EFTA01433569.pdf

DataSet-10 3 pages 437 words document
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Subject: RE: Trade Details --> 06/07/2018 [C] From: Paul Barrett Date: Thu, 07 Jun 2018 16:07:08 -0400 To: Liam Osullivan < Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfie Sold not bought Paul Barrett Alpha Group Capital LLC New York, NY 10019 From: Liam Osullivan Sent: Thursday, June To: Paul Barrett ; 'Richard Kahn' Cc: Davide-A Sferrazza Joshua Shoshan ; Xavier Avila Martin Zeman Stewart Oldfield u ject: ra e etas s --> 06/07/2018 [C] Classification: Confidential EFTA01433569 Paul, In SFLLC: You bought 50,000 shares of AMD at 14.92886. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management New York, NY, USA Emai Prepared on 06/06/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. EFTA01433570 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433571
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a8b96041d30bbab186006ca689b60d1eaec0805002872622888c50258d1c3ce9
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EFTA01433569
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DataSet-10
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document
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3

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