EFTA01358469.pdf

From: Davide-A Sferrazza Sent: 3/13/2018 6:36:44 PM To: Nina Tona Xavier Avila CC: Joshua Shoshan Alastair Mackinlay in Zeman Billy Obregon Ian Salters ; Tazia Smith Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority list Ill Classification: For internal use only Billy/Martin, I spoke with Josh to fill in the KYC Target Due Date and Live Trades columns for Somerston. We will also need to fill that info in for the following: Colina Insurance Limited Rodrigo G Armory Fund LDC Billy O Monex Inversiones SA Billy O Amzak Capital Management LLC Martin Z MSD Capital L.P. Martin Z Centaurus Capital LP Martin Z Happy to discuss tomorrow so Nina can submit this list. Thank you, Davide From: Nina Tona Sent: Tuesday, March 13, 2018 2:44 PM To: Xavier Avila Cc: Joshua Shoshan avide-A Sferrazza Alastair Mackinlay Martin Zeman Billy Obregon Ian Salters azia Smith Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I] Classification. For Internal use only Trot- rir KYC Responsible Responsible Priority WM Client/ New KYC Review Case Target Live Team dbcar ID - For - For Rank Account Name KYC Date Manager Due Trades Info/Docs Contact/CM Date 3/: ne KCP O3 Capital Yes prx LATAM Global Fund Rita 2 it 1 N/A Xavi A Nina T Shteynberg ASAP Yes pe Southern Zack 3/: KCP US No 2 Financial LLC Martin Z Nina T Bunimovich ASAP Yes car CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046265 CONFIDENTIAL SDNY_GM_00192449 EFTA01358469