16
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa
3C. Legal Entity Details (For all Legal Entitles)
Legs Entity Name: Rvtanee, I.LC -
Type of Entity:
O FoLndation/Assooation Ell Trust % Company O Estate Purpose of Entity:
2 Private Investment O
O PartnersNp Philarobropic/Charitable OConvnercial
Purpose of Entity Oilier
Type of Entity Other (specify): ill
(way ):
Country of Wgin Wands, U.S. Date of ineorporabon / 7/22/2016
incorcoraton/regicoation: registration:
Identified on Customer Profile No
Volcker Status: Volcker flag:
Address (city, street, post 6100 Red Hods Quarter 83 St Thomas VI 00802 United States U.S. TIN/EIN:
code):
Provide a description of the entity's organtrational stitilure, its ormership structure and its Top Management. For trusts/foundations, include information about
revocabity,settkr and benercia les,etc.:
This entity is owned 5050 by Southern Trust Company Inc owned by Jeffrey Epstein and The Pierre Trust in which Caroline Lang is the grantor. Etlenre Sinant Is the
manager of the company. Jeffrey nd Caroline share the same affinity for art and decided to become partners investing in artwork from up and coming artists together.
They both invest equally in the purchases of the artwork.
The signatories on this account Ml be:
Jeffrey Epstein
Darren Indyke
Caroline Lang
Etienne Want
Please indicate how ownership of the legal entity is reflected: LLC Agreement
0 Speoal attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate benefidal owner tienot the some persons,A IFS entity is owned 50/50 by Southern Trust
Company Inc owned by Jeffrey Epstein and The Pierre Trust in vaich Caroline Lang is the grantor. Etienne Binant is the manager of the company. Jeffrey and Caroline
share the same affinity for art and decided to become partners investing in artwork from up and coming artists together. They both invest equally in the purchases of
the OftwOrk.
To the best or your knowledge, is the entity party to a non-baking relationship with Deursche Bank
(e.g. extsnai legal aruisel din referral souroe, supplier of goods or services)?: Yes O No 2
Describe Nana* of Entity's Primary Business and Investment Activities
Engaging in the acquisition, onnersho and management of artwork for investment purposes.
Nature of the business:
Artwork and cash to purchase the artwork are the only assets.
Countries where business is transacted: Virgin Islands, U.S.
Number of employees: 3+
3D. Wealth Profile (0Ny for parties requiring source of wealth description as inctcated in Section 2)
Primly Country of source d wealth/source of Funds? UNted States
Primly industry of son of Wealth/Soiree of Funds? High Risk Financial Institutions
Provide Evidence of Corporate MSS (e.g. balance sheet or equIvalent summary of assets/Utilities):
The source of wealth for this entity primarily comes from Jeffreyfipstein and Caroline Lane. Please revert to their individual sources of wealth for more details
.($):
Estimated gross receipts 1,000,000.00
Estimated net wont a (0: 1,000,000.00
Estimated investable assets ($): $1 MM - 2 MM
Potential Amount to be invested with PAS1 (5):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under SIgt:
Institution: Country: Est. Assets Under SIgt:
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000320
UM92814283
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...
EFFA_00019193
EFTA00168940
KYC Print Page 12 of 16
One sheet must be established for EACH LEGAL ENTITY In Section a. Account Summary
3C. Legal Entity Details (For alt Legal Entities)
Legal Entity Name: SoUthern Trust Company, Inc. -
Type of Entity:
O Foundation/Pssodation O Trust 2 Company O Estate Purpose of Entity:
2 Private Investment O
O Partnersep PhilanthroPlc/Caritable • Commercial
Type of Entity Other (specify): Purposed Entry Other
(specify):
Country of Vir
ℹ️ Document Details
SHA-256
a6b0057cc5ebdccad10f4a4062485d8210cbca18b7d9773ab9dd2717e4ad6322
Bates Number
EFTA00168930
Dataset
DataSet-9
Document Type
document
Pages
16
Comments 0