EFTA01455376.pdf

e an P7 77,77 :J 7.7= 02 Sep 2014 SOUTHERN FINAN Paps 2 Of 2 Request 182298 t, As of 02 Sep 14 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEuro0pl 21-Novi2013 20410%42014 25-Nov-2014 (1.000000M USD 101.030.060 FY SHORT EUROPEAN CALL 1010000 (41054.01) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBeeDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0000 1.62554 710423461 FINANCIAL. LLC otchOpl 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20iflovi2014 25-Ncv-2014 (21,0X10.00) USD 0 JPY LONG EUROPEAN 0.0000 1,06451 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20iNovi2014 261104014 121.000 MI USD 0 Fr LONG EURCPEAN 0.0000 692.86 710423465 FINANCIAL, LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13.450.000 03) USD SHORT El-FICPEAN PUT 1 3450 (326.613 49) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN F)Eurcept 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,01;0,0000D EUR (13.800000.00) USD LONG ELRCPEAN CALL 1,3800 0.00 806424264 FINANCIAL, LLC 418822243! SOUTHERN MuroOpl 12-Aug-2014 12-A44.2015 14,Aug.2015 15,000,030.00 USD 1462.000,060.00) CbH SHORT EUROPEAN PUT 6.160D 1235.1z/524j 834462396 FINANCIAL. LLC Subbtat 1600 219 fia: Total: (600,219.84) Statement ID: 182298_20140902_20140903_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114099 CONFIDENTIAL SDNY_GM_00260283 EFTA01455376