EFTA01356238.pdf

KYC Print Page 1 of 22 DB PWM GLOBAL KYC/NCA PART A ,(VC Case At 01790655 Status 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN. JEFFREY RELATIONSHIP -Booking Center New York Relationship Manager: Stewart Oldfield ❑ New PWM Relationship Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach o'd profile: • " This KYC is a periodic review for high risk remediation'• • Relationship to PWM: Original KYC1195100 ONLY adding signers to account. All signers have already been approved in previous KYCs. Please rush as this is a simple update. Darren Indyke was approved in KYC 01133377 Harry Beller was added in approved KYC 01141308 2 Client Referral 0 RM Prospect 0 Intermedlary/FIM 0 Other Source (Cie. etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details ( .g. name of referral source. how many years RM personally has known client. known the client? etc.): Jeffrey Epstein r ached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and dd two new signors to this new acct only. Does Deutsche Bank pay 0 Yes I2 No a retrocession or similar compensation to a third party for the introduction of yes, desethey: of this relationship? List all molding and new accounts Involved In this relationship Legal Entity Account Name / Number Coen.ng Date (attendee. an:a i Account(s) 1 2 Southern Financial. LLC Deposit 9'5,2013 2 2 Southern Trust Company, Inc- Deposit.- B. 27/2013 3 2 Jeffre Epstein - Deposit- 3/8/2016 4 2 .1 Epsiein Virgin Islands Foundation, Inc- Brokerage 9/30/2013 Who is the primary contact person for the Preferred method of RM? (Note: This person Darren Indyke contact(indiate phone needs to have signatory no., fax no.. e-mail rights and/or information address. etc ): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Dieze... 1/11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042000 CONFIDENTIAL SDNY GM_00188184 EFTA01356238