EFTA00236528.pdf

Message From: Stackman, Scott Sent: 3/4/2015 6:15:46 PM To: G Maxwell 1 Subject: RE: Maxwell: Account Amendment Agreement Thank you Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management 299 Park Avenue 25th Floor New York, NY. 10171 C htto://financialsenicesinc.tibs.comAcam/stackintincasriel/ Pkase be Synod that this e-mail is not an official transaction ix:intimation. The official confirmation of this transaction xilI be sent to you via regular mail. From: G Maxwell [mailto l] Sent: Wednesday, March 04, 201512:41 PM To: Stackman, Scott; Ghislaine; Casriel, Lyle; Gutierrez, Matthew; Klein, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Waldron, Chelsey Devon Cc: Subject: Re: Maxwell: Account Amendment Agreement Thank you for sending. I will sign and get it back to you on Friday Best THE TERRAMAR PROJECT FACEBOOK TWITTER G+ PINTEREST INSTAGRAM PLEDGE THE DAILY CATCH From: Scott Stackman Date: Tuesday, March 3, 2015 at 18:48 PM Il To: TerraMar Max, " I Subject: FW: Maxwell: Account Amendment Agreement Ghislaine, We wanted to reach out to you regarding an exception we would like to obtain for your accounts held at UBS. Currently UBS requires a minimum of 3 securities/positions in each individual account. Our typical account structure lends us to separate different asset classes into different accounts (i.e. equities/fixed income/etc) sometimes not meeting the firm CONFIDENTIAL UBSTERFtAMAR00000845 EFTA00236528  minimum of 3 securities/positions per account. UBS is in the process of eliminating this three account rule and looking across the whole relationship instead, however that may take some time. We spoke with management and they have given us an exception for our clients. In order to utilize the exception we need for you to sign an exception amendment, which is attached here. Please let us know when you might have some time to discuss further. Thanks, Scott and Lyle CONFIDENTIAL UBSTERRAMAR00000846 EFTA00236529